AUSF vs. DJIA ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to Global X Dow 30 Covered Call ETF (DJIA)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.40

Average Daily Volume

35,105

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

DJIA

Global X Dow 30 Covered Call ETF

DJIA Description

Global X Dow 30 Covered Call ETF is an exchange traded fund launched and managed by Global X Management Company LLC. It invests in public equity markets of the United States. It invests directly and through derivatives in stocks of companies operating across diversified sectors. It uses derivatives such as options to create its portfolio. The fund invests in growth and value stocks of large-cap companies. The fund seeks to track the performance of the DJIA Cboe BuyWrite v2 Index, by using full replication technique. Global X Dow 30 Covered Call ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.08

Average Daily Volume

22,912

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	DJIA
30 Days	-0.19%	1.87%
60 Days	4.49%	5.81%
90 Days	7.77%	5.00%
12 Months	40.13%	15.31%

17 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in DJIA	Overlap
AAPL	C	0.11%	3.56%	0.11%
AMGN	D	0.3%	5.28%	0.3%
CSCO	A	1.35%	0.82%	0.82%
CVX	B	0.08%	2.32%	0.08%
HON	C	0.07%	3.21%	0.07%
IBM	B	2.32%	3.47%	2.32%
INTC	D	0.36%	0.35%	0.35%
JNJ	D	1.49%	2.57%	1.49%
KO	C	1.24%	1.13%	1.13%
MCD	A	1.23%	4.7%	1.23%
MRK	F	1.25%	1.82%	1.25%
PG	C	0.89%	2.73%	0.89%
TRV	C	0.12%	3.76%	0.12%
UNH	B	0.08%	9.02%	0.08%
V	C	1.38%	4.54%	1.38%
VZ	A	2.07%	0.7%	0.7%
WMT	A	1.67%	1.26%	1.26%

AUSF Overweight 172 Positions Relative to DJIA

Symbol	Grade	Weight
T	A	1.95%
TMUS	A	1.67%
RTX	A	1.67%
LMT	A	1.64%
JNPR	B	1.53%
BRK.A	C	1.52%
MMC	D	1.5%
GD	A	1.5%
RSG	D	1.49%
LIN	B	1.48%
AJG	D	1.48%
ROP	C	1.44%
CME	A	1.38%
WM	B	1.38%
DOX	B	1.35%
ACI	F	1.32%
EA	D	1.25%
BSX	A	1.18%
CBOE	A	0.95%
BR	B	0.83%
PEP	D	0.74%
LBRDK	B	0.64%
UNM	A	0.61%
LAD	C	0.6%
WMB	A	0.6%
DTM	A	0.6%
SIG	C	0.59%
MO	D	0.59%
KMI	A	0.59%
SOLV	C	0.57%
OKE	B	0.56%
UAL	B	0.56%
DAL	C	0.55%
HII	F	0.55%
FMC	B	0.55%
KRC	C	0.55%
EMN	C	0.55%
CHE	C	0.55%
TPR	B	0.55%
CMA	C	0.55%
BBY	B	0.54%
CNC	F	0.54%
HOG	D	0.54%
MDT	B	0.54%
FOXA	A	0.54%
VICI	C	0.53%
COLB	C	0.53%
CNH	B	0.53%
JXN	A	0.52%
CMCSA	B	0.52%
CAG	D	0.52%
ARW	C	0.52%
AGNC	C	0.51%
STWD	C	0.51%
KEY	C	0.5%
FITB	C	0.5%
WHR	B	0.5%
AM	A	0.5%
KHC	D	0.5%
IP	C	0.5%
SON	D	0.5%
USB	C	0.49%
UGI	C	0.49%
AVT	C	0.49%
MTB	C	0.49%
TAP	D	0.49%
RF	C	0.49%
PNC	C	0.49%
UBSI	D	0.48%
HPE	B	0.48%
LYB	D	0.48%
CVS	D	0.48%
PB	D	0.48%
SNX	C	0.48%
HBAN	D	0.47%
VTRS	D	0.47%
PVH	F	0.47%
SYF	B	0.47%
CRBG	C	0.47%
WBS	D	0.47%
GM	D	0.47%
RDN	D	0.47%
C	B	0.46%
FNB	D	0.46%
ABG	D	0.46%
CE	D	0.46%
GAP	F	0.46%
HPQ	C	0.46%
CFG	D	0.46%
RPRX	B	0.46%
AGCO	D	0.46%
X	F	0.46%
LNC	D	0.46%
DINO	F	0.45%
ADM	D	0.45%
ONB	D	0.45%
PRGO	F	0.45%
FHN	D	0.45%
CADE	D	0.45%
AL	D	0.45%
BEN	F	0.44%
EMR	B	0.44%
LEA	F	0.44%
MOS	D	0.43%
OZK	F	0.43%
ZION	D	0.43%
M	F	0.43%
OMF	F	0.42%
OGN	F	0.42%
NOV	F	0.42%
BG	F	0.41%
HP	F	0.41%
ALLY	F	0.4%
PTEN	F	0.38%
F	D	0.37%
WBA	F	0.36%
CIVI	F	0.36%
MCK	F	0.36%
YUM	A	0.27%
CACI	A	0.2%
PGR	C	0.2%
ABBV	A	0.18%
TW	A	0.13%
KR	C	0.13%
CHD	C	0.12%
AFL	A	0.12%
COST	C	0.12%
DUK	A	0.11%
NOC	B	0.11%
ORI	B	0.11%
WRB	B	0.11%
SO	A	0.11%
LDOS	A	0.11%
ICE	A	0.1%
TJX	C	0.1%
ED	A	0.1%
GRMN	D	0.1%
MSI	A	0.1%
REGN	D	0.09%
KMB	B	0.09%
XOM	A	0.09%
HIG	A	0.09%
DGX	B	0.09%
DRI	C	0.09%
MA	A	0.09%
FDS	C	0.09%
MDLZ	C	0.09%
ATR	A	0.09%
PKG	C	0.09%
VRTX	D	0.09%
GDDY	D	0.08%
CB	A	0.08%
PCAR	D	0.08%
BDX	B	0.08%
L	D	0.08%
NEU	F	0.08%
CAH	B	0.08%
AKAM	D	0.08%
VRSK	D	0.08%
ADP	A	0.08%
NSIT	B	0.07%
CI	D	0.07%
HOLX	D	0.07%
ECL	B	0.07%
AME	D	0.07%
DLB	D	0.07%
SNA	A	0.07%
VRSN	B	0.07%
CASY	D	0.07%
PNW	A	0.07%
CL	D	0.07%
PSX	D	0.06%

AUSF Underweight 13 Positions Relative to DJIA

Symbol	Grade	Weight
GS	C	-7.82%
MSFT	D	-6.82%
HD	A	-6.17%
CAT	A	-5.84%
AXP	A	-4.2%
CRM	B	-4.16%
JPM	D	-3.33%
AMZN	C	-3.05%
BA	F	-2.46%
MMM	C	-2.13%
DIS	D	-1.46%
NKE	D	-1.36%
DOW	B	-0.82%