ACIO vs. AUSF ETF Comparison

Comparison of Aptus Collared Income Opportunity ETF (ACIO) to Global X Adaptive U.S. Factor ETF (AUSF)

ACIO

Aptus Collared Income Opportunity ETF

ACIO Description

The investment seeks current income and capital appreciation. The fund is an actively-managed exchange-traded fund (“ETF”) that seeks to achieve its investment objective principally by investing in a portfolio of large capitalization U.S.-listed equity securities and an options collar (i.e., a mix of written (sold) call options and long (bought) put options) on the same underlying equity securities. It may write call options on up to 100% of each equity position held in the portfolio and will use a portion of the premium received from writing such call options to purchase put options. It is non-diversified.

Grade (RS Rating)

Last Trade

$39.46

Average Daily Volume

130,940

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.20

Average Daily Volume

36,759

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	ACIO	AUSF
30 Days	1.61%	2.94%
60 Days	4.07%	3.40%
90 Days	5.26%	7.83%
12 Months	28.19%	34.51%

32 Overlapping Holdings

Symbol	Grade	Weight in ACIO	Weight in AUSF	Overlap
AAPL	C	6.83%	0.11%	0.11%
ABBV	C	0.76%	0.19%	0.19%
ADP	B	0.3%	0.09%	0.09%
AMGN	B	0.42%	0.32%	0.32%
BRK.A	C	1.71%	1.57%	1.57%
C	C	0.53%	0.46%	0.46%
CMCSA	D	0.37%	0.51%	0.37%
COST	B	1.04%	0.12%	0.12%
DUK	C	0.69%	0.11%	0.11%
HON	D	0.86%	0.07%	0.07%
ICE	C	0.75%	0.1%	0.1%
JNJ	C	1.14%	1.57%	1.14%
LIN	B	1.4%	1.46%	1.4%
LMT	C	1.76%	1.66%	1.66%
MCD	B	1.03%	1.22%	1.03%
MCK	F	0.0%	0.39%	0.0%
MDLZ	B	0.79%	0.09%	0.09%
MMC	C	0.95%	1.57%	0.95%
MO	C	0.6%	0.64%	0.6%
MRK	D	0.79%	1.28%	0.79%
MSI	B	0.84%	0.1%	0.1%
PEP	C	1.27%	0.79%	0.79%
PG	C	1.3%	0.92%	0.92%
PGR	B	1.7%	0.19%	0.19%
SO	B	1.07%	0.11%	0.11%
TJX	B	0.9%	0.1%	0.1%
TMUS	C	1.09%	1.63%	1.09%
UNH	C	1.29%	0.09%	0.09%
V	C	1.74%	1.49%	1.49%
VRTX	D	0.5%	0.1%	0.1%
WMT	C	1.15%	1.61%	1.15%
XOM	C	1.76%	0.09%	0.09%

ACIO Overweight 45 Positions Relative to AUSF

Symbol	Grade	Weight
MSFT	C	6.78%
NVDA	D	6.46%
AMZN	C	3.61%
GOOG	D	3.58%
META	B	2.45%
AVGO	C	2.28%
NOW	B	1.83%
SYK	C	1.8%
JPM	D	1.74%
CAT	B	1.6%
LLY	C	1.58%
AMAT	D	1.51%
TSLA	C	1.33%
TMO	B	1.27%
LOW	B	1.21%
ACN	C	1.15%
BLK	B	1.1%
NFLX	B	1.07%
INTU	C	1.06%
PLD	C	1.0%
ELV	C	1.0%
CSX	D	1.0%
MAR	C	0.95%
CTAS	B	0.94%
ADI	C	0.93%
PHM	B	0.9%
BAC	D	0.89%
MS	D	0.88%
FDX	C	0.88%
ABT	C	0.82%
NEE	C	0.79%
ISRG	B	0.73%
FANG	D	0.73%
DLR	B	0.62%
TYL	C	0.6%
DE	B	0.58%
EOG	D	0.55%
ETN	C	0.54%
PSA	B	0.53%
ADBE	F	0.51%
SHW	B	0.44%
FCX	D	0.36%
HAL	F	0.23%
DVN	F	0.0%
AMD	D	0.0%

ACIO Underweight 157 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	B	-2.16%
VZ	B	-2.01%
T	C	-1.97%
RTX	C	-1.7%
AJG	D	-1.61%
JNPR	B	-1.54%
RSG	D	-1.52%
GD	B	-1.51%
ROP	C	-1.47%
WM	D	-1.41%
CME	C	-1.4%
DOX	C	-1.35%
ACI	F	-1.31%
EA	D	-1.3%
CSCO	C	-1.27%
KO	C	-1.27%
BSX	B	-1.19%
CBOE	C	-1.01%
BR	D	-0.85%
WMB	B	-0.6%
DTM	B	-0.58%
KMI	B	-0.58%
HII	D	-0.58%
SOLV	C	-0.56%
UNM	B	-0.56%
VICI	C	-0.55%
BBY	C	-0.55%
OKE	B	-0.55%
MDT	C	-0.55%
CHE	C	-0.54%
CAG	C	-0.54%
LAD	D	-0.54%
HOG	C	-0.53%
LBRDK	F	-0.53%
FOXA	B	-0.53%
CMA	B	-0.53%
KHC	C	-0.53%
UAL	C	-0.52%
SON	C	-0.52%
CNH	D	-0.52%
CNC	D	-0.52%
FMC	C	-0.52%
PNC	B	-0.51%
IP	B	-0.51%
TPR	C	-0.51%
ARW	C	-0.51%
TAP	D	-0.51%
DAL	C	-0.5%
EMN	B	-0.5%
GM	C	-0.5%
FITB	B	-0.5%
KEY	B	-0.5%
PB	B	-0.5%
RF	B	-0.5%
AGNC	B	-0.5%
COLB	B	-0.5%
MTB	B	-0.49%
LYB	D	-0.49%
UBSI	B	-0.49%
KRC	B	-0.49%
STWD	B	-0.49%
USB	B	-0.49%
PVH	F	-0.48%
AM	C	-0.48%
RPRX	C	-0.48%
UGI	C	-0.48%
FNB	C	-0.48%
WHR	D	-0.48%
HBAN	B	-0.48%
CFG	C	-0.48%
RDN	C	-0.48%
ADM	D	-0.47%
VTRS	D	-0.47%
AVT	C	-0.47%
WBS	D	-0.47%
CVS	D	-0.47%
FHN	D	-0.47%
JXN	A	-0.47%
SYF	C	-0.47%
OGN	D	-0.46%
PRGO	D	-0.46%
DINO	F	-0.46%
ONB	C	-0.46%
ALLY	F	-0.46%
LEA	F	-0.46%
SNX	D	-0.46%
LNC	D	-0.45%
ABG	D	-0.45%
SIG	C	-0.45%
GAP	F	-0.45%
CADE	C	-0.45%
CRBG	D	-0.45%
ZION	D	-0.44%
HPQ	D	-0.44%
AGCO	D	-0.44%
EMR	D	-0.43%
M	F	-0.43%
MOS	F	-0.43%
BG	D	-0.43%
HPE	D	-0.43%
CE	F	-0.43%
AL	D	-0.43%
OZK	D	-0.43%
NOV	F	-0.43%
BEN	F	-0.42%
OMF	D	-0.42%
PTEN	F	-0.4%
X	F	-0.4%
WBA	F	-0.39%
HP	F	-0.39%
F	F	-0.38%
CIVI	F	-0.38%
INTC	F	-0.29%
YUM	D	-0.28%
CACI	B	-0.19%
KR	C	-0.13%
TRV	C	-0.13%
WRB	C	-0.12%
CHD	D	-0.12%
TW	B	-0.12%
AFL	C	-0.12%
NOC	B	-0.11%
ORI	B	-0.11%
GRMN	D	-0.11%
LDOS	B	-0.11%
ED	C	-0.1%
DRI	B	-0.09%
FDS	C	-0.09%
VRSK	D	-0.09%
PKG	B	-0.09%
ATR	B	-0.09%
HIG	B	-0.09%
MA	B	-0.09%
DGX	B	-0.09%
KMB	D	-0.09%
GDDY	C	-0.08%
PNW	C	-0.08%
CL	D	-0.08%
CB	B	-0.08%
AKAM	D	-0.08%
CAH	C	-0.08%
BDX	D	-0.08%
REGN	C	-0.08%
L	C	-0.08%
DLB	D	-0.07%
NEU	D	-0.07%
AME	C	-0.07%
ECL	B	-0.07%
SNA	C	-0.07%
CASY	D	-0.07%
VRSN	D	-0.07%
CI	C	-0.07%
HOLX	B	-0.07%
CVX	D	-0.07%
PCAR	D	-0.06%
NSIT	D	-0.06%
PSX	F	-0.06%