USSG vs. FTA ETF Comparison

Comparison of Xtrackers MSCI USA ESG Leaders Equity ETF (USSG) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

USSG

Xtrackers MSCI USA ESG Leaders Equity ETF

USSG Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the MSCI USA ESG Leaders Index (the underlying index). The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index, which is a capitalization weighted index that provides exposure to companies with high ESG performance relative to their sector peers. The fund uses a full replication indexing strategy to seek to track the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$55.44

Average Daily Volume

121,389

Number of Holdings ^*

289

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	USSG	FTA
30 Days	3.18%	4.88%
60 Days	4.88%	5.23%
90 Days	6.09%	6.80%
12 Months	32.54%	26.69%

100 Overlapping Holdings

Symbol	Grade	Weight in USSG	Weight in FTA	Overlap
ACN	C	0.81%	0.18%	0.18%
AFL	B	0.22%	0.5%	0.22%
AKAM	D	0.05%	0.45%	0.05%
ALLY	C	0.04%	0.71%	0.04%
APD	A	0.26%	0.18%	0.18%
APTV	D	0.05%	0.66%	0.05%
ATO	A	0.08%	0.73%	0.08%
AWK	D	0.1%	0.15%	0.1%
BBY	D	0.06%	0.45%	0.06%
BG	F	0.04%	0.8%	0.04%
BIIB	F	0.08%	0.44%	0.08%
BKR	B	0.16%	0.61%	0.16%
CAG	D	0.05%	0.14%	0.05%
CARR	D	0.22%	0.33%	0.22%
CFG	B	0.08%	0.8%	0.08%
CHTR	C	0.13%	0.62%	0.13%
CI	F	0.33%	0.16%	0.16%
CLX	B	0.07%	0.17%	0.07%
CMCSA	B	0.61%	0.91%	0.61%
CMI	A	0.18%	0.19%	0.18%
CMS	C	0.07%	0.34%	0.07%
COF	B	0.25%	0.86%	0.25%
CPB	D	0.03%	0.16%	0.03%
CSX	B	0.24%	0.36%	0.24%
DAL	C	0.04%	1.12%	0.04%
DE	A	0.38%	0.48%	0.38%
DGX	A	0.06%	0.52%	0.06%
DHI	D	0.17%	0.6%	0.17%
DIS	B	0.76%	0.4%	0.4%
DOC	D	0.05%	0.33%	0.05%
DRI	B	0.07%	0.36%	0.07%
EBAY	D	0.11%	0.49%	0.11%
ED	D	0.12%	0.64%	0.12%
EIX	B	0.12%	0.33%	0.12%
ELV	F	0.33%	0.27%	0.27%
EXC	C	0.14%	0.66%	0.14%
EXPD	D	0.06%	0.16%	0.06%
FOXA	B	0.04%	0.98%	0.04%
FTV	C	0.1%	0.16%	0.1%
GIS	D	0.13%	0.31%	0.13%
GPC	D	0.06%	0.31%	0.06%
HAL	C	0.1%	0.91%	0.1%
HBAN	A	0.09%	0.84%	0.09%
HD	A	1.43%	0.17%	0.17%
HIG	B	0.13%	0.69%	0.13%
HOLX	D	0.07%	0.16%	0.07%
HPE	B	0.1%	0.92%	0.1%
HPQ	B	0.13%	0.36%	0.13%
HRL	D	0.03%	0.49%	0.03%
HUM	C	0.13%	0.31%	0.13%
IEX	B	0.06%	0.18%	0.06%
INTC	D	0.37%	0.75%	0.37%
IP	B	0.07%	0.6%	0.07%
JBHT	C	0.05%	0.38%	0.05%
JNJ	D	1.33%	0.33%	0.33%
KDP	D	0.13%	0.31%	0.13%
KEY	B	0.06%	0.4%	0.06%
KEYS	A	0.1%	0.17%	0.1%
KR	B	0.14%	0.72%	0.14%
LH	C	0.07%	0.18%	0.07%
LNG	B	0.18%	0.82%	0.18%
LOW	D	0.54%	0.17%	0.17%
LYB	F	0.08%	0.76%	0.08%
MOH	F	0.06%	0.31%	0.06%
MPC	D	0.21%	0.85%	0.21%
MS	A	0.58%	0.65%	0.58%
NI	A	0.06%	0.53%	0.06%
NKE	D	0.32%	0.15%	0.15%
NUE	C	0.13%	0.85%	0.13%
NVR	D	0.12%	0.33%	0.12%
OC	A	0.06%	0.78%	0.06%
ODFL	B	0.15%	0.19%	0.15%
OKE	A	0.24%	0.42%	0.24%
OMC	C	0.07%	0.17%	0.07%
PEP	F	0.79%	0.17%	0.17%
PFG	D	0.07%	0.17%	0.07%
PHM	D	0.1%	0.79%	0.1%
PNC	B	0.29%	0.39%	0.29%
PPG	F	0.1%	0.33%	0.1%
PRU	A	0.16%	0.36%	0.16%
PSX	C	0.2%	0.87%	0.2%
PYPL	B	0.3%	0.19%	0.19%
RF	A	0.09%	0.58%	0.09%
RJF	A	0.12%	0.46%	0.12%
SLB	C	0.22%	0.73%	0.22%
SRE	A	0.21%	0.76%	0.21%
STLD	B	0.08%	0.96%	0.08%
STT	A	0.1%	0.55%	0.1%
STX	D	0.07%	0.46%	0.07%
SYF	B	0.09%	1.14%	0.09%
TGT	F	0.2%	0.5%	0.2%
TROW	B	0.09%	0.97%	0.09%
TRV	B	0.21%	0.56%	0.21%
ULTA	F	0.06%	0.5%	0.06%
UPS	C	0.34%	0.17%	0.17%
USB	A	0.29%	0.56%	0.29%
VLO	C	0.17%	0.91%	0.17%
VZ	C	0.64%	0.64%	0.64%
WY	D	0.08%	0.16%	0.08%
ZBH	C	0.08%	0.71%	0.08%

USSG Overweight 189 Positions Relative to FTA

Symbol	Grade	Weight
NVDA	C	12.95%
MSFT	F	10.59%
GOOGL	C	3.73%
TSLA	B	3.54%
GOOG	C	3.23%
LLY	F	2.2%
V	A	1.75%
MA	C	1.54%
PG	A	1.46%
CRM	B	1.14%
KO	D	0.93%
MRK	F	0.89%
ADBE	C	0.8%
AMD	F	0.8%
LIN	D	0.78%
MCD	D	0.76%
NOW	A	0.75%
IBM	C	0.71%
GE	D	0.7%
CAT	B	0.67%
INTU	C	0.66%
TXN	C	0.65%
BKNG	A	0.62%
AXP	A	0.6%
SPGI	C	0.58%
AMGN	D	0.56%
DHR	F	0.56%
BLK	C	0.55%
PGR	A	0.54%
ETN	A	0.52%
AMAT	F	0.51%
UNP	C	0.51%
TJX	A	0.49%
FI	A	0.47%
PANW	C	0.46%
SCHW	B	0.44%
ADP	B	0.44%
BMY	B	0.42%
GILD	C	0.4%
MMC	B	0.39%
PLD	D	0.38%
TT	A	0.34%
AMT	D	0.34%
LRCX	F	0.33%
ICE	C	0.32%
EQIX	A	0.31%
MELI	D	0.31%
WELL	A	0.3%
SNPS	B	0.3%
CDNS	B	0.3%
ITW	B	0.29%
CTAS	B	0.29%
ZTS	D	0.29%
MRVL	B	0.28%
MCO	B	0.28%
WMB	A	0.26%
CL	D	0.26%
ORLY	B	0.25%
MMM	D	0.25%
ADSK	A	0.24%
HCA	F	0.24%
HLT	A	0.23%
DLR	B	0.22%
TFC	A	0.22%
ECL	D	0.22%
FICO	B	0.21%
AMP	A	0.21%
BK	A	0.21%
WDAY	B	0.2%
URI	B	0.2%
NXPI	D	0.2%
JCI	C	0.2%
RCL	A	0.2%
AZO	C	0.19%
ALL	A	0.19%
GWW	B	0.19%
DASH	A	0.19%
NEM	D	0.18%
PWR	A	0.18%
KMB	D	0.17%
PAYX	C	0.17%
FIS	C	0.17%
DFS	B	0.16%
COR	B	0.16%
CCI	D	0.16%
AXON	A	0.16%
IT	C	0.15%
EW	C	0.15%
IR	B	0.15%
EA	A	0.15%
TRGP	B	0.15%
A	D	0.14%
TEAM	A	0.14%
CBRE	B	0.14%
NDAQ	A	0.13%
LULU	C	0.13%
IDXX	F	0.13%
IQV	D	0.13%
IRM	D	0.13%
ACGL	D	0.13%
MLM	B	0.13%
GEHC	F	0.13%
YUM	B	0.13%
HUBS	A	0.12%
ROK	B	0.12%
DXCM	D	0.11%
TTWO	A	0.11%
XYL	D	0.11%
ANSS	B	0.11%
WTW	B	0.11%
CHD	B	0.1%
DECK	A	0.1%
DOV	A	0.1%
TSCO	D	0.1%
SW	A	0.1%
PTC	A	0.09%
NTAP	C	0.09%
MTD	D	0.09%
VLTO	D	0.09%
BR	A	0.09%
STE	F	0.08%
ES	D	0.08%
NTRS	A	0.08%
WAT	B	0.08%
CBOE	B	0.08%
K	A	0.08%
WSM	B	0.08%
IFF	D	0.08%
SBAC	D	0.08%
WST	C	0.08%
EME	C	0.08%
LPLA	A	0.08%
FSLR	F	0.07%
ZS	C	0.07%
TRU	D	0.07%
PODD	C	0.07%
BALL	D	0.07%
LII	A	0.07%
NRG	B	0.07%
MKC	D	0.07%
WDC	D	0.07%
GGG	B	0.06%
ALGN	D	0.06%
MANH	D	0.06%
DOCU	A	0.06%
GEN	B	0.06%
PNR	A	0.06%
TRMB	B	0.06%
TWLO	A	0.06%
BURL	A	0.06%
FDS	B	0.06%
AIZ	A	0.05%
POOL	C	0.05%
AVTR	F	0.05%
EQH	B	0.05%
AVY	D	0.05%
DPZ	C	0.05%
SOLV	C	0.04%
MKTX	D	0.04%
LKQ	D	0.04%
CTLT	B	0.04%
IPG	D	0.04%
TECH	D	0.04%
LW	C	0.04%
WTRG	B	0.04%
DKS	C	0.04%
JNPR	F	0.04%
BXP	D	0.04%
DAY	B	0.04%
KMX	B	0.04%
SJM	D	0.04%
NBIX	C	0.04%
CHRW	C	0.04%
ALLE	D	0.04%
TTC	D	0.03%
TFX	F	0.03%
KNX	B	0.03%
ENPH	F	0.03%
FBIN	D	0.03%
DVA	B	0.03%
HSIC	B	0.03%
CNH	C	0.03%
WBA	F	0.02%
BEN	C	0.02%
BBWI	D	0.02%
FOX	A	0.02%
ACI	C	0.02%
DINO	D	0.02%
RIVN	F	0.02%

USSG Underweight 86 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
GM	B	-1.13%
PCAR	B	-1.02%
EOG	A	-0.97%
CVX	A	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
COP	C	-0.94%
CTRA	B	-0.93%
F	C	-0.92%
AIG	B	-0.91%
XOM	B	-0.9%
WFC	A	-0.9%
T	A	-0.89%
DVN	F	-0.88%
TOL	B	-0.87%
OXY	D	-0.86%
KMI	A	-0.85%
EG	C	-0.82%
EQT	B	-0.82%
LEN	D	-0.79%
ETR	B	-0.78%
CVS	D	-0.77%
ADM	D	-0.77%
VTRS	A	-0.76%
C	A	-0.76%
FDX	B	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
XEL	A	-0.74%
FANG	D	-0.74%
CTSH	B	-0.73%
CNP	B	-0.72%
AEE	A	-0.72%
CB	C	-0.7%
CF	B	-0.7%
ON	D	-0.65%
DG	F	-0.64%
SNA	A	-0.63%
MTB	A	-0.61%
SWKS	F	-0.6%
BAC	A	-0.59%
FITB	A	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
CNC	D	-0.55%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
EQR	B	-0.5%
DUK	C	-0.49%
SYY	B	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
AEP	D	-0.47%
KHC	F	-0.46%
ZM	B	-0.42%
DOW	F	-0.42%
TSN	B	-0.38%
CSCO	B	-0.38%
NWSA	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
WEC	A	-0.35%
SSNC	B	-0.35%
FNF	B	-0.34%
HSY	F	-0.33%
ARE	D	-0.32%
FE	C	-0.32%
WLK	D	-0.3%
LHX	C	-0.18%
WRB	A	-0.18%
J	F	-0.18%
GD	F	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
SBUX	A	-0.17%
LMT	D	-0.16%
DD	D	-0.16%
MAS	D	-0.16%
MDT	D	-0.16%
MDLZ	F	-0.15%