SMHB vs. SOXX ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to iShares PHLX SOX Semiconductor Sector Index Fund (SOXX)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.17

Average Daily Volume

40,512

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description

The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$227.15

Average Daily Volume

4,374,938

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	SOXX
30 Days	5.64%	-1.49%
60 Days	3.72%	10.10%
90 Days	13.97%	-10.44%
12 Months	37.51%	47.01%

0 Overlapping Holdings

	Symbol	Grade	Weight in SMHB	Weight in SOXX	Overlap

SMHB Overweight 91 Positions Relative to SOXX

Symbol	Grade	Weight
SLG	C	4.87%
XRX	D	4.09%
DTM	A	3.81%
BXMT	C	3.43%
DSS	F	2.87%
TWO	D	2.87%
CIM	C	2.62%
ETRN	D	2.49%
BDN	A	2.41%
BGS	D	2.41%
SBRA	C	2.38%
EPR	C	2.34%
ABR	C	2.21%
APAM	C	2.02%
PAGP	D	1.88%
UNIT	B	1.86%
UWMC	D	1.84%
ARR	D	1.65%
NHI	C	1.64%
ORC	C	1.51%
CCOI	B	1.51%
PSEC	C	1.47%
IVR	C	1.43%
DEA	D	1.35%
PMT	C	1.35%
MFA	C	1.27%
RWT	C	1.24%
CTRE	B	1.16%
PETS	D	1.13%
MAIN	B	1.09%
HTGC	C	1.03%
ARI	F	1.02%
GNL	D	1.01%
FCPT	C	1.0%
EFC	D	1.0%
PDM	C	0.99%
GSBD	D	0.94%
NEWT	D	0.94%
NYMT	D	0.93%
LTC	D	0.91%
DX	C	0.89%
KREF	C	0.8%
VGR	B	0.79%
NWBI	D	0.77%
GBDC	B	0.73%
CODI	D	0.72%
VNOM	B	0.65%
SCS	D	0.65%
RC	F	0.65%
ACRE	D	0.64%
LADR	D	0.62%
TSLX	D	0.62%
HESM	D	0.59%
UVV	D	0.54%
OCSL	D	0.54%
AROC	B	0.53%
GMRE	C	0.5%
ILPT	D	0.49%
BRSP	D	0.49%
WSR	C	0.46%
ALX	C	0.45%
GTY	C	0.44%
OPI	F	0.4%
RMR	B	0.38%
NMFC	F	0.38%
UHT	C	0.36%
GPMT	D	0.34%
CSWC	C	0.34%
GOOD	A	0.33%
FSP	D	0.29%
TRTX	D	0.29%
TCPC	F	0.27%
AHH	F	0.27%
CGBD	B	0.25%
BCSF	B	0.24%
TPVG	F	0.23%
PFLT	A	0.23%
SLRC	D	0.23%
UVE	C	0.22%
BBDC	D	0.22%
KRO	B	0.2%
EBF	C	0.18%
GAIN	B	0.17%
PNNT	B	0.16%
OLP	C	0.16%
FDUS	C	0.16%
GLAD	A	0.15%
BFS	A	0.14%
TRIN	C	0.12%
CCAP	C	0.1%
REPX	C	0.07%

SMHB Underweight 24 Positions Relative to SOXX

Symbol	Grade	Weight
AVGO	C	-8.72%
AMD	D	-8.65%
NVDA	C	-8.22%
TXN	C	-6.06%
QCOM	D	-6.04%
INTC	D	-4.2%
AMAT	B	-4.05%
MPWR	B	-3.96%
MU	D	-3.96%
ADI	C	-3.93%
LRCX	D	-3.91%
MCHP	F	-3.83%
KLAC	B	-3.81%
MRVL	C	-3.79%
NXPI	F	-3.7%
ON	F	-3.07%
TER	C	-2.14%
ENTG	D	-1.72%
SWKS	F	-1.6%
ONTO	B	-1.0%
QRVO	F	-0.99%
OLED	C	-0.96%
MKSI	F	-0.75%
LSCC	D	-0.73%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers