SMHB vs. SCAP ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to InfraCap Small Cap Income ETF (SCAP)

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.58

Average Daily Volume

36,648

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SCAP

InfraCap Small Cap Income ETF

SCAP Description

The investment seeks to provide total return through long-term capital appreciation and current income. The fund seeks to achieve its investment objective by investing in a diversified group of U.S.-traded equity securities consisting of common and preferred stock, ADRs, and REITs. Under normal circumstances, it invests at least 80% of its net assets (plus any borrowings for investment purposes) in small cap securities. The fund's sub-advisor generally defines a small cap company as one having a market capitalization less than the market cap of the largest company in the Russell 2000 Index at the time of acquisition.

Grade (RS Rating)

Last Trade

$36.35

Average Daily Volume

2,949

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMHB	SCAP
30 Days	-9.80%	0.75%
60 Days	-9.81%	1.26%
90 Days	3.29%	6.87%
12 Months	9.50%

1 Overlapping Holdings

	Symbol	Grade	Weight in SMHB	Weight in SCAP	Overlap
	PAGP	A	1.88%	2.46%	1.88%

SMHB Overweight 89 Positions Relative to SCAP

Symbol	Grade	Weight
SLG	B	4.87%
XRX	F	4.09%
DTM	A	3.81%
BXMT	D	3.43%
DSS	F	2.87%
TWO	D	2.87%
CIM	D	2.62%
BDN	D	2.41%
BGS	F	2.41%
SBRA	C	2.38%
EPR	D	2.34%
ABR	B	2.21%
APAM	A	2.02%
UNIT	B	1.86%
UWMC	F	1.84%
ARR	C	1.65%
NHI	D	1.64%
ORC	C	1.51%
CCOI	B	1.51%
PSEC	F	1.47%
IVR	D	1.43%
DEA	D	1.35%
PMT	D	1.35%
MFA	D	1.27%
RWT	D	1.24%
CTRE	D	1.16%
PETS	C	1.13%
MAIN	A	1.09%
HTGC	D	1.03%
ARI	C	1.02%
GNL	D	1.01%
FCPT	C	1.0%
EFC	C	1.0%
PDM	D	0.99%
GSBD	F	0.94%
NEWT	B	0.94%
NYMT	C	0.93%
LTC	B	0.91%
DX	A	0.89%
KREF	D	0.8%
VGR	B	0.79%
NWBI	A	0.77%
GBDC	A	0.73%
CODI	A	0.72%
VNOM	B	0.65%
SCS	B	0.65%
RC	D	0.65%
ACRE	B	0.64%
LADR	B	0.62%
TSLX	C	0.62%
HESM	A	0.59%
UVV	B	0.54%
OCSL	D	0.54%
AROC	A	0.53%
GMRE	F	0.5%
ILPT	D	0.49%
BRSP	B	0.49%
WSR	A	0.46%
ALX	D	0.45%
GTY	A	0.44%
OPI	F	0.4%
RMR	F	0.38%
NMFC	D	0.38%
UHT	D	0.36%
GPMT	C	0.34%
CSWC	D	0.34%
GOOD	B	0.33%
FSP	C	0.29%
TRTX	B	0.29%
TCPC	C	0.27%
AHH	C	0.27%
CGBD	D	0.25%
BCSF	A	0.24%
TPVG	C	0.23%
PFLT	C	0.23%
SLRC	A	0.23%
UVE	A	0.22%
BBDC	A	0.22%
KRO	D	0.2%
EBF	D	0.18%
GAIN	A	0.17%
PNNT	B	0.16%
OLP	B	0.16%
FDUS	A	0.16%
GLAD	A	0.15%
BFS	C	0.14%
TRIN	A	0.12%
CCAP	A	0.1%
REPX	A	0.07%

SMHB Underweight 41 Positions Relative to SCAP

Symbol	Grade	Weight
HRI	B	-3.47%
CASY	B	-3.17%
MKSI	C	-3.04%
EWBC	A	-3.02%
GATX	A	-2.95%
SM	C	-2.64%
MUR	D	-2.62%
PNFP	A	-2.61%
CHRD	D	-2.6%
PFBC	B	-2.58%
ASIX	B	-2.51%
NTB	B	-2.35%
AVNT	B	-2.27%
KRC	C	-2.09%
BRX	A	-1.95%
DKL	C	-1.94%
POR	C	-1.92%
AES	F	-1.89%
NYT	D	-1.82%
AGNC	C	-1.81%
REXR	F	-1.79%
WWD	B	-1.75%
MCBS	B	-1.7%
ESI	B	-1.65%
JEF	A	-1.58%
AB	B	-1.55%
NTST	D	-1.53%
EPRT	C	-1.5%
BLMN	F	-1.46%
SLM	A	-1.38%
CELH	F	-1.36%
PK	D	-1.31%
AIZ	A	-1.22%
WAL	B	-1.19%
CHCT	C	-1.16%
STAG	D	-1.12%
MMI	B	-1.1%
SBLK	D	-1.09%
BPOP	D	-1.05%
COOP	B	-1.02%
VLYPP	A	-0.45%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers