SMCP vs. AFSM ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to Active Factor Small Cap ETF (AFSM)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.81

Average Daily Volume

2,174

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$31.26

Average Daily Volume

15,633

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	AFSM
30 Days	1.99%	0.70%
60 Days	2.55%	1.68%
90 Days	7.61%	6.85%
12 Months	31.63%	29.17%

43 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in AFSM	Overlap
ACIW	B	1.06%	0.02%	0.02%
ACLS	F	0.62%	0.02%	0.02%
ALKS	C	0.96%	0.93%	0.93%
AMR	C	0.82%	0.39%	0.39%
APAM	A	1.07%	0.06%	0.06%
ASO	F	0.87%	0.28%	0.28%
ATKR	C	0.85%	0.33%	0.33%
BCC	A	0.97%	0.72%	0.72%
BMI	C	1.01%	0.63%	0.63%
BNL	D	0.87%	0.27%	0.27%
BTU	B	1.05%	0.55%	0.55%
CEIX	A	1.14%	0.67%	0.67%
COOP	B	1.0%	0.63%	0.63%
CORT	C	1.41%	0.57%	0.57%
CPRX	C	0.99%	0.93%	0.93%
CVLT	B	1.01%	0.74%	0.74%
ENS	D	0.9%	0.2%	0.2%
ESNT	D	0.84%	0.34%	0.34%
FBP	B	0.94%	0.33%	0.33%
FORM	F	0.79%	0.04%	0.04%
HALO	D	0.84%	0.7%	0.7%
IDCC	A	1.15%	1.17%	1.15%
IIPR	F	0.79%	0.36%	0.36%
JXN	B	1.08%	0.78%	0.78%
KBH	D	0.87%	0.52%	0.52%
KRYS	C	0.84%	0.08%	0.08%
LBRT	F	0.73%	0.03%	0.03%
LNTH	F	0.73%	0.43%	0.43%
MATX	B	1.11%	0.37%	0.37%
MHO	D	0.96%	0.78%	0.78%
MTH	D	0.89%	0.34%	0.34%
NHI	D	0.92%	0.57%	0.57%
NMIH	D	0.89%	0.56%	0.56%
RDN	D	0.91%	0.7%	0.7%
SFM	B	1.29%	1.0%	1.0%
SIG	C	1.18%	0.37%	0.37%
SPSC	F	0.81%	0.09%	0.09%
STNG	F	0.65%	0.15%	0.15%
STRL	B	1.51%	0.84%	0.84%
TGNA	B	1.18%	0.55%	0.55%
TMHC	B	1.03%	0.7%	0.7%
TPH	D	0.92%	0.07%	0.07%
YOU	D	0.9%	0.37%	0.37%

SMCP Overweight 53 Positions Relative to AFSM

Symbol	Grade	Weight
LUMN	C	1.63%
RIOT	C	1.36%
TCBI	A	1.32%
HQY	A	1.21%
MARA	C	1.21%
CVBF	A	1.2%
JBT	A	1.17%
HTLF	B	1.16%
CADE	B	1.15%
UMBF	B	1.15%
CARG	A	1.14%
KNF	B	1.14%
AX	A	1.13%
CATY	A	1.12%
ARCH	B	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	A	1.1%
VCYT	B	1.09%
HWC	B	1.09%
FULT	A	1.07%
CRC	A	1.07%
QLYS	C	1.07%
FFBC	A	1.06%
WTS	A	1.04%
WSFS	A	1.03%
SMPL	B	1.02%
IOSP	C	1.02%
APLE	B	1.0%
UFPI	C	1.0%
HNI	B	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	A	0.98%
CPK	A	0.97%
WHD	B	0.96%
WD	D	0.95%
CABO	C	0.95%
BUR	D	0.93%
ENSG	D	0.91%
FCPT	C	0.91%
POWI	D	0.9%
IPAR	C	0.9%
ICFI	F	0.88%
LANC	D	0.86%
HP	C	0.85%
LXP	D	0.85%
PTEN	C	0.81%
NEOG	D	0.78%
DIOD	F	0.76%
AEO	F	0.76%
STNE	F	0.67%
PAGS	F	0.55%

SMCP Underweight 252 Positions Relative to AFSM

Symbol	Grade	Weight
MLI	B	-1.38%
SKYW	B	-1.22%
NHC	B	-1.2%
PFBC	B	-0.87%
CRS	A	-0.87%
DAKT	A	-0.86%
ANF	C	-0.82%
ZETA	D	-0.81%
FIX	A	-0.79%
EME	B	-0.79%
MTG	C	-0.73%
CALM	A	-0.72%
UVE	A	-0.7%
POWL	C	-0.7%
TBBK	A	-0.7%
SANM	B	-0.67%
MCY	A	-0.65%
SLVM	B	-0.65%
SLG	B	-0.65%
HSII	B	-0.64%
AROC	A	-0.64%
CRVL	A	-0.62%
HWKN	B	-0.61%
FDP	A	-0.61%
GMED	A	-0.61%
GMS	B	-0.6%
REZI	A	-0.6%
UFPT	C	-0.6%
PLUS	F	-0.59%
NTB	B	-0.58%
PRK	B	-0.58%
EGBN	B	-0.57%
SUPN	B	-0.56%
OFG	B	-0.54%
BXC	A	-0.54%
CHCO	B	-0.54%
CVNA	A	-0.53%
BELFB	C	-0.53%
STBA	B	-0.53%
DOLE	D	-0.53%
BRBR	A	-0.52%
AMWD	B	-0.52%
HIMS	C	-0.51%
COKE	D	-0.51%
MUSA	A	-0.51%
GEO	A	-0.51%
PI	D	-0.5%
APPF	C	-0.49%
WT	A	-0.49%
ACT	D	-0.49%
PRDO	B	-0.47%
TEX	D	-0.47%
DFIN	D	-0.46%
CSWI	A	-0.46%
PINC	B	-0.46%
HRB	D	-0.44%
DDS	B	-0.44%
PLAB	D	-0.43%
USLM	A	-0.43%
WFRD	F	-0.42%
RMR	F	-0.42%
IESC	B	-0.41%
LGND	C	-0.41%
YMAB	F	-0.41%
EVER	F	-0.41%
QTWO	B	-0.4%
ADUS	D	-0.4%
BDC	B	-0.39%
PRGS	B	-0.38%
INMD	C	-0.38%
WNC	C	-0.38%
VRNT	D	-0.38%
M	D	-0.37%
RDNT	B	-0.37%
ANIP	D	-0.37%
APOG	B	-0.37%
TILE	B	-0.37%
BPMC	C	-0.36%
CRAI	B	-0.36%
LOPE	B	-0.36%
MD	B	-0.36%
LRN	A	-0.36%
HRMY	D	-0.36%
CAL	F	-0.36%
BLBD	F	-0.36%
HIW	D	-0.35%
CNXN	D	-0.35%
CASH	B	-0.35%
PDM	D	-0.34%
MOG.A	B	-0.34%
TRMK	B	-0.34%
CMC	B	-0.33%
PBF	D	-0.32%
LPG	F	-0.32%
ATGE	B	-0.32%
PFS	A	-0.32%
CUZ	B	-0.31%
SCS	B	-0.31%
IBOC	A	-0.31%
SPNS	F	-0.3%
TWI	F	-0.3%
DXC	D	-0.3%
CNK	A	-0.3%
GRBK	D	-0.3%
RXST	F	-0.3%
BHE	B	-0.29%
AKR	A	-0.29%
CRDO	C	-0.29%
DNOW	B	-0.29%
HURN	B	-0.29%
SBRA	C	-0.29%
TCMD	A	-0.29%
ODP	F	-0.29%
ADMA	C	-0.28%
VIRT	A	-0.28%
BKE	A	-0.28%
PHIN	A	-0.28%
HUBG	A	-0.28%
THFF	B	-0.28%
AZZ	A	-0.27%
MEDP	D	-0.27%
AVNS	F	-0.27%
SXC	A	-0.27%
ITCI	B	-0.27%
HCC	B	-0.27%
PSN	C	-0.27%
ABG	B	-0.26%
INTA	B	-0.26%
BKU	A	-0.26%
CCRN	F	-0.26%
PRG	B	-0.26%
VRNS	F	-0.26%
HCI	C	-0.26%
BKH	A	-0.26%
PIPR	A	-0.25%
GNK	C	-0.25%
AGX	C	-0.25%
GIII	D	-0.25%
PRM	C	-0.25%
HAE	B	-0.23%
KN	B	-0.23%
VNDA	C	-0.23%
MED	F	-0.23%
NTCT	B	-0.23%
LMAT	A	-0.23%
HLX	C	-0.22%
IMKTA	C	-0.22%
HDSN	F	-0.22%
SMP	C	-0.22%
AMKR	F	-0.21%
NX	C	-0.21%
TMDX	F	-0.21%
VCTR	B	-0.21%
EXTR	C	-0.21%
SIGA	F	-0.21%
WABC	B	-0.21%
SBH	A	-0.21%
PK	D	-0.2%
BLFS	D	-0.2%
KRC	C	-0.2%
CMPR	F	-0.2%
INSW	F	-0.2%
NUS	C	-0.2%
SGBX	F	-0.19%
DHT	D	-0.19%
ONTO	F	-0.19%
ASGN	F	-0.19%
ASC	F	-0.19%
NSSC	F	-0.19%
TARS	C	-0.19%
UCTT	F	-0.18%
TPC	B	-0.18%
TNC	F	-0.18%
GOGL	C	-0.18%
NAVI	F	-0.18%
HOV	F	-0.17%
TGTX	C	-0.17%
NVST	C	-0.17%
ADNT	F	-0.17%
AXSM	B	-0.17%
BRC	C	-0.16%
KELYA	F	-0.16%
XRX	F	-0.16%
SD	D	-0.16%
HY	D	-0.16%
HROW	D	-0.16%
VSH	F	-0.16%
SCSC	B	-0.15%
SCVL	F	-0.15%
GES	F	-0.15%
AIT	A	-0.14%
NECB	B	-0.14%
METC	C	-0.14%
ALRM	C	-0.14%
MRVI	F	-0.14%
AYI	B	-0.14%
EIG	A	-0.13%
TWST	F	-0.13%
CWCO	C	-0.13%
PCRX	C	-0.13%
MOV	C	-0.13%
CSGS	B	-0.13%
CECO	C	-0.12%
CLW	F	-0.12%
ALKT	B	-0.12%
OSCR	D	-0.11%
YEXT	B	-0.11%
CHRD	D	-0.11%
INVA	C	-0.11%
CGEM	F	-0.11%
RAMP	C	-0.1%
GFF	B	-0.1%
AMCX	C	-0.1%
ASTH	F	-0.1%
MAX	F	-0.09%
MLKN	F	-0.08%
KTB	A	-0.08%
ATLO	C	-0.07%
PEBK	B	-0.07%
CTRE	D	-0.07%
WGO	C	-0.07%
FTDR	B	-0.06%
CTS	B	-0.06%
GRND	A	-0.06%
JWN	C	-0.06%
OMI	F	-0.06%
KSS	F	-0.06%
SWX	A	-0.05%
REVG	B	-0.05%
OGS	A	-0.05%
AMPH	F	-0.05%
NSIT	F	-0.05%
ATEN	A	-0.05%
HE	D	-0.04%
AMN	F	-0.04%
TDC	F	-0.04%
SEMR	D	-0.04%
PHR	F	-0.04%
ETD	D	-0.04%
EOLS	F	-0.04%
ANDE	C	-0.04%
OTTR	C	-0.04%
COLL	F	-0.04%
PGNY	F	-0.03%
JBI	F	-0.03%
VITL	F	-0.03%
RYI	C	-0.03%
SWI	B	-0.03%
EMBC	C	-0.03%
MITK	C	-0.0%
MAIN	A	-0.0%
EPAC	B	-0.0%