SHRY vs. FXN ETF Comparison

Comparison of First Trust Bloomberg Shareholder Yield ETF (SHRY) to First Trust Energy AlphaDEX Fund (FXN)

SHRY

First Trust Bloomberg Shareholder Yield ETF

SHRY Description

The fund will normally invest at least 90% of its net assets in the securities that comprise the index. The index is designed to select dividend-paying securities issued by large capitalization U.S. companies.

Grade (RS Rating)

Last Trade

$41.29

Average Daily Volume

1,320

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$17.33

Average Daily Volume

1,724,089

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHRY	FXN
30 Days	1.36%	5.72%
60 Days	7.84%	6.30%
90 Days	8.96%	-2.36%
12 Months		7.99%

3 Overlapping Holdings

Symbol	Grade	Weight in SHRY	Weight in FXN	Overlap
EOG	B	2.44%	3.68%	2.44%
KMI	A	2.43%	2.07%	2.07%
SLB	D	1.43%	1.67%	1.43%

SHRY Overweight 47 Positions Relative to FXN

Symbol	Grade	Weight
MO	D	5.15%
CMCSA	B	4.64%
HPQ	B	3.42%
HIG	A	3.39%
LOW	C	3.33%
CI	D	3.11%
GIS	C	3.1%
AFL	A	3.02%
MET	A	2.88%
LMT	A	2.67%
KR	C	2.66%
CME	A	2.41%
SBUX	B	2.4%
HCA	C	2.26%
ITW	C	2.11%
MCD	A	2.1%
CHTR	D	2.09%
AON	A	2.08%
KMB	D	2.06%
CSX	D	2.04%
MDT	C	2.03%
HD	A	1.93%
PG	D	1.88%
UNP	F	1.87%
TEL	D	1.83%
SHW	C	1.81%
TRV	B	1.77%
MCHP	F	1.73%
ABT	C	1.65%
CL	D	1.57%
ADP	A	1.54%
MCK	F	1.52%
CB	A	1.47%
V	B	1.37%
AAPL	C	1.36%
MRK	F	1.36%
BDX	C	1.26%
BX	C	1.25%
MA	A	1.18%
LRCX	D	1.06%
ADBE	F	0.85%
ACN	B	0.84%
KLAC	B	0.81%
GOOGL	B	0.74%
AMAT	C	0.62%
QCOM	D	0.6%
META	A	0.55%

SHRY Underweight 36 Positions Relative to FXN

Symbol	Grade	Weight
CHK	C	-4.52%
VLO	F	-4.0%
OVV	D	-3.92%
NOV	F	-3.88%
MTDR	D	-3.86%
DINO	F	-3.78%
CHRD	F	-3.58%
MRO	B	-3.51%
CIVI	F	-3.49%
CVX	B	-3.49%
CTRA	D	-3.3%
FANG	D	-3.26%
APA	F	-3.18%
DVN	F	-3.06%
XOM	A	-2.85%
EQT	C	-2.68%
COP	D	-2.62%
MPC	D	-2.61%
WFRD	F	-2.59%
PSX	D	-2.58%
RRC	D	-2.52%
HAL	D	-2.42%
PR	D	-2.36%
TRGP	A	-2.13%
DTM	A	-2.02%
LNG	A	-1.89%
OXY	D	-1.54%
TPL	A	-1.15%
OKE	A	-1.03%
WMB	A	-0.99%
FSLR	C	-0.97%
FTI	B	-0.96%
BKR	B	-0.95%
AM	A	-0.94%
AR	C	-0.8%
NFE	F	-0.8%