SDVY vs. AFMC ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Active Factor Mid Cap ETF (AFMC)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.31

Average Daily Volume

9,370

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	AFMC
30 Days	9.60%	7.36%
60 Days	9.45%	6.97%
90 Days	10.70%	8.83%
12 Months	38.70%	41.05%

41 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in AFMC	Overlap
AGCO	D	0.93%	0.43%	0.43%
AOS	F	0.87%	0.09%	0.09%
BCC	B	1.02%	0.45%	0.45%
CMC	B	1.12%	0.6%	0.6%
CR	A	1.14%	0.3%	0.3%
CRI	D	0.79%	0.18%	0.18%
DINO	D	0.9%	0.48%	0.48%
DKS	C	0.91%	0.29%	0.29%
EME	C	1.13%	1.33%	1.13%
EQH	B	1.12%	0.1%	0.1%
ESNT	D	0.88%	0.8%	0.8%
FIX	A	1.14%	1.06%	1.06%
G	B	1.17%	0.66%	0.66%
IBOC	A	1.14%	0.85%	0.85%
IBP	D	0.85%	0.25%	0.25%
ITT	A	1.05%	0.09%	0.09%
JXN	C	1.18%	0.65%	0.65%
KBH	D	0.88%	1.09%	0.88%
LEA	D	0.9%	0.21%	0.21%
LECO	B	1.12%	0.08%	0.08%
MLI	C	1.23%	1.15%	1.15%
MTG	C	0.96%	1.1%	0.96%
MTH	D	0.86%	0.47%	0.47%
NTAP	C	0.96%	0.62%	0.62%
OC	A	1.11%	0.8%	0.8%
OZK	B	1.1%	0.21%	0.21%
PHM	D	0.88%	0.56%	0.56%
RDN	C	0.97%	0.76%	0.76%
RL	B	1.12%	0.26%	0.26%
RS	B	1.1%	0.35%	0.35%
SM	B	1.04%	0.18%	0.18%
SNA	A	1.26%	0.47%	0.47%
STLD	B	1.17%	0.36%	0.36%
TEX	D	0.98%	0.37%	0.37%
TOL	B	0.99%	1.47%	0.99%
TPL	A	1.44%	0.94%	0.94%
UFPI	B	0.99%	0.34%	0.34%
UNM	A	1.22%	0.96%	0.96%
VSH	D	0.87%	0.13%	0.13%
WSM	B	0.86%	0.98%	0.86%
ZION	B	1.24%	0.18%	0.18%

SDVY Overweight 53 Positions Relative to AFMC

Symbol	Grade	Weight
SYF	B	1.27%
EWBC	A	1.24%
PRDO	B	1.24%
SNV	B	1.24%
GRMN	B	1.23%
MATX	C	1.22%
WTFC	A	1.21%
CALM	A	1.2%
WTTR	B	1.18%
CADE	B	1.18%
J	F	1.17%
HBAN	A	1.16%
DELL	C	1.13%
KTB	B	1.13%
RHI	B	1.13%
CMA	A	1.12%
RF	A	1.11%
BKE	B	1.1%
CFG	B	1.1%
CINF	A	1.1%
CRBG	B	1.09%
IEX	B	1.09%
EBC	B	1.08%
CRC	B	1.07%
SLM	A	1.07%
FITB	A	1.07%
VOYA	B	1.05%
LSTR	D	1.04%
AFG	A	1.04%
ALLY	C	1.04%
MGY	A	1.03%
CF	B	1.03%
PHIN	A	1.03%
GGG	B	1.03%
RGA	A	1.03%
WHD	B	1.03%
FBP	B	1.02%
BEN	C	1.02%
WGO	C	1.02%
EDR	A	1.01%
OMC	C	0.99%
BPOP	B	0.96%
EXPD	D	0.95%
EG	C	0.94%
IPG	D	0.93%
AESI	B	0.92%
SHOO	D	0.92%
SLVM	B	0.92%
WLK	D	0.87%
WMS	D	0.86%
AMKR	D	0.83%
NSP	D	0.83%
CCS	D	0.82%

SDVY Underweight 203 Positions Relative to AFMC

Symbol	Grade	Weight
SFM	A	-1.96%
UTHR	C	-1.55%
GDDY	A	-1.2%
ORI	A	-1.17%
AYI	B	-1.16%
ALSN	B	-1.13%
THC	D	-1.12%
VST	B	-1.04%
NRG	B	-0.99%
IDCC	A	-0.95%
INGR	B	-0.9%
ACT	D	-0.87%
COKE	C	-0.87%
CSL	C	-0.8%
CW	B	-0.78%
TMHC	B	-0.78%
HIW	D	-0.77%
LII	A	-0.75%
SF	B	-0.74%
WBS	A	-0.73%
CNM	D	-0.72%
GLPI	C	-0.72%
TXRH	C	-0.72%
CVLT	B	-0.7%
FHI	A	-0.68%
FICO	B	-0.67%
JBL	B	-0.67%
ERIE	D	-0.65%
WPC	D	-0.65%
NXST	C	-0.62%
BRBR	A	-0.62%
CACI	D	-0.62%
TPR	B	-0.62%
AMG	B	-0.62%
PRI	A	-0.6%
MUSA	A	-0.6%
BERY	B	-0.59%
BLDR	D	-0.59%
OHI	C	-0.58%
FFIV	B	-0.58%
CUZ	B	-0.56%
EXP	A	-0.56%
NFG	A	-0.56%
SNX	C	-0.55%
DBX	B	-0.54%
PPC	C	-0.54%
CRS	A	-0.54%
TGNA	B	-0.54%
DECK	A	-0.52%
SBRA	C	-0.51%
CBSH	A	-0.51%
ACIW	B	-0.51%
HRB	D	-0.5%
RPM	A	-0.5%
NYT	C	-0.5%
SANM	B	-0.49%
ENS	D	-0.48%
GMED	A	-0.48%
NVST	B	-0.47%
KMT	B	-0.47%
PSN	D	-0.46%
CRUS	D	-0.46%
UHS	D	-0.45%
AMR	C	-0.45%
GHC	C	-0.44%
PINC	B	-0.44%
HNI	B	-0.44%
RGLD	C	-0.43%
DDS	B	-0.43%
PK	B	-0.43%
JLL	D	-0.43%
MEDP	D	-0.43%
BTU	B	-0.43%
ONTO	D	-0.42%
GEF	A	-0.42%
NTCT	C	-0.42%
CHE	D	-0.41%
CHRD	D	-0.4%
AIZ	A	-0.4%
EXEL	B	-0.39%
LAMR	D	-0.39%
HALO	F	-0.39%
HLI	B	-0.39%
PVH	C	-0.39%
JAZZ	B	-0.38%
WSO	A	-0.38%
ANF	C	-0.37%
CDP	C	-0.37%
WFRD	D	-0.37%
MAN	D	-0.37%
BYD	C	-0.35%
ARW	D	-0.34%
MOH	F	-0.34%
ADC	B	-0.34%
UGI	A	-0.34%
HWC	B	-0.33%
COLB	A	-0.33%
CSWI	A	-0.33%
FHN	A	-0.32%
SAIC	F	-0.31%
EPR	D	-0.31%
PBF	D	-0.3%
SSB	B	-0.3%
FSS	B	-0.3%
APPF	B	-0.3%
GAP	C	-0.3%
BDC	B	-0.29%
LNTH	D	-0.29%
INCY	C	-0.29%
ASO	F	-0.29%
CHRW	C	-0.28%
NSA	D	-0.27%
EHC	B	-0.27%
CTRE	D	-0.27%
AVT	C	-0.27%
MANH	D	-0.27%
TTEK	F	-0.26%
WWD	B	-0.26%
AN	C	-0.26%
JHG	A	-0.26%
LOPE	B	-0.26%
NVT	B	-0.26%
GPI	A	-0.25%
ATKR	C	-0.25%
CATY	B	-0.25%
HOG	D	-0.25%
CNA	B	-0.25%
ZD	C	-0.25%
WCC	B	-0.25%
TDC	D	-0.24%
MSM	C	-0.24%
LPX	B	-0.24%
OLN	D	-0.24%
VMI	B	-0.24%
ESAB	B	-0.23%
ENSG	D	-0.23%
NBIX	C	-0.22%
L	A	-0.22%
AIT	A	-0.22%
HST	C	-0.22%
BWA	D	-0.21%
CRVL	A	-0.21%
HOMB	A	-0.2%
PRGO	B	-0.19%
NEU	C	-0.19%
JWN	C	-0.19%
NAVI	C	-0.19%
SJM	D	-0.18%
NUS	D	-0.18%
APLE	B	-0.17%
CROX	D	-0.17%
ADNT	F	-0.17%
ABG	B	-0.17%
DXC	B	-0.17%
CLF	F	-0.17%
M	D	-0.15%
ATR	B	-0.15%
CASY	A	-0.14%
CAH	B	-0.13%
BLD	D	-0.13%
OPCH	D	-0.12%
AEO	F	-0.12%
HPP	F	-0.12%
TPH	D	-0.11%
EXLS	B	-0.1%
BPMC	C	-0.1%
CUBE	D	-0.1%
NSIT	F	-0.1%
ELF	C	-0.1%
BOX	B	-0.1%
GEN	B	-0.1%
AMN	F	-0.09%
HSIC	B	-0.09%
CNXC	F	-0.09%
CPT	B	-0.09%
VNT	B	-0.09%
OGN	D	-0.08%
HAE	C	-0.08%
BRX	A	-0.08%
DCI	B	-0.08%
APA	D	-0.08%
ITRI	B	-0.08%
DOCS	C	-0.07%
WU	D	-0.07%
SKX	D	-0.07%
TAP	C	-0.07%
OSCR	D	-0.07%
ASGN	F	-0.07%
AWI	A	-0.06%
DVA	B	-0.06%
PDCO	D	-0.06%
PBH	A	-0.06%
MMSI	B	-0.06%
CXT	B	-0.05%
SPSC	C	-0.05%
ZETA	D	-0.05%
BMI	B	-0.04%
ACLS	F	-0.04%
LEVI	F	-0.03%
IART	C	-0.02%
NNN	D	-0.0%
VRNS	D	-0.0%
PI	D	-0.0%