SDOG vs. SMHB ETF Comparison

Comparison of ALPS Sector Dividend Dogs ETF (SDOG) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

SDOG

ALPS Sector Dividend Dogs ETF

SDOG Description

The investment seeks investment results that replicate as closely as possible, before fees and expenses, the performance of the S-Network Sector Dividend Dogs Index. The underlying index is a rules-based index intended to give investors a means of tracking the overall performance of the highest dividend paying stocks in the S&P 500 on a sector-by-sector basis. The fund generally will invest in all of the securities that comprise the underlying index in proportion to their weightings in the underlying index. However, under various circumstances, it may not be possible or practicable to purchase all of the securities in the underlying index in those weightings.

Grade (RS Rating)

Last Trade

$58.66

Average Daily Volume

37,536

Number of Holdings ^*

50

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.17

Average Daily Volume

40,512

Number of Holdings ^*

91

* may have additional holdings in another (foreign) market

Performance

Period	SDOG	SMHB
30 Days	1.12%	5.64%
60 Days	6.41%	3.72%
90 Days	12.90%	13.97%
12 Months	33.68%	37.51%

0 Overlapping Holdings

	Symbol	Grade	Weight in SDOG	Weight in SMHB	Overlap

SDOG Overweight 50 Positions Relative to SMHB

	Symbol	Grade	Weight
	DOW	B	2.12%
	HD	A	2.1%
	BMY	B	2.1%
	XOM	A	2.1%
	SWK	A	2.1%
	CMI	B	2.1%
	KMI	A	2.08%
	CVX	B	2.07%
	STX	B	2.06%
	CMCSA	B	2.05%
	UPS	D	2.04%
	GLW	B	2.04%
	HPQ	C	2.03%
	RTX	A	2.03%
	BBY	B	2.01%
	AMCR	B	2.01%
	WMB	A	2.01%
	RF	C	2.0%
	PRU	C	2.0%
	EIX	A	2.0%
	OMC	C	2.0%
	LYB	D	2.0%
	MMM	C	2.0%
	CAG	D	1.99%
	IBM	B	1.99%
	T	A	1.99%
	DRI	C	1.99%
	ABBV	A	1.98%
	GPC	D	1.98%
	VZ	A	1.98%
	EVRG	C	1.97%
	OKE	B	1.97%
	IP	C	1.97%
	IPG	C	1.97%
	GILD	A	1.97%
	F	D	1.96%
	TXN	C	1.96%
	D	A	1.95%
	IFF	C	1.94%
	HBAN	D	1.94%
	CFG	D	1.94%
	ES	C	1.94%
	TFC	D	1.94%
	DUK	A	1.93%
	VTRS	D	1.92%
	KHC	D	1.92%
	PFE	D	1.91%
	PM	C	1.87%
	MO	D	1.87%
	WBA	F	1.84%

SDOG Underweight 91 Positions Relative to SMHB

	Symbol	Grade	Weight
	SLG	C	-4.87%
	XRX	D	-4.09%
	DTM	A	-3.81%
	BXMT	C	-3.43%
	DSS	F	-2.87%
	TWO	D	-2.87%
	CIM	C	-2.62%
	ETRN	D	-2.49%
	BDN	A	-2.41%
	BGS	D	-2.41%
	SBRA	C	-2.38%
	EPR	C	-2.34%
	ABR	C	-2.21%
	APAM	C	-2.02%
	PAGP	D	-1.88%
	UNIT	B	-1.86%
	UWMC	D	-1.84%
	ARR	D	-1.65%
	NHI	C	-1.64%
	ORC	C	-1.51%
	CCOI	B	-1.51%
	PSEC	C	-1.47%
	IVR	C	-1.43%
	DEA	D	-1.35%
	PMT	C	-1.35%
	MFA	C	-1.27%
	RWT	C	-1.24%
	CTRE	B	-1.16%
	PETS	D	-1.13%
	MAIN	B	-1.09%
	HTGC	C	-1.03%
	ARI	F	-1.02%
	GNL	D	-1.01%
	FCPT	C	-1.0%
	EFC	D	-1.0%
	PDM	C	-0.99%
	GSBD	D	-0.94%
	NEWT	D	-0.94%
	NYMT	D	-0.93%
	LTC	D	-0.91%
	DX	C	-0.89%
	KREF	C	-0.8%
	VGR	B	-0.79%
	NWBI	D	-0.77%
	GBDC	B	-0.73%
	CODI	D	-0.72%
	VNOM	B	-0.65%
	SCS	D	-0.65%
	RC	F	-0.65%
	ACRE	D	-0.64%
	LADR	D	-0.62%
	TSLX	D	-0.62%
	HESM	D	-0.59%
	UVV	D	-0.54%
	OCSL	D	-0.54%
	AROC	B	-0.53%
	GMRE	C	-0.5%
	ILPT	D	-0.49%
	BRSP	D	-0.49%
	WSR	C	-0.46%
	ALX	C	-0.45%
	GTY	C	-0.44%
	OPI	F	-0.4%
	RMR	B	-0.38%
	NMFC	F	-0.38%
	UHT	C	-0.36%
	GPMT	D	-0.34%
	CSWC	C	-0.34%
	GOOD	A	-0.33%
	FSP	D	-0.29%
	TRTX	D	-0.29%
	TCPC	F	-0.27%
	AHH	F	-0.27%
	CGBD	B	-0.25%
	BCSF	B	-0.24%
	TPVG	F	-0.23%
	PFLT	A	-0.23%
	SLRC	D	-0.23%
	UVE	C	-0.22%
	BBDC	D	-0.22%
	KRO	B	-0.2%
	EBF	C	-0.18%
	GAIN	B	-0.17%
	PNNT	B	-0.16%
	OLP	C	-0.16%
	FDUS	C	-0.16%
	GLAD	A	-0.15%
	BFS	A	-0.14%
	TRIN	C	-0.12%
	CCAP	C	-0.1%
	REPX	C	-0.07%

SDOG: Top Represented Industries & Keywords

Industries: Banks - Regional - US Drug Manufacturers - Major Utilities - Regulated Electric Oil & Gas Midstream Advertising Agencies Diversified Industrials Oil & Gas Integrated Packaged Foods Packaging & Containers Specialty Chemicals Specialty Retail Telecom Services Tobacco Aerospace & Defense Auto Manufacturers Chemicals Computer Systems Data Storage Drug Manufacturers - Specialty & Generic Electronic Components

Keywords: S&P 500 Natural Gas Dow Jones Component Bank Computing Gas Transmission Nasdaq 100 Commercial Banking Crude Oil Electricity Natural Gas Liquids Natural Gas Transmission Plastic Telecommunications Banking Biopharmaceutical Broadband Depressive Disorder Electric Utilities Financial Products

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers

Keywords: Real Estate Investment Trust Private Equity Mortgage Loan Structured Finance Business Development Mortgage Backed Security Loan Mezzanine Capital Debt Real Estate Properties Residential Mortgage Backed Security Senior Debt Venture Capital Credit Real Estate Finance Real Estate Mortgage Investment Conduit Refinancing Subordinated Debt Banking Business Development Company