SBIO vs. PFUT ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to Putnam Sustainable Future ETF (PFUT)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.52

Average Daily Volume

5,405

Number of Holdings *

83

* may have additional holdings in another (foreign) market
PFUT

Putnam Sustainable Future ETF

PFUT Description The investment seeks long-term capital appreciation. The fund invests mainly in common stocks of U.S. companies of any size, with a focus on companies whose products and services provide solutions that directly contribute to sustainable social, environmental and economic development (Impact Companies). Under normal circumstances, the fund invests at least 80% of the value of its net assets in securities that meet Putnam Management?s sustainability criteria. In applying these criteria, Putnam Management will assign each company a proprietary environmental, social and/or corporate governance (ESG) rating ranging from 1 to 4.

Grade (RS Rating)

Last Trade

$24.89

Average Daily Volume

23,846

Number of Holdings *

75

* may have additional holdings in another (foreign) market
Performance
Period SBIO PFUT
30 Days 0.28% 1.06%
60 Days 5.57% 6.82%
90 Days 14.48% 2.39%
12 Months 43.61% 35.40%
1 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in PFUT Overlap
CMPS F 0.33% 0.3% 0.3%
SBIO Overweight 82 Positions Relative to PFUT
Symbol Grade Weight
KRYS D 3.47%
ALKS C 3.16%
ACLX C 3.01%
DNLI C 2.92%
RNA A 2.88%
IMVT F 2.85%
CORT B 2.81%
CRNX D 2.8%
MRUS D 2.22%
FOLD F 2.15%
XENE F 2.03%
GERN D 1.85%
PTCT C 1.83%
EWTX B 1.82%
CLDX F 1.79%
ACAD F 1.79%
AGIO D 1.77%
PTGX C 1.77%
IDYA F 1.76%
CGON C 1.72%
VRNA C 1.57%
VCEL F 1.54%
VERA C 1.52%
NTLA F 1.46%
ZLAB C 1.42%
KROS C 1.36%
GLPG D 1.32%
AKRO C 1.28%
MIRM D 1.22%
MNKD C 1.2%
ARVN F 1.15%
BCRX D 1.11%
IMCR F 1.1%
KURA D 1.06%
SNDX F 1.04%
RCUS F 1.01%
VRDN B 0.95%
SPRY C 0.95%
TARS C 0.86%
XNCR D 0.86%
DAWN D 0.82%
IRON C 0.79%
PRTA F 0.77%
PHVS D 0.75%
LBPH D 0.74%
COGT C 0.69%
ANAB D 0.68%
AUPH C 0.68%
APLT B 0.6%
ETNB F 0.54%
LQDA F 0.52%
ERAS D 0.51%
OLMA D 0.5%
PLRX F 0.5%
IRWD F 0.47%
FDMT F 0.46%
FLGT F 0.45%
REPL C 0.45%
ANNX C 0.42%
SVRA D 0.42%
MLYS C 0.4%
ALLO F 0.4%
YMAB D 0.4%
ALEC F 0.39%
ARCT D 0.37%
CELC F 0.35%
ALT F 0.35%
URGN F 0.33%
AURA D 0.32%
AVXL D 0.32%
ITOS F 0.27%
GHRS F 0.27%
TBPH F 0.26%
INZY D 0.24%
ALDX C 0.24%
ACIU C 0.24%
STRO F 0.21%
ZNTL D 0.2%
VNDA F 0.18%
ENTA F 0.16%
FULC F 0.14%
HLVX F 0.06%
SBIO Underweight 74 Positions Relative to PFUT
Symbol Grade Weight
ROP C -2.11%
TMO C -2.08%
IT C -2.06%
ISRG C -2.05%
DHR B -1.97%
REGN D -1.93%
FSS B -1.91%
MSCI B -1.87%
SFM A -1.86%
DDOG D -1.83%
CWST D -1.78%
XYL B -1.78%
ICLR F -1.75%
VRT B -1.74%
NEE A -1.72%
MA A -1.67%
HASI C -1.65%
EXAS C -1.63%
FICO C -1.61%
CEG B -1.61%
PWR B -1.57%
PINS D -1.53%
ADBE F -1.5%
NOW C -1.48%
RMD C -1.47%
MTN D -1.46%
LULU D -1.41%
CDNS D -1.39%
DAR F -1.37%
AMAT D -1.37%
COF C -1.34%
GPK B -1.33%
RRX C -1.31%
ASML F -1.3%
CPB D -1.27%
HUBS D -1.23%
TPG C -1.22%
STX B -1.21%
ADI C -1.2%
CTAS C -1.2%
IDXX D -1.17%
WY B -1.16%
PEN D -1.14%
ZTS B -1.14%
CMG C -1.14%
HQY B -1.1%
VERX B -1.06%
MTD B -1.05%
ONON C -1.03%
SUM D -1.03%
CNM F -1.01%
TRMB B -0.97%
SNPS F -0.97%
COIN F -0.97%
UBER C -0.95%
ALTR C -0.95%
HAE D -0.94%
LEVI B -0.93%
ZBRA C -0.92%
BMRN F -0.85%
FWRG F -0.83%
FSLR C -0.8%
VRRM D -0.79%
ECL A -0.78%
URI B -0.78%
ESTC F -0.76%
DXCM F -0.74%
PL D -0.65%
KKR C -0.61%
ARGX A -0.58%
ASND C -0.49%
GEV A -0.45%
TWST D -0.42%
RCKT F -0.31%
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