SAEF vs. AFMC ETF Comparison

Comparison of Schwab Ariel ESG ETF (SAEF) to Active Factor Mid Cap ETF (AFMC)

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.52

Average Daily Volume

1,384

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.85

Average Daily Volume

15,773

Number of Holdings ^*

246

* may have additional holdings in another (foreign) market

Performance

Period	SAEF	AFMC
30 Days	-1.85%	-2.35%
60 Days	-0.18%	-2.34%
90 Days	-1.37%	-2.73%
12 Months	7.70%	19.00%

11 Overlapping Holdings

Symbol	Grade	Weight in SAEF	Weight in AFMC	Overlap
BWA	F	1.13%	0.23%	0.23%
FICO	A	2.08%	0.63%	0.63%
JLL	B	1.78%	0.39%	0.39%
KMT	F	1.45%	0.44%	0.44%
NVST	F	0.66%	0.43%	0.43%
NVT	D	2.89%	0.31%	0.31%
PBH	C	2.22%	0.06%	0.06%
PDCO	F	1.1%	0.08%	0.08%
SJM	D	0.49%	0.2%	0.2%
SNA	F	1.32%	0.38%	0.38%
SSD	F	1.4%	0.31%	0.31%

SAEF Overweight 46 Positions Relative to AFMC

Symbol	Grade	Weight
NCLH	C	3.76%
OSW	B	3.59%
LIND	B	3.29%
BCO	B	3.15%
KKR	C	3.09%
REZI	D	2.58%
ZBRA	C	2.48%
CRL	F	2.45%
NTRS	C	2.23%
GS	A	2.23%
GNRC	C	2.07%
GNTX	D	2.05%
CBRE	C	1.87%
FAF	D	1.85%
MAT	F	1.85%
MTB	C	1.7%
ZBH	D	1.66%
LFUS	C	1.55%
KEYS	D	1.53%
KN	D	1.48%
MSI	B	1.46%
AXTA	D	1.45%
LESL	F	1.42%
IPG	F	1.36%
MIDD	F	1.35%
ST	C	1.35%
MSGE	D	1.32%
MAS	D	1.31%
LH	C	1.3%
PGR	B	1.28%
DNB	F	1.26%
ADTN	D	1.25%
KMX	C	1.2%
MSGS	B	1.2%
AFL	B	1.18%
ATGE	A	1.14%
SRCL	B	1.12%
HCKT	D	1.02%
BRC	B	0.97%
MANU	D	0.95%
MHK	D	0.92%
KFY	B	0.91%
REYN	D	0.9%
BIO	D	0.84%
PARA	C	0.36%
PHIN	D	0.25%

SAEF Underweight 235 Positions Relative to AFMC

Symbol	Grade	Weight
WSM	D	-1.48%
SFM	B	-1.32%
THC	C	-1.29%
VST	C	-1.14%
UTHR	B	-1.13%
EME	D	-1.1%
CSL	C	-1.1%
AYI	D	-1.05%
TOL	D	-1.04%
OC	D	-1.03%
KBH	D	-1.0%
NRG	D	-0.95%
ESNT	C	-0.94%
CNM	D	-0.94%
MTG	B	-0.93%
COKE	B	-0.89%
DECK	C	-0.88%
ALSN	D	-0.86%
CHRD	C	-0.86%
INGR	D	-0.83%
IBOC	C	-0.82%
RDN	B	-0.81%
RS	D	-0.81%
FIX	D	-0.8%
GDDY	A	-0.77%
UNM	D	-0.77%
ORI	D	-0.76%
DINO	D	-0.76%
ACT	C	-0.75%
GLPI	B	-0.73%
TXRH	B	-0.73%
WPC	D	-0.73%
ELF	C	-0.73%
IDCC	A	-0.72%
TMHC	D	-0.71%
BCC	F	-0.69%
MEDP	C	-0.68%
WFRD	B	-0.68%
NXST	B	-0.68%
ONTO	B	-0.67%
JBL	F	-0.65%
ERIE	C	-0.65%
MLI	C	-0.64%
SF	B	-0.63%
SNX	D	-0.63%
FHI	C	-0.62%
MUSA	C	-0.62%
SAIC	D	-0.61%
CMC	D	-0.61%
BRBR	B	-0.6%
AMG	D	-0.6%
ENS	C	-0.6%
AMR	D	-0.59%
WBS	D	-0.58%
PRI	C	-0.58%
OHI	B	-0.57%
PHM	D	-0.57%
NFG	D	-0.57%
BERY	D	-0.57%
TPR	C	-0.54%
G	D	-0.54%
LII	B	-0.53%
PVH	F	-0.53%
AGCO	F	-0.53%
NTAP	A	-0.53%
BLDR	F	-0.53%
DBX	D	-0.51%
PK	D	-0.51%
EXP	D	-0.5%
MTH	D	-0.5%
DDS	D	-0.5%
NEU	D	-0.49%
CHE	D	-0.49%
MAN	D	-0.49%
ANF	C	-0.48%
SANM	C	-0.48%
SBRA	A	-0.48%
PBF	F	-0.48%
TGNA	D	-0.47%
HIW	C	-0.47%
FFIV	C	-0.47%
PSN	C	-0.46%
CR	C	-0.46%
CUZ	D	-0.46%
LAMR	B	-0.46%
ATKR	F	-0.45%
CW	C	-0.45%
GMED	B	-0.45%
HALO	B	-0.44%
STLD	D	-0.44%
TEX	D	-0.43%
GPS	C	-0.43%
PINC	F	-0.42%
NTCT	D	-0.42%
CRUS	A	-0.42%
GHC	D	-0.42%
ARW	D	-0.41%
GEF	F	-0.41%
UHS	C	-0.41%
CVLT	B	-0.4%
APPF	B	-0.4%
MOH	F	-0.4%
BTU	C	-0.4%
JAZZ	F	-0.39%
ASO	F	-0.39%
BLD	D	-0.39%
CACI	B	-0.39%
NYT	A	-0.38%
AIZ	D	-0.38%
WSO	B	-0.38%
DKS	C	-0.37%
RPM	D	-0.37%
EVR	A	-0.34%
EPR	C	-0.34%
WMS	D	-0.34%
FSS	D	-0.34%
UFPI	D	-0.33%
PSTG	B	-0.32%
OLN	F	-0.32%
IBP	D	-0.31%
BYD	C	-0.31%
LNTH	C	-0.31%
HRB	B	-0.31%
TDC	C	-0.31%
LEA	F	-0.3%
POST	C	-0.3%
BPMC	A	-0.3%
SLM	D	-0.3%
AVT	D	-0.3%
MSM	F	-0.3%
JXN	C	-0.3%
NUS	F	-0.3%
WWD	D	-0.3%
HWC	C	-0.3%
EXEL	C	-0.3%
INCY	D	-0.29%
STAG	B	-0.29%
CROX	C	-0.29%
RL	C	-0.29%
HOG	F	-0.29%
MANH	B	-0.28%
AN	D	-0.28%
ZD	F	-0.28%
NSA	B	-0.28%
EHC	B	-0.27%
CNA	B	-0.27%
FHN	C	-0.27%
SSB	D	-0.27%
CRI	F	-0.26%
CLF	D	-0.26%
NSIT	C	-0.26%
NBIX	C	-0.26%
LOPE	C	-0.26%
HST	D	-0.26%
ADNT	F	-0.25%
ENSG	B	-0.25%
BDC	C	-0.25%
PPC	B	-0.24%
COLB	D	-0.24%
WCC	D	-0.23%
AZEK	D	-0.23%
ITCI	C	-0.23%
LECO	F	-0.22%
KAI	B	-0.22%
M	C	-0.22%
VSH	D	-0.22%
L	D	-0.22%
ACIW	A	-0.22%
GPI	D	-0.21%
AMN	F	-0.21%
JWN	B	-0.21%
OSCR	D	-0.21%
CATY	D	-0.21%
HPP	D	-0.21%
CRS	B	-0.21%
NAVI	F	-0.21%
AIT	C	-0.2%
OZK	D	-0.2%
PRGO	F	-0.2%
ESAB	D	-0.2%
LPX	D	-0.2%
CRVL	B	-0.19%
SM	D	-0.19%
DXC	C	-0.18%
APLE	D	-0.18%
OPCH	F	-0.18%
AEO	F	-0.18%
ATR	D	-0.17%
ABG	D	-0.17%
HOMB	D	-0.17%
JHG	B	-0.16%
CNXC	C	-0.16%
HNI	C	-0.16%
MSA	C	-0.15%
CASY	B	-0.14%
ZION	C	-0.14%
CAH	D	-0.13%
AOS	D	-0.13%
TPH	D	-0.12%
APA	F	-0.12%
OGN	C	-0.12%
VNT	D	-0.11%
ACLS	B	-0.1%
WTS	D	-0.1%
S	C	-0.1%
CUBE	B	-0.1%
ASGN	D	-0.09%
ITT	D	-0.09%
HSIC	D	-0.09%
WU	D	-0.09%
HAE	C	-0.09%
LYFT	F	-0.09%
BOX	D	-0.09%
EQH	B	-0.09%
QLYS	D	-0.08%
WOR	F	-0.08%
CELH	F	-0.08%
ITRI	C	-0.08%
BRKR	F	-0.07%
UGI	D	-0.07%
RGLD	B	-0.07%
BRX	B	-0.07%
TAP	F	-0.07%
PEN	D	-0.07%
MMSI	B	-0.06%
DVA	C	-0.06%
SMAR	B	-0.05%
CPT	B	-0.05%
AWI	D	-0.05%
SPSC	B	-0.05%
CBSH	C	-0.05%
CACC	B	-0.05%
LEVI	D	-0.04%
BMI	C	-0.04%
IART	C	-0.03%