RAFE vs. PDN ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio (PDN)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$36.85

Average Daily Volume

5,207

Number of Holdings ^*

233

* may have additional holdings in another (foreign) market

PDN

PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio

PDN Description

The PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio (Fund) is based on the FTSE RAFI Developed Markets ex-U.S. Mid-Small 1500 Index ND (Index). The Fund will normally invest at least 90% of its total assets in securities that comprise the Index and American Depository Receipts (ADRs) based on the securities in the Index. The Index is designed to track the performance of small and mid capitalization equities of companies domiciled in developed international markets (excluding the US), selected based on the following four fundamental measures of firm size: book value, cash flow, sales and dividends. The equities with the highest fundamental strength are weighted according to their fundamental scores. The Index is computed using the net return, which withholds applicable taxes for non-resident investors. The Fund and the Index are reconstituted annually.

Grade (RS Rating)

Last Trade

$35.11

Average Daily Volume

76,723

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	PDN
30 Days	2.88%	3.45%
60 Days	3.07%	5.44%
90 Days	4.25%	9.01%
12 Months	24.22%	17.81%

1 Overlapping Holdings

	Symbol	Grade	Weight in RAFE	Weight in PDN	Overlap
	XRX	D	0.05%	0.05%	0.05%

RAFE Overweight 232 Positions Relative to PDN

Symbol	Grade	Weight
AAPL	C	5.36%
MSFT	C	4.9%
JPM	D	3.02%
JNJ	C	2.83%
PG	C	2.43%
C	C	2.39%
PFE	C	2.06%
T	C	2.04%
CSCO	C	1.98%
META	B	1.93%
WFC	D	1.87%
MRK	D	1.62%
IBM	B	1.59%
INTC	F	1.59%
GM	C	1.53%
ABBV	C	1.52%
HD	B	1.36%
QCOM	D	1.36%
BMY	C	1.23%
ORCL	C	1.22%
CI	C	1.2%
BAC	D	1.16%
CMCSA	D	1.16%
LIN	B	1.08%
AMGN	B	1.06%
ELV	C	1.05%
UNH	C	1.03%
VZ	B	0.99%
AVGO	C	0.97%
MMM	B	0.96%
ABT	C	0.95%
KO	C	0.94%
TGT	C	0.91%
LOW	B	0.88%
F	F	0.85%
V	C	0.85%
DIS	D	0.8%
ACN	C	0.76%
MU	F	0.76%
LLY	C	0.74%
TXN	C	0.73%
GILD	B	0.71%
AMAT	D	0.7%
MA	B	0.6%
ADBE	F	0.59%
MET	B	0.56%
HPQ	D	0.52%
DD	B	0.51%
BLK	B	0.5%
NVDA	D	0.5%
AXP	B	0.5%
ALL	B	0.49%
DOW	D	0.47%
PRU	C	0.45%
BBY	C	0.45%
GS	C	0.45%
FDX	C	0.45%
LRCX	F	0.44%
NEM	B	0.44%
CL	D	0.42%
HPE	D	0.42%
UPS	D	0.41%
PYPL	B	0.41%
TJX	B	0.4%
DE	B	0.4%
NKE	D	0.38%
JCI	B	0.38%
DHR	B	0.35%
WM	D	0.34%
FIS	B	0.33%
TSLA	C	0.33%
ADP	B	0.33%
CARR	B	0.32%
TMUS	C	0.32%
WDC	D	0.3%
PGR	B	0.3%
MCK	F	0.29%
GIS	B	0.29%
KMB	D	0.29%
MDLZ	B	0.28%
APD	B	0.28%
HUM	F	0.28%
BIIB	F	0.28%
IP	B	0.28%
WELL	C	0.28%
BDX	D	0.27%
CBRE	A	0.26%
CMI	C	0.26%
CCI	C	0.26%
NTAP	D	0.25%
EBAY	B	0.24%
CRM	D	0.24%
ECL	B	0.24%
ITW	C	0.23%
CAH	C	0.23%
EA	D	0.22%
ADI	C	0.22%
HIG	B	0.22%
ADM	D	0.21%
AMP	A	0.21%
CVS	D	0.21%
STT	A	0.2%
EIX	C	0.2%
WY	C	0.2%
LUMN	C	0.2%
KHC	C	0.19%
VTR	C	0.19%
MAR	C	0.19%
SYY	D	0.19%
AMT	C	0.18%
EQIX	C	0.18%
IRM	C	0.18%
SYK	C	0.17%
JNPR	B	0.17%
JLL	B	0.17%
PPG	D	0.17%
DVA	B	0.16%
BK	B	0.16%
MSI	B	0.16%
CTSH	C	0.16%
SPGI	B	0.16%
KLAC	D	0.15%
WHR	D	0.15%
GEHC	C	0.15%
PLD	C	0.14%
A	C	0.14%
EQR	B	0.14%
MCO	B	0.14%
VFC	C	0.14%
GWW	B	0.14%
BALL	C	0.14%
BSX	B	0.14%
K	B	0.14%
SHW	B	0.14%
OC	D	0.14%
TSN	C	0.13%
DG	F	0.13%
PARA	F	0.13%
AVB	B	0.13%
BAX	C	0.13%
ARW	C	0.13%
PFG	B	0.13%
KSS	F	0.13%
OMC	B	0.12%
ZTS	C	0.12%
MOS	F	0.12%
AWK	B	0.12%
AMD	D	0.12%
NFLX	B	0.12%
KDP	B	0.12%
PKG	B	0.11%
EW	F	0.11%
WBA	F	0.11%
CDW	D	0.1%
ISRG	B	0.1%
SOLV	C	0.1%
HLT	B	0.1%
CF	C	0.1%
VTRS	D	0.1%
GAP	F	0.1%
TSCO	C	0.09%
DGX	B	0.09%
PVH	F	0.09%
EL	F	0.09%
CDNS	D	0.09%
LNC	D	0.09%
HST	C	0.09%
TER	D	0.09%
FITB	B	0.09%
IFF	B	0.08%
LEA	F	0.08%
SWK	B	0.08%
OTIS	C	0.08%
HOLX	B	0.08%
AVT	C	0.08%
SJM	C	0.08%
WAT	C	0.08%
ON	D	0.08%
MHK	C	0.08%
FOXA	B	0.08%
USFD	B	0.07%
HAS	B	0.07%
FAST	C	0.07%
DOX	C	0.07%
LKQ	F	0.07%
GPC	D	0.07%
PAYX	C	0.07%
TPR	C	0.07%
EQH	C	0.06%
MRVL	C	0.06%
SNPS	D	0.06%
O	C	0.06%
MCHP	F	0.06%
RSG	D	0.06%
MAA	B	0.06%
AKAM	D	0.06%
DOV	B	0.06%
DXC	C	0.05%
FL	D	0.05%
HSY	C	0.05%
CPB	C	0.05%
ESS	B	0.05%
DELL	D	0.05%
BKNG	C	0.05%
CHD	D	0.05%
NWL	C	0.04%
TROW	D	0.04%
CTVA	B	0.04%
ROK	D	0.04%
NTRS	A	0.04%
OGN	D	0.04%
CAG	C	0.04%
KEYS	C	0.04%
HUN	D	0.04%
HSIC	C	0.04%
WU	F	0.04%
FLEX	C	0.04%
KD	D	0.03%
AAP	F	0.03%
VNO	B	0.03%
AGCO	D	0.03%
ORLY	C	0.02%
NWSA	D	0.02%
ILMN	C	0.02%
GT	F	0.02%
KLG	C	0.01%
WAB	B	0.01%
HRL	C	0.01%
NDAQ	A	0.01%
MAN	C	0.01%
KIM	C	0.01%
ANET	B	0.01%

RAFE Underweight 16 Positions Relative to PDN

Symbol	Grade	Weight
IAG	C	-0.26%
RBA	B	-0.18%
PRMW	B	-0.17%
TAC	B	-0.15%
AEI	D	-0.15%
GOGL	D	-0.13%
ASTL	C	-0.12%
FRO	D	-0.11%
DOOO	F	-0.09%
PDS	D	-0.08%
HAFN	D	-0.08%
LSPD	D	-0.07%
MBAVU	C	-0.07%
FLNG	C	-0.04%
TRMD	C	-0.04%
BBUC	C	-0.03%