PUI vs. NETZ ETF Comparison

Comparison of PowerShares Dynamic Utilities (PUI) to Engine No. 1 Transform Climate ETF (NETZ)
PUI

PowerShares Dynamic Utilities

PUI Description

The PowerShares Dynamic Utilities Portfolio (Fund) is based on the Dynamic Utilities IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US utilities companies. These companies are principally engaged in providing either energy, water, natural gas or telecommunications services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$42.27

Average Daily Volume

8,420

Number of Holdings *

33

* may have additional holdings in another (foreign) market
NETZ

Engine No. 1 Transform Climate ETF

NETZ Description Engine No. 1 Transform Climate ETF is an exchange traded fund launched and managed by Engine No.1 LLC. The fund invests in the public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund employs fundamental analysis with bottom-up and top-down stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Engine No. 1 Transform Climate ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$77.96

Average Daily Volume

48,168

Number of Holdings *

20

* may have additional holdings in another (foreign) market
Performance
Period PUI NETZ
30 Days 4.42% 5.31%
60 Days 5.25% 5.77%
90 Days 12.36% 12.20%
12 Months 38.23% 45.93%
2 Overlapping Holdings
Symbol Grade Weight in PUI Weight in NETZ Overlap
CEG D 3.41% 1.26% 1.26%
VST B 5.04% 4.47% 4.47%
PUI Overweight 31 Positions Relative to NETZ
Symbol Grade Weight
OKE A 4.27%
PCG A 3.74%
LUMN C 3.73%
ATO A 3.65%
SRE A 3.63%
NI A 3.59%
WEC A 3.49%
PEG A 3.46%
DUK C 3.42%
XEL A 3.42%
T A 3.27%
NRG B 3.27%
AWK D 3.05%
SO D 3.05%
DTE C 2.99%
CMS C 2.98%
LNT A 2.91%
EVRG A 2.86%
CNP B 2.86%
AEE A 2.76%
PNW B 2.72%
IDA A 2.68%
EIX B 2.49%
FE C 2.46%
AEP D 2.4%
ES D 2.35%
ED D 2.33%
NFG A 2.32%
NJR A 2.29%
OTTR C 2.15%
NOVA F 0.87%
PUI Underweight 18 Positions Relative to NETZ
Symbol Grade Weight
RSG A -9.35%
GE D -8.52%
VRT B -7.6%
GEV B -6.73%
MSFT F -6.3%
TT A -5.25%
FANG D -4.8%
UNP C -4.56%
CVX A -4.11%
XOM B -3.81%
WM A -3.61%
HUBB B -2.11%
COP C -1.97%
FSLR F -1.77%
OXY D -1.45%
AMAT F -1.16%
NVT B -0.98%
DE A -0.9%
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