PSET vs. RAFE ETF Comparison

Comparison of Principal Price Setters Index ETF (PSET) to PIMCO RAFI ESG U.S. ETF (RAFE)

PSET

Principal Price Setters Index ETF

PSET Description

The Principal Price Setters Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Price Setters Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$70.72

Average Daily Volume

1,280

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$36.85

Average Daily Volume

5,207

Number of Holdings ^*

233

* may have additional holdings in another (foreign) market

Performance

Period	PSET	RAFE
30 Days	2.52%	2.88%
60 Days	4.20%	3.07%
90 Days	3.24%	4.25%
12 Months	28.04%	24.22%

38 Overlapping Holdings

Symbol	Grade	Weight in PSET	Weight in RAFE	Overlap
A	C	1.0%	0.13%	0.13%
AAPL	C	5.44%	5.15%	5.15%
ACN	C	1.41%	0.76%	0.76%
AMAT	D	1.25%	0.72%	0.72%
AMD	D	1.32%	0.12%	0.12%
ANET	B	1.47%	0.01%	0.01%
AVGO	C	2.93%	1.05%	1.05%
BSX	B	1.52%	0.14%	0.14%
CDNS	D	1.06%	0.09%	0.09%
CDW	D	0.94%	0.1%	0.1%
CHD	D	1.03%	0.05%	0.05%
CRM	D	1.4%	0.24%	0.24%
DOV	B	1.11%	0.06%	0.06%
ECL	B	1.23%	0.24%	0.24%
EW	F	0.82%	0.11%	0.11%
GWW	B	1.09%	0.14%	0.14%
HPE	D	1.04%	0.44%	0.44%
IBM	B	1.52%	1.64%	1.52%
ITW	C	1.07%	0.23%	0.23%
KEYS	C	1.04%	0.04%	0.04%
KLAC	D	1.29%	0.15%	0.15%
KMB	D	1.23%	0.28%	0.28%
MCHP	F	0.94%	0.06%	0.06%
META	B	1.04%	1.99%	1.04%
MSFT	C	8.13%	4.99%	4.99%
NFLX	B	1.79%	0.12%	0.12%
NTAP	D	1.18%	0.25%	0.25%
NVDA	D	4.63%	0.53%	0.53%
ORLY	C	1.14%	0.02%	0.02%
PPG	D	0.96%	0.17%	0.17%
PYPL	B	1.27%	0.42%	0.42%
QCOM	D	1.39%	1.37%	1.37%
ROK	D	0.97%	0.04%	0.04%
RSG	D	1.18%	0.06%	0.06%
SNPS	D	1.04%	0.06%	0.06%
SYK	C	1.31%	0.16%	0.16%
SYY	D	1.02%	0.19%	0.19%
ZTS	C	1.28%	0.11%	0.11%

PSET Overweight 34 Positions Relative to RAFE

Symbol	Grade	Weight
AMZN	C	2.26%
GOOG	D	1.73%
TMO	B	1.58%
INTU	C	1.42%
TT	B	1.4%
MPWR	C	1.38%
DHI	B	1.35%
PHM	B	1.27%
ETN	C	1.27%
CMG	C	1.19%
CBOE	C	1.18%
IT	B	1.16%
FFIV	B	1.11%
BR	D	1.09%
ALLE	B	1.08%
CPAY	B	1.07%
IQV	C	1.03%
AME	C	0.99%
SNA	C	0.98%
CPRT	D	0.97%
NDSN	C	0.96%
FDS	C	0.95%
VMC	D	0.94%
MLM	D	0.93%
AOS	D	0.92%
APTV	D	0.9%
GPN	D	0.89%
SLB	F	0.87%
JBL	D	0.86%
IEX	D	0.85%
WST	D	0.8%
ULTA	D	0.73%
GOOGL	D	0.47%
BRK.A	C	0.24%

PSET Underweight 195 Positions Relative to RAFE

Symbol	Grade	Weight
JPM	D	-2.99%
JNJ	C	-2.76%
PG	C	-2.37%
C	C	-2.36%
T	C	-2.05%
PFE	C	-2.04%
CSCO	C	-2.02%
WFC	D	-1.83%
INTC	F	-1.72%
MRK	D	-1.62%
GM	C	-1.57%
ABBV	C	-1.46%
HD	B	-1.37%
ORCL	C	-1.31%
BMY	C	-1.22%
CI	C	-1.2%
CMCSA	D	-1.15%
BAC	D	-1.13%
LIN	B	-1.09%
AMGN	B	-1.06%
ELV	C	-1.04%
VZ	B	-1.0%
UNH	C	-0.99%
MMM	B	-0.97%
ABT	C	-0.93%
TGT	C	-0.92%
KO	C	-0.92%
LOW	B	-0.9%
F	F	-0.87%
V	C	-0.84%
DIS	D	-0.82%
MU	F	-0.75%
LLY	C	-0.74%
GILD	B	-0.71%
TXN	C	-0.7%
MA	B	-0.6%
MET	B	-0.57%
HPQ	D	-0.52%
AXP	B	-0.52%
ADBE	F	-0.52%
DD	B	-0.51%
ALL	B	-0.49%
BLK	B	-0.49%
DOW	D	-0.46%
GS	C	-0.46%
FDX	C	-0.46%
PRU	C	-0.45%
BBY	C	-0.45%
NEM	B	-0.45%
LRCX	F	-0.44%
DE	B	-0.4%
UPS	D	-0.4%
CL	D	-0.4%
TJX	B	-0.39%
NKE	D	-0.38%
JCI	B	-0.38%
DHR	B	-0.34%
ADP	B	-0.33%
FIS	B	-0.33%
WM	D	-0.33%
CARR	B	-0.33%
TSLA	C	-0.32%
TMUS	C	-0.32%
PGR	B	-0.31%
WDC	D	-0.3%
MCK	F	-0.29%
IP	B	-0.29%
BIIB	F	-0.28%
WELL	C	-0.28%
GIS	B	-0.28%
APD	B	-0.28%
MDLZ	B	-0.27%
CCI	C	-0.26%
BDX	D	-0.26%
CMI	C	-0.26%
CBRE	A	-0.26%
EBAY	B	-0.25%
HUM	F	-0.25%
LUMN	C	-0.23%
CVS	D	-0.22%
ADI	C	-0.22%
CAH	C	-0.22%
WY	C	-0.21%
ADM	D	-0.21%
AMP	A	-0.21%
HIG	B	-0.21%
EA	D	-0.21%
STT	A	-0.2%
EIX	C	-0.2%
VTR	C	-0.19%
KHC	C	-0.19%
IRM	C	-0.19%
MAR	C	-0.19%
EQIX	C	-0.18%
JLL	B	-0.17%
AMT	C	-0.17%
MSI	B	-0.16%
JNPR	B	-0.16%
SPGI	B	-0.16%
CTSH	C	-0.16%
BK	B	-0.16%
DVA	B	-0.16%
OC	D	-0.15%
GEHC	C	-0.15%
WHR	D	-0.15%
EQR	B	-0.14%
VFC	C	-0.14%
K	B	-0.14%
BALL	C	-0.14%
SHW	B	-0.14%
AVB	B	-0.13%
PLD	C	-0.13%
ARW	C	-0.13%
BAX	C	-0.13%
PARA	F	-0.13%
DG	F	-0.13%
MCO	B	-0.13%
PFG	B	-0.13%
AWK	B	-0.12%
MOS	F	-0.12%
KDP	B	-0.12%
TSN	C	-0.12%
KSS	F	-0.12%
CF	C	-0.11%
SOLV	C	-0.11%
VTRS	D	-0.11%
GAP	F	-0.11%
WBA	F	-0.11%
OMC	B	-0.11%
PKG	B	-0.11%
ISRG	B	-0.1%
HLT	B	-0.1%
DGX	B	-0.09%
EL	F	-0.09%
PVH	F	-0.09%
TSCO	C	-0.09%
LNC	D	-0.09%
TER	D	-0.09%
HST	C	-0.09%
FITB	B	-0.09%
LEA	F	-0.08%
IFF	B	-0.08%
TPR	C	-0.08%
HOLX	B	-0.08%
OTIS	C	-0.08%
WAT	C	-0.08%
AVT	C	-0.08%
SJM	C	-0.08%
SWK	B	-0.08%
FOXA	B	-0.08%
ON	D	-0.08%
MHK	C	-0.08%
AKAM	D	-0.07%
USFD	B	-0.07%
HAS	B	-0.07%
FAST	C	-0.07%
DOX	C	-0.07%
PAYX	C	-0.07%
GPC	D	-0.07%
LKQ	F	-0.07%
MRVL	C	-0.06%
O	C	-0.06%
EQH	C	-0.06%
MAA	B	-0.06%
HSY	C	-0.05%
FLEX	C	-0.05%
DXC	C	-0.05%
XRX	D	-0.05%
FL	D	-0.05%
CPB	C	-0.05%
ESS	B	-0.05%
BKNG	C	-0.05%
DELL	D	-0.05%
TROW	D	-0.04%
CTVA	B	-0.04%
NWL	C	-0.04%
NTRS	A	-0.04%
CAG	C	-0.04%
OGN	D	-0.04%
WU	F	-0.04%
HUN	D	-0.04%
HSIC	C	-0.04%
KD	D	-0.03%
AAP	F	-0.03%
AGCO	D	-0.03%
VNO	B	-0.03%
NWSA	D	-0.02%
ILMN	C	-0.02%
GT	F	-0.02%
KLG	C	-0.01%
HRL	C	-0.01%
WAB	B	-0.01%
NDAQ	A	-0.01%
MAN	C	-0.01%
KIM	C	-0.01%