PFIX vs. RNDV ETF Comparison

Comparison of Simplify Interest Rate Hedge ETF (PFIX) to First Trust US Equity Dividend Select ETF (RNDV)

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.67

Average Daily Volume

47,290

Number of Holdings ^*

107

* may have additional holdings in another (foreign) market

RNDV

First Trust US Equity Dividend Select ETF

RNDV Description

The US Equity Dividend Select ETF (the "Fund") seeks investment results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the Nasdaq Riskalyze US Equity Dividend Select Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Fund's investment advisor seeks a correlation of 0.95 or better (before fees and expenses) between the Fund's performance and the performance of the Index; a figure of 1.00 would represent perfect correlation. The Index is owned and is developed, maintained and sponsored by Riskalyze, Inc. (the "Index Provider").

Grade (RS Rating)

Last Trade

$34.10

Average Daily Volume

2,471

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	PFIX	RNDV
30 Days	-5.74%	1.82%
60 Days	-1.67%	7.25%
90 Days	-18.48%	9.14%
12 Months	-23.65%	26.90%

42 Overlapping Holdings

Symbol	Grade	Weight in PFIX	Weight in RNDV	Overlap
ADP	A	0.79%	0.51%	0.51%
AEP	B	0.31%	0.33%	0.31%
AMCR	A	0.09%	0.65%	0.09%
APD	C	0.37%	0.35%	0.35%
AVB	C	0.19%	0.3%	0.19%
BBY	B	0.1%	1.8%	0.1%
BLK	B	0.87%	0.81%	0.81%
CAG	B	0.09%	0.88%	0.09%
CHRW	A	0.06%	0.64%	0.06%
CINF	A	0.11%	0.84%	0.11%
CMCSA	B	1.29%	1.72%	1.29%
CMI	B	0.28%	0.55%	0.28%
CVS	D	0.76%	1.43%	0.76%
CVX	D	2.06%	0.71%	0.71%
EG	B	0.09%	0.58%	0.09%
EIX	A	0.19%	0.38%	0.19%
ES	A	0.15%	0.41%	0.15%
ETR	A	0.14%	0.38%	0.14%
EVRG	B	0.07%	0.41%	0.07%
GIS	B	0.28%	0.7%	0.28%
GPC	D	0.14%	1.07%	0.14%
GRMN	D	0.13%	0.66%	0.13%
HPE	C	0.13%	3.05%	0.13%
JNJ	C	2.83%	1.1%	1.1%
LHX	A	0.29%	0.39%	0.29%
LMT	A	0.82%	0.59%	0.59%
MET	A	0.32%	0.93%	0.32%
MTB	C	0.15%	1.0%	0.15%
NSC	B	0.42%	0.54%	0.42%
NTRS	C	0.11%	1.02%	0.11%
OKE	C	0.31%	0.98%	0.31%
OMC	A	0.13%	1.78%	0.13%
PAYX	A	0.3%	0.7%	0.3%
PFG	C	0.14%	1.02%	0.14%
QCOM	D	1.27%	1.97%	1.27%
SNA	B	0.1%	0.6%	0.1%
TROW	D	0.17%	1.13%	0.17%
TRV	C	0.38%	0.64%	0.38%
TXN	C	1.13%	3.46%	1.13%
UPS	D	0.81%	0.96%	0.81%
VZ	A	1.26%	3.66%	1.26%
XOM	B	3.19%	0.6%	0.6%

PFIX Overweight 65 Positions Relative to RNDV

Symbol	Grade	Weight
JPM	D	3.9%
AVGO	C	3.86%
PG	C	2.82%
TM	D	1.97%
BAC	D	1.73%
NVS	D	1.56%
CSCO	A	1.48%
COP	D	1.01%
PLD	D	0.91%
TD	C	0.83%
ETN	C	0.82%
MS	B	0.81%
C	B	0.77%
MDLZ	C	0.76%
MMC	D	0.75%
GILD	A	0.66%
SO	A	0.55%
GD	A	0.46%
USB	C	0.45%
HMC	D	0.45%
PSX	F	0.45%
STLA	F	0.43%
PNC	C	0.43%
PCAR	D	0.42%
VLO	F	0.36%
AIG	F	0.34%
SRE	A	0.33%
NUE	D	0.32%
BK	C	0.29%
JCI	B	0.29%
RSG	D	0.28%
EXC	A	0.27%
KR	B	0.26%
E	D	0.26%
XEL	A	0.25%
PEG	A	0.23%
FANG	F	0.23%
HSY	D	0.22%
DFS	C	0.22%
ADM	D	0.22%
VICI	C	0.22%
BCS	C	0.22%
WEC	A	0.18%
DTE	A	0.17%
STT	C	0.16%
FITB	C	0.16%
DRI	C	0.14%
AEE	A	0.14%
HBAN	C	0.13%
CMS	A	0.12%
RF	C	0.12%
SWKS	F	0.12%
SYF	C	0.12%
HST	D	0.11%
VTRS	D	0.11%
ATO	A	0.11%
FNF	A	0.1%
CCEP	D	0.1%
PKG	A	0.1%
IP	B	0.09%
NI	A	0.08%
LNT	A	0.08%
MOS	F	0.07%
CPB	D	0.06%
FRO	D	0.02%

PFIX Underweight 54 Positions Relative to RNDV

Symbol	Grade	Weight
IBM	C	-4.52%
GLW	C	-3.66%
HPQ	C	-3.63%
IPG	C	-2.43%
ACN	B	-2.22%
MCHP	F	-2.22%
HAS	A	-2.06%
BMY	B	-2.04%
ADI	C	-2.01%
TEL	D	-1.99%
BEN	F	-1.37%
MDT	A	-1.25%
ABBV	A	-1.24%
PRU	C	-1.19%
MCD	A	-1.11%
HD	A	-1.05%
SWK	A	-0.99%
KVUE	C	-0.92%
PM	B	-0.91%
K	B	-0.9%
KLAC	D	-0.89%
NKE	D	-0.88%
LOW	A	-0.85%
APH	D	-0.82%
MSFT	C	-0.8%
DGX	C	-0.74%
CAH	B	-0.73%
AFL	A	-0.72%
CME	A	-0.71%
ABT	C	-0.7%
MRK	F	-0.7%
POOL	B	-0.63%
HRL	F	-0.61%
KMB	B	-0.59%
TSN	D	-0.56%
CI	C	-0.54%
UNH	B	-0.53%
O	A	-0.53%
EOG	D	-0.52%
FAST	C	-0.52%
CTRA	D	-0.52%
FMC	B	-0.52%
BDX	B	-0.51%
LEN	B	-0.51%
ITW	B	-0.5%
UNP	C	-0.46%
EMN	B	-0.44%
PNW	A	-0.38%
MAA	C	-0.37%
FRT	B	-0.37%
CF	A	-0.36%
EMR	B	-0.35%
ESS	C	-0.3%
DLR	C	-0.28%