NUSI vs. FTA ETF Comparison

Comparison of Nationwide Risk-Managed Income ETF (NUSI) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

NUSI

Nationwide Risk-Managed Income ETF

NUSI Description

The investment seeks current income with downside protection. The fund is an actively-managed exchange-traded fund (ETF) that seeks to achieve its investment objective principally by investing in a portfolio of the stocks included in the Nasdaq-100® Index and an options collar (i.e., a mix of written (sold) call options and long (bought) put options) on the Nasdaq-100. It is non-diversified.

Grade (RS Rating)

Last Trade

$25.57

Average Daily Volume

62,729

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.67

Average Daily Volume

33,412

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	NUSI	FTA
30 Days	2.79%	3.63%
60 Days	3.01%	3.82%
90 Days	2.98%	7.47%
12 Months	29.20%	20.29%

18 Overlapping Holdings

Symbol	Grade	Weight in NUSI	Weight in FTA	Overlap
AEP	C	0.37%	0.81%	0.37%
BIIB	F	0.19%	0.14%	0.14%
BKR	C	0.23%	0.48%	0.23%
CHTR	D	0.35%	0.57%	0.35%
CMCSA	D	1.03%	0.87%	0.87%
CSCO	C	1.33%	0.36%	0.36%
CTSH	C	0.26%	0.78%	0.26%
EXC	C	0.27%	1.0%	0.27%
FANG	D	0.21%	0.74%	0.21%
INTC	F	0.56%	0.32%	0.32%
KDP	B	0.36%	0.38%	0.36%
KHC	C	0.3%	0.76%	0.3%
MDLZ	B	0.7%	0.19%	0.19%
PYPL	B	0.51%	0.42%	0.42%
QCOM	D	1.27%	0.14%	0.14%
REGN	C	0.85%	0.19%	0.19%
WBD	D	0.14%	0.71%	0.14%
XEL	B	0.24%	0.83%	0.24%

NUSI Overweight 83 Positions Relative to FTA

Symbol	Grade	Weight
AAPL	C	8.63%
MSFT	C	8.0%
NVDA	D	7.66%
AVGO	C	5.11%
AMZN	C	4.92%
META	B	4.74%
TSLA	C	2.85%
COST	B	2.69%
GOOGL	D	2.38%
GOOG	D	2.3%
NFLX	B	2.0%
AMD	D	1.63%
PEP	C	1.62%
ADBE	F	1.62%
TMUS	C	1.59%
LIN	B	1.5%
INTU	C	1.23%
TXN	C	1.23%
AMGN	B	1.21%
ISRG	B	1.18%
AMAT	D	1.07%
BKNG	C	0.94%
HON	D	0.88%
VRTX	D	0.85%
ADP	B	0.78%
MELI	B	0.76%
SBUX	C	0.76%
ADI	C	0.76%
PANW	D	0.74%
KLAC	D	0.71%
GILD	B	0.7%
MU	F	0.68%
LRCX	F	0.67%
CTAS	B	0.59%
SNPS	D	0.51%
CDNS	D	0.5%
ASML	F	0.47%
ORLY	C	0.46%
MAR	C	0.46%
CSX	D	0.45%
MRVL	C	0.44%
CEG	C	0.43%
PDD	F	0.43%
CRWD	D	0.41%
ROP	C	0.4%
NXPI	F	0.4%
ADSK	C	0.39%
FTNT	C	0.39%
ROST	C	0.36%
WDAY	D	0.36%
MNST	D	0.36%
ABNB	D	0.35%
PCAR	D	0.34%
CPRT	D	0.33%
DASH	C	0.33%
PAYX	C	0.33%
TTD	B	0.32%
AZN	D	0.31%
MCHP	F	0.29%
ODFL	D	0.29%
IDXX	C	0.28%
EA	D	0.27%
VRSK	D	0.27%
GEHC	C	0.27%
FAST	C	0.27%
CCEP	B	0.25%
DDOG	D	0.23%
CSGP	D	0.22%
LULU	D	0.22%
ON	D	0.21%
CDW	D	0.2%
ANSS	D	0.19%
TEAM	D	0.18%
MRNA	F	0.18%
TTWO	C	0.18%
DXCM	F	0.18%
ZS	F	0.17%
GFS	F	0.15%
ILMN	C	0.14%
MDB	D	0.14%
DLTR	F	0.1%
ARM	D	0.07%
SMCI	F	0.04%

NUSI Underweight 168 Positions Relative to FTA

Symbol	Grade	Weight
DHI	B	-1.16%
LEN	B	-1.05%
ETR	B	-1.0%
CINF	B	-0.99%
T	C	-0.98%
GPN	D	-0.98%
FOXA	B	-0.98%
BRK.A	C	-0.96%
ACGL	C	-0.95%
CF	C	-0.91%
UAL	C	-0.88%
ADM	D	-0.86%
GM	C	-0.86%
EG	C	-0.86%
MKL	C	-0.85%
SYF	C	-0.85%
CVS	D	-0.84%
EBAY	B	-0.82%
APTV	D	-0.82%
MPC	F	-0.81%
EOG	D	-0.81%
AEE	C	-0.81%
ATO	B	-0.8%
ED	C	-0.8%
HIG	B	-0.79%
UHAL	A	-0.78%
COP	D	-0.78%
PCG	C	-0.78%
CNC	D	-0.78%
BG	D	-0.78%
CB	B	-0.78%
VTRS	D	-0.77%
EQT	D	-0.77%
CE	F	-0.77%
NUE	F	-0.77%
CVX	D	-0.77%
PSX	F	-0.77%
CAG	C	-0.77%
MTB	B	-0.76%
CFG	C	-0.76%
HBAN	B	-0.75%
SJM	C	-0.75%
SNA	C	-0.74%
VZ	B	-0.74%
STLD	F	-0.74%
CTRA	D	-0.74%
VLO	F	-0.74%
IPG	C	-0.73%
KMI	B	-0.73%
DVN	F	-0.73%
F	F	-0.73%
L	C	-0.72%
OXY	F	-0.7%
LNG	C	-0.7%
COF	B	-0.69%
HPE	D	-0.69%
LYB	D	-0.68%
AIG	D	-0.68%
RS	D	-0.67%
XOM	C	-0.67%
LKQ	F	-0.66%
OC	D	-0.65%
TROW	D	-0.63%
BEN	F	-0.61%
AFL	C	-0.61%
WEC	C	-0.61%
EIX	C	-0.6%
WFC	D	-0.6%
DUK	C	-0.59%
BBY	C	-0.59%
CMS	C	-0.59%
D	C	-0.59%
HAL	F	-0.58%
FE	C	-0.58%
GIS	B	-0.58%
EQR	B	-0.57%
STT	A	-0.57%
DTE	C	-0.57%
ZM	C	-0.57%
FITB	B	-0.57%
WPC	C	-0.57%
DGX	B	-0.57%
TDY	B	-0.56%
USB	B	-0.56%
KR	C	-0.56%
RF	B	-0.55%
SRE	C	-0.54%
INCY	C	-0.53%
JBHT	D	-0.53%
DE	B	-0.52%
LUV	C	-0.51%
TXT	D	-0.51%
TEL	D	-0.49%
ZBH	F	-0.49%
BAC	D	-0.49%
SWKS	D	-0.48%
CRBG	D	-0.48%
FDX	C	-0.48%
JBL	D	-0.48%
C	C	-0.46%
CNP	C	-0.45%
FNF	B	-0.42%
KIM	C	-0.42%
LMT	C	-0.42%
HCA	B	-0.42%
SSNC	B	-0.41%
NEE	C	-0.41%
MOH	D	-0.41%
PKG	B	-0.4%
PNC	B	-0.4%
LOW	B	-0.4%
MDT	C	-0.4%
TRV	C	-0.4%
JNJ	C	-0.39%
PEG	B	-0.39%
KEY	B	-0.39%
APD	B	-0.38%
OMC	B	-0.38%
CPB	C	-0.38%
WRB	C	-0.38%
WY	C	-0.38%
OKE	B	-0.38%
EPAM	F	-0.37%
HSY	C	-0.37%
DOV	B	-0.36%
HRL	C	-0.36%
ARE	C	-0.36%
GS	C	-0.36%
PPG	D	-0.35%
TGT	C	-0.35%
GPC	D	-0.34%
MS	D	-0.34%
UPS	D	-0.33%
HPQ	D	-0.33%
DOW	D	-0.33%
K	B	-0.23%
CBRE	A	-0.22%
VTR	C	-0.21%
KVUE	C	-0.21%
MKC	C	-0.2%
WMT	C	-0.2%
BLK	B	-0.19%
ABT	C	-0.19%
POOL	C	-0.19%
AWK	B	-0.19%
TRGP	B	-0.19%
MAA	B	-0.19%
NKE	D	-0.18%
JCI	B	-0.18%
CMI	C	-0.18%
SYY	D	-0.18%
TSN	C	-0.18%
CI	C	-0.18%
PRU	C	-0.17%
DD	B	-0.17%
ELV	C	-0.17%
LHX	C	-0.17%
J	C	-0.17%
PFG	B	-0.17%
KMB	D	-0.17%
CTVA	B	-0.17%
TSCO	C	-0.17%
GD	B	-0.17%
RJF	C	-0.16%
WLK	D	-0.16%
EXPD	C	-0.16%
HUM	F	-0.15%
DG	F	-0.11%