NUEM vs. ROAM ETF Comparison

Comparison of NuShares ESG Emerging Markets Equity ETF (NUEM) to Lattice Emerging Markets Strategy ETF (ROAM)

NUEM

NuShares ESG Emerging Markets Equity ETF

NUEM Description

The investment seeks to track the investment results, before fees and expenses, of the TIAA ESG Emerging Markets Equity Index (the "index"). In seeking to track the investment results of the index, the advisor attempts to replicate the index by investing all, or substantially all, of its assets in the securities represented in the index in approximately the same proportions as the index. The index identifies equity securities from the MSCI Emerging Markets Index that satisfy certain ESG criteria, based on ESG performance data collected by MSCI ESG Research, Inc.

Grade (RS Rating)

Last Trade

$28.62

Average Daily Volume

22,103

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROAM

Lattice Emerging Markets Strategy ETF

ROAM Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized Advancing Markets Strategy Index (LROAMX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index is designed to balance risks and opportunities within equity markets of emerging economies while emphasizing constituents exhibiting a favorable combination of factor characteristics.

Grade (RS Rating)

Last Trade

$24.25

Average Daily Volume

13,160

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NUEM	ROAM
30 Days	0.56%	0.53%
60 Days	3.02%	2.46%
90 Days	3.95%	4.04%
12 Months	1.47%	14.24%

8 Overlapping Holdings

Symbol	Grade	Weight in NUEM	Weight in ROAM	Overlap
BABA	D	3.26%	0.4%	0.4%
CHT	D	0.03%	0.23%	0.03%
GGB	F	0.7%	0.34%	0.34%
KB	A	0.71%	0.02%	0.02%
KT	B	0.08%	0.72%	0.08%
SHG	A	0.48%	0.12%	0.12%
SKM	A	0.21%	0.73%	0.21%
UMC	C	0.28%	0.52%	0.28%

NUEM Overweight 10 Positions Relative to ROAM

Symbol	Grade	Weight
HDB	D	1.91%
BIDU	F	1.55%
LI	D	0.49%
YUMC	F	0.38%
BAP	C	0.26%
VIPS	F	0.21%
CSAN	F	0.19%
BZ	F	0.13%
ZTO	F	0.1%
LPL	D	0.01%

NUEM Underweight 16 Positions Relative to ROAM

Symbol	Grade	Weight
TSM	D	-0.81%
GFI	C	-0.69%
RDY	A	-0.62%
INFY	C	-0.57%
FMX	D	-0.48%
VALE	F	-0.47%
KOF	C	-0.42%
AKO.A	B	-0.3%
SQM	F	-0.28%
WIT	C	-0.18%
BCH	B	-0.16%
HMY	C	-0.05%
BSAC	C	-0.04%
SBSW	F	-0.03%
YNDX	C	-0.0%
IBN	B	-0.0%