NSCS vs. ROOF ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to IQ US Real Estate Small Cap ETF (ROOF)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$30.81

Average Daily Volume

138

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROOF

IQ US Real Estate Small Cap ETF

ROOF Description

The investment seeks investment results that correspond generally to the price and yield performance of its underlying index, the IQ U.S. Real Estate Small Cap Index. The fund employs a "passive management" to track the performance of the underlying index, which was developed by Financial Development Holdco LLC ("IndexIQ"), the parent company of IndexIQ Advisors LLC, the fund's investment advisor (the "Advisor"). The underlying index is a rules based, modified capitalization weighted, float adjusted index intended to give investors a means of tracking the overall performance of the small capitalization sector. It is non-diversified.

Grade (RS Rating)

Last Trade

$20.75

Average Daily Volume

99,157

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	ROOF
30 Days	11.34%	-2.98%
60 Days	11.01%	-5.92%
90 Days	11.34%	-1.18%
12 Months	38.43%	14.63%

2 Overlapping Holdings

	Symbol	Grade	Weight in NSCS	Weight in ROOF	Overlap
	EGP	F	1.23%	1.58%	1.23%
	STAG	F	1.23%	1.24%	1.23%

NSCS Overweight 73 Positions Relative to ROOF

Symbol	Grade	Weight
WTFC	A	2.5%
EVR	B	2.27%
PIPR	B	2.11%
MGNI	A	1.9%
BANR	B	1.87%
SSB	B	1.87%
NOG	A	1.84%
AIT	A	1.75%
ESE	B	1.66%
LITE	B	1.58%
HQY	B	1.57%
SUM	B	1.56%
KTOS	B	1.56%
MMSI	B	1.55%
GDYN	B	1.54%
WK	B	1.5%
CMC	B	1.49%
FIBK	A	1.48%
EHC	B	1.42%
ACA	A	1.41%
FLR	B	1.4%
NPO	A	1.39%
BYD	C	1.39%
HOMB	A	1.39%
QTWO	A	1.38%
AVNT	B	1.38%
ITRI	B	1.38%
AVAV	D	1.37%
RDNT	B	1.34%
MMS	F	1.33%
RBRK	A	1.32%
BKH	A	1.28%
SHOO	D	1.28%
TPH	D	1.27%
SHAK	C	1.27%
SIG	B	1.25%
PFBC	B	1.25%
MTDR	B	1.24%
GKOS	B	1.17%
PAR	B	1.16%
ARCB	C	1.16%
TROX	D	1.1%
BRBR	A	1.09%
KEX	C	1.05%
EVRI	A	1.05%
ZD	C	1.04%
ICHR	C	1.02%
ONTO	D	0.95%
PRI	A	0.9%
LADR	B	0.9%
CVLT	B	0.85%
VBTX	B	0.85%
SLAB	D	0.84%
BOOT	D	0.83%
SR	A	0.82%
ESTA	D	0.77%
SIBN	F	0.76%
HALO	F	0.76%
FROG	C	0.74%
CRNX	C	0.72%
INN	D	0.67%
KRYS	B	0.67%
INSM	C	0.63%
ACHC	F	0.61%
VTLE	C	0.61%
OPCH	D	0.54%
PCVX	D	0.54%
TTMI	B	0.53%
MDGL	B	0.52%
ATEC	C	0.5%
TCMD	A	0.48%
IMVT	F	0.43%
BPMC	C	0.32%

NSCS Underweight 42 Positions Relative to ROOF

Symbol	Grade	Weight
DLR	B	-5.57%
WELL	A	-5.16%
EQIX	A	-5.1%
PLD	D	-4.67%
SBAC	D	-4.48%
AMT	D	-4.41%
CCI	D	-4.3%
UNIT	B	-4.25%
AVB	B	-2.85%
EQR	B	-2.44%
VTR	C	-2.3%
INVH	D	-1.81%
REXR	F	-1.73%
ESS	B	-1.69%
MAA	B	-1.63%
ARE	D	-1.61%
SUI	D	-1.36%
FR	C	-1.31%
UDR	B	-1.28%
DOC	D	-1.27%
AMH	D	-1.2%
COLD	D	-1.17%
ELS	C	-1.15%
CPT	B	-1.11%
TRNO	F	-1.1%
IIPR	D	-0.54%
LXP	D	-0.5%
IRT	A	-0.42%
CTRE	D	-0.41%
SBRA	C	-0.37%
NHI	D	-0.3%
MPW	F	-0.22%
VRE	B	-0.15%
PLYM	F	-0.15%
LTC	B	-0.14%
SILA	C	-0.12%
UMH	C	-0.12%
ELME	D	-0.12%
NXRT	B	-0.1%
AIV	C	-0.1%
CSR	B	-0.09%
DHC	F	-0.05%