NSCS vs. HAPY ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to Harbor Corporate Culture Leaders ETF (HAPY)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$29.71

Average Daily Volume

142

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HAPY

Harbor Corporate Culture Leaders ETF

HAPY Description

Harbor Corporate Culture Leaders ETF is an exchange traded fund launched and managed by Harbor Capital Advisors, Inc. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of large-cap companies. It seeks to track the performance of the Human Capital Factor Unconstrained Index, by using full replication technique. Harbor Corporate Culture Leaders ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$24.61

Average Daily Volume

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	HAPY
30 Days	6.17%	2.39%
60 Days	7.36%	5.05%
90 Days	10.39%	8.52%
12 Months	34.54%	28.86%

5 Overlapping Holdings

Symbol	Grade	Weight in NSCS	Weight in HAPY	Overlap
CMC	B	1.49%	1.36%	1.36%
EVR	B	2.27%	1.34%	1.34%
MMS	D	1.33%	1.31%	1.31%
SLAB	F	0.84%	1.3%	0.84%
SSB	B	1.87%	1.34%	1.34%

NSCS Overweight 70 Positions Relative to HAPY

Symbol	Grade	Weight
WTFC	B	2.5%
PIPR	B	2.11%
MGNI	B	1.9%
BANR	B	1.87%
NOG	A	1.84%
AIT	B	1.75%
ESE	B	1.66%
LITE	B	1.58%
HQY	A	1.57%
SUM	B	1.56%
KTOS	C	1.56%
MMSI	A	1.55%
GDYN	C	1.54%
WK	C	1.5%
FIBK	A	1.48%
EHC	B	1.42%
ACA	A	1.41%
FLR	B	1.4%
NPO	A	1.39%
BYD	B	1.39%
HOMB	B	1.39%
QTWO	A	1.38%
AVNT	B	1.38%
ITRI	B	1.38%
AVAV	C	1.37%
RDNT	B	1.34%
RBRK	A	1.32%
BKH	A	1.28%
SHOO	D	1.28%
TPH	D	1.27%
SHAK	C	1.27%
SIG	C	1.25%
PFBC	B	1.25%
MTDR	B	1.24%
STAG	D	1.23%
EGP	D	1.23%
GKOS	A	1.17%
PAR	A	1.16%
ARCB	C	1.16%
TROX	D	1.1%
BRBR	A	1.09%
KEX	A	1.05%
EVRI	A	1.05%
ZD	B	1.04%
ICHR	C	1.02%
ONTO	F	0.95%
PRI	B	0.9%
LADR	B	0.9%
CVLT	A	0.85%
VBTX	B	0.85%
BOOT	D	0.83%
SR	A	0.82%
ESTA	D	0.77%
SIBN	F	0.76%
HALO	F	0.76%
FROG	C	0.74%
CRNX	B	0.72%
INN	D	0.67%
KRYS	C	0.67%
INSM	C	0.63%
ACHC	F	0.61%
VTLE	C	0.61%
OPCH	F	0.54%
PCVX	D	0.54%
TTMI	B	0.53%
MDGL	C	0.52%
ATEC	C	0.5%
TCMD	B	0.48%
IMVT	F	0.43%
BPMC	C	0.32%

NSCS Underweight 70 Positions Relative to HAPY

Symbol	Grade	Weight
CBOE	C	-1.4%
CL	D	-1.4%
DE	C	-1.39%
STLD	B	-1.39%
NSA	C	-1.38%
AEE	A	-1.38%
TRV	B	-1.38%
EXC	C	-1.38%
GGG	B	-1.37%
COP	B	-1.37%
OXY	D	-1.37%
CME	A	-1.37%
NDAQ	A	-1.37%
BKNG	A	-1.36%
LAMR	D	-1.36%
MA	B	-1.36%
SO	C	-1.36%
RLI	A	-1.35%
AAPL	C	-1.35%
GOOGL	B	-1.35%
EWBC	A	-1.35%
SMAR	A	-1.35%
EXR	C	-1.35%
CMI	A	-1.35%
TXN	C	-1.35%
PNFP	B	-1.35%
CPT	C	-1.34%
LMT	D	-1.34%
CFR	B	-1.34%
PSTG	F	-1.34%
PLD	D	-1.34%
GWRE	A	-1.34%
AMD	F	-1.34%
ETSY	D	-1.33%
LHX	B	-1.33%
SYF	B	-1.33%
GEHC	C	-1.33%
PHM	D	-1.33%
INTC	C	-1.33%
DOC	D	-1.32%
MSFT	D	-1.32%
MSCI	C	-1.32%
RIG	D	-1.32%
CABO	B	-1.32%
MRK	F	-1.32%
FDS	B	-1.32%
TRMB	B	-1.32%
ALLE	D	-1.32%
ADSK	A	-1.32%
NOW	B	-1.31%
ACGL	D	-1.31%
DAL	A	-1.31%
IOT	A	-1.31%
SPSC	D	-1.31%
DLB	B	-1.31%
CDNS	B	-1.31%
TER	F	-1.31%
MDB	C	-1.3%
S	C	-1.3%
INTU	B	-1.3%
PCOR	C	-1.29%
NVDA	A	-1.29%
DV	C	-1.29%
DAY	B	-1.29%
SRPT	F	-1.28%
CIEN	B	-1.28%
DBX	C	-1.28%
LULU	C	-1.26%
ADBE	D	-1.26%
JNPR	D	-1.25%