MEM vs. ROAM ETF Comparison

Comparison of Matthews Emerging Markets Equity Active ETF (MEM) to Lattice Emerging Markets Strategy ETF (ROAM)

MEM

Matthews Emerging Markets Equity Active ETF

MEM Description

The investment seeks long-term capital appreciation. Under normal circumstances, the fund seeks to achieve its investment objective by investing at least 80% of its net assets, which include borrowings for investment purposes, in the common and preferred stocks of companies located in emerging market countries. It seeks to invest in companies capable of sustainable growth based on the fundamental characteristics of those companies, including balance sheet information; number of employees; size and stability of cash flow; management’s depth, adaptability and integrity; product lines; marketing strategies; corporate governance; and financial health.

Grade (RS Rating)

Last Trade

$31.88

Average Daily Volume

6,786

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROAM

Lattice Emerging Markets Strategy ETF

ROAM Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized Advancing Markets Strategy Index (LROAMX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index is designed to balance risks and opportunities within equity markets of emerging economies while emphasizing constituents exhibiting a favorable combination of factor characteristics.

Grade (RS Rating)

Last Trade

$23.82

Average Daily Volume

8,071

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	MEM	ROAM
30 Days	-3.76%	-5.22%
60 Days	2.29%	-3.20%
90 Days	2.96%	-3.92%
12 Months	18.51%	14.05%

6 Overlapping Holdings

Symbol	Grade	Weight in MEM	Weight in ROAM	Overlap
BABA	D	1.97%	0.38%	0.38%
IBN	C	3.6%	0.05%	0.05%
INFY	C	1.02%	0.71%	0.71%
KB	B	0.99%	0.05%	0.05%
SKM	C	0.8%	0.79%	0.79%
TSM	B	1.96%	0.98%	0.98%

MEM Overweight 12 Positions Relative to ROAM

Symbol	Grade	Weight
HDB	C	4.03%
MELI	C	1.89%
YUMC	C	1.65%
BAP	A	1.56%
FCX	F	1.38%
GRAB	A	1.18%
ITUB	F	1.0%
NU	C	1.0%
TCOM	B	0.96%
PBR	D	0.55%
BEKE	D	0.45%
JD	D	0.45%

MEM Underweight 15 Positions Relative to ROAM

Symbol	Grade	Weight
VALE	F	-0.7%
UMC	F	-0.54%
RDY	F	-0.51%
GFI	D	-0.49%
GGB	C	-0.4%
FMX	F	-0.36%
AKO.A	F	-0.35%
CHT	C	-0.24%
BCH	C	-0.23%
KOF	F	-0.23%
WIT	B	-0.2%
SQM	D	-0.12%
SHG	C	-0.12%
ABEV	F	-0.1%
HMY	D	-0.06%