GRID vs. DFSE ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to Dimensional Emerging Markets Sustainability Core 1 ETF (DFSE)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$124.12

Average Daily Volume

115,764

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DFSE

Dimensional Emerging Markets Sustainability Core 1 ETF

DFSE Description

The Portfolio is designed to purchase a broad and diverse group of securities associated with emerging markets. The Portfolio invests in companies of all sizes, with increased exposure to smaller capitalization, lower relative price, and higher profitability companies as compared to their representation in the Emerging Markets Universe, while adjusting the composition of the Portfolio based on sustainability impact considerations.

Grade (RS Rating)

Last Trade

$33.70

Average Daily Volume

25,383

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GRID	DFSE
30 Days	-1.95%	-4.41%
60 Days	-0.86%	-1.00%
90 Days	3.22%	-0.90%
12 Months	30.72%	11.87%

1 Overlapping Holdings

	Symbol	Grade	Weight in GRID	Weight in DFSE	Overlap
	EBR	F	0.0%	0.01%	0.0%

GRID Overweight 43 Positions Relative to DFSE

Symbol	Grade	Weight
ETN	B	9.08%
JCI	B	8.61%
ABBV	F	7.76%
PWR	A	4.51%
HUBB	B	4.21%
TSLA	A	2.68%
NVDA	A	2.41%
APTV	F	2.36%
ORCL	A	2.16%
NVT	C	1.87%
CSCO	B	1.6%
ENPH	F	1.52%
TXN	C	1.35%
IBM	C	1.34%
QCOM	F	1.31%
HON	B	1.03%
ITRI	B	0.79%
ADI	D	0.78%
GEV	A	0.62%
ATKR	D	0.58%
AEIS	B	0.57%
EMR	A	0.53%
NXPI	F	0.37%
MYRG	C	0.31%
FLNC	C	0.17%
AMSC	C	0.16%
SEDG	F	0.13%
TRMB	B	0.12%
WLDN	C	0.1%
GNRC	B	0.08%
AES	F	0.06%
MTZ	A	0.06%
PLPC	B	0.06%
WCC	B	0.06%
VMI	B	0.05%
LFUS	D	0.04%
BDC	B	0.03%
ACA	A	0.03%
STM	F	0.02%
ESE	B	0.02%
ENS	D	0.02%
DGII	B	0.01%
AZZ	A	0.01%

GRID Underweight 88 Positions Relative to DFSE

Symbol	Grade	Weight
BABA	D	-1.33%
PDD	D	-0.78%
IBN	D	-0.62%
INFY	D	-0.51%
TCOM	B	-0.37%
KB	B	-0.25%
SHG	D	-0.25%
HDB	B	-0.22%
VIPS	F	-0.2%
HDB	B	-0.18%
BIDU	F	-0.16%
NTES	C	-0.16%
IBN	D	-0.14%
XPEV	C	-0.14%
ERJ	A	-0.14%
GFI	D	-0.14%
TME	F	-0.13%
PAC	A	-0.13%
WIT	B	-0.12%
TCOM	B	-0.11%
ASR	D	-0.1%
LI	F	-0.09%
BAP	A	-0.09%
BILI	C	-0.09%
BABA	D	-0.08%
ITUB	D	-0.07%
YUMC	B	-0.07%
FMX	F	-0.07%
ASAI	F	-0.07%
BIDU	F	-0.06%
SQM	D	-0.06%
KB	B	-0.06%
NIO	F	-0.06%
UGP	F	-0.05%
ABEV	F	-0.05%
RDY	D	-0.05%
KOF	F	-0.05%
BGNE	D	-0.05%
BBD	D	-0.05%
SHG	D	-0.04%
BGNE	D	-0.04%
VIV	D	-0.04%
CIB	B	-0.04%
SBSW	D	-0.04%
GGB	C	-0.04%
BCH	D	-0.04%
ASAI	F	-0.03%
SGRP	D	-0.03%
OMAB	F	-0.03%
ASX	D	-0.02%
BSAC	D	-0.02%
AKO.A	F	-0.02%
IQ	F	-0.02%
ERJ	A	-0.02%
WIT	B	-0.02%
CIG	C	-0.02%
SUZ	B	-0.02%
SKM	D	-0.02%
WF	C	-0.02%
CCU	F	-0.01%
SKM	D	-0.01%
BZ	F	-0.01%
SHPH	F	-0.01%
IFS	A	-0.01%
BCH	D	-0.01%
SLDB	F	-0.01%
BSBR	F	-0.01%
SBS	C	-0.01%
TLK	D	-0.01%
AKO.A	F	-0.01%
ELP	F	-0.01%
CSAN	F	-0.01%
IAC	D	-0.0%
CGA	F	-0.0%
AVAL	C	-0.0%
MGNX	D	-0.0%
NIU	F	-0.0%
KC	B	-0.0%
JEWL	D	-0.0%
ENIC	B	-0.0%
GGB	C	-0.0%
BAOS	F	-0.0%
CSAN	F	-0.0%
DRD	D	-0.0%
ZTO	F	-0.0%
SBSW	D	-0.0%
PDSB	F	-0.0%
BZUN	F	-0.0%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified