FYC vs. BBRE ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to JPMorgan BetaBuilders MSCI U.S. REIT ETF (BBRE)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.19

Average Daily Volume

22,902

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

BBRE

JPMorgan BetaBuilders MSCI U.S. REIT ETF

BBRE Description

The investment seeks to provide total return. Under normal circumstances, the fund will invest at least 80% of its assets in bonds. It will invest at least 40% of its assets in countries other than the United States. The fund may invest in developed or emerging markets. It generally invests at least 25% of its assets in securities that, at the time of purchase are rated investment grade or the unrated equivalent. "Assets" means net assets plus the amount of borrowings for investment purposes. The fund may also use currency related transactions involving currency derivatives as part of its primary investment strategy.

Grade (RS Rating)

Last Trade

$100.16

Average Daily Volume

23,810

Number of Holdings ^*

111

* may have additional holdings in another (foreign) market

Performance

Period	FYC	BBRE
30 Days	1.27%	1.85%
60 Days	8.76%	8.40%
90 Days	11.99%	15.59%
12 Months	32.57%	35.60%

22 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in BBRE	Overlap
AIV	C	0.25%	0.13%	0.13%
AKR	B	0.43%	0.19%	0.19%
ALX	C	0.36%	0.05%	0.05%
CTRE	B	0.28%	0.26%	0.26%
DRH	D	0.24%	0.16%	0.16%
ESRT	C	0.39%	0.14%	0.14%
FCPT	C	0.13%	0.22%	0.13%
IIPR	C	0.41%	0.33%	0.33%
IVT	B	0.26%	0.17%	0.17%
LTC	C	0.24%	0.13%	0.13%
NHI	C	0.55%	0.32%	0.32%
NSA	C	0.38%	0.36%	0.36%
NTST	D	0.11%	0.08%	0.08%
PEB	D	0.22%	0.15%	0.15%
PK	D	0.33%	0.28%	0.28%
PLYM	D	0.12%	0.09%	0.09%
SBRA	C	0.4%	0.37%	0.37%
SHO	D	0.23%	0.19%	0.19%
SKT	A	0.28%	0.29%	0.28%
SLG	C	0.56%	0.39%	0.39%
UE	B	0.38%	0.22%	0.22%
UMH	C	0.13%	0.09%	0.09%

FYC Overweight 219 Positions Relative to BBRE

Symbol	Grade	Weight
SMMT	D	1.21%
ADMA	B	0.98%
ZETA	B	0.95%
SATS	C	0.89%
POWL	A	0.86%
ALHC	C	0.83%
CRS	B	0.82%
IESC	B	0.81%
HWKN	A	0.78%
PI	B	0.77%
OSCR	C	0.75%
PRCT	C	0.74%
QTWO	C	0.74%
USLM	C	0.74%
PTGX	C	0.73%
CNK	C	0.73%
ACIW	A	0.72%
GVA	B	0.72%
ROAD	C	0.71%
PJT	C	0.7%
SMTC	C	0.7%
STRL	C	0.69%
SGBX	F	0.68%
RDNT	C	0.67%
SPNT	D	0.67%
LRN	C	0.67%
TDS	B	0.66%
DY	C	0.65%
TRN	C	0.65%
FTDR	C	0.65%
MIRM	D	0.64%
WHD	B	0.63%
TBBK	C	0.63%
CSWI	B	0.63%
ALKT	D	0.62%
ATGE	C	0.62%
OSW	C	0.61%
GERN	D	0.61%
CORT	B	0.61%
ITRI	C	0.61%
TMDX	D	0.6%
AGIO	D	0.6%
AZZ	C	0.6%
CEIX	B	0.58%
SKYW	B	0.58%
AMRX	A	0.58%
AROC	C	0.57%
UFPT	D	0.56%
PTCT	C	0.56%
KRYS	D	0.55%
BKD	D	0.55%
IDCC	A	0.55%
COLL	B	0.54%
KYMR	C	0.54%
KTOS	A	0.53%
PLMR	D	0.53%
TWST	D	0.53%
BRC	C	0.52%
ICFI	C	0.51%
ARDX	D	0.51%
HLX	D	0.51%
SKWD	B	0.51%
EPAC	C	0.5%
HURN	C	0.5%
MBIN	D	0.5%
HIMS	C	0.5%
LAUR	C	0.5%
LMAT	B	0.5%
MYGN	D	0.49%
GFF	B	0.49%
TNDM	D	0.48%
GRBK	B	0.48%
TPG	C	0.47%
TNL	B	0.47%
AGYS	D	0.47%
PMT	B	0.47%
JWN	D	0.47%
SPR	D	0.46%
RXST	F	0.46%
GBX	C	0.46%
TGLS	A	0.46%
BOWL	F	0.46%
RKLB	B	0.46%
VERX	B	0.46%
SCS	D	0.46%
CRDO	C	0.45%
CAL	F	0.45%
WRBY	C	0.45%
FLNC	C	0.44%
RYTM	C	0.42%
CPRX	C	0.42%
CMPR	F	0.42%
DSGR	B	0.42%
PRGS	B	0.41%
CBZ	F	0.41%
SYBT	C	0.41%
BCRX	D	0.41%
INSW	C	0.4%
BANF	D	0.4%
HASI	C	0.39%
SHAK	C	0.39%
YOU	C	0.39%
CDRE	B	0.38%
LPG	F	0.38%
CARG	C	0.38%
CARS	F	0.38%
MRUS	D	0.37%
CHCO	D	0.37%
GIII	C	0.37%
PAR	D	0.37%
ACVA	C	0.37%
NSSC	F	0.36%
AESI	C	0.36%
KNTK	C	0.36%
FORM	F	0.35%
DOCS	B	0.35%
LKFN	D	0.35%
JJSF	A	0.35%
OSIS	B	0.35%
SWI	C	0.35%
BROS	D	0.35%
GPOR	B	0.34%
WABC	F	0.34%
AGM	F	0.34%
MIR	B	0.34%
MGNI	D	0.34%
VECO	F	0.33%
TNC	F	0.33%
ENV	C	0.33%
SABR	C	0.32%
GBDC	D	0.32%
VGR	C	0.32%
SITM	B	0.32%
DFH	C	0.32%
THR	F	0.32%
ANIP	D	0.31%
IOSP	F	0.31%
SMG	B	0.3%
OUT	C	0.29%
PDFS	F	0.29%
HRMY	B	0.29%
TGI	F	0.28%
ESE	B	0.28%
FA	A	0.28%
ENVX	F	0.28%
NABL	F	0.28%
JBI	F	0.27%
SXI	B	0.26%
CRNX	D	0.26%
GH	F	0.26%
GIC	D	0.25%
HEES	D	0.25%
EXTR	D	0.25%
PRVA	F	0.24%
LADR	D	0.24%
JOE	D	0.24%
RRR	D	0.23%
FOR	D	0.23%
TR	D	0.23%
ETWO	D	0.22%
MLNK	F	0.22%
NOVA	D	0.21%
VCEL	F	0.21%
YELP	F	0.21%
ALRM	F	0.2%
BE	F	0.2%
ZUO	F	0.2%
FWRG	F	0.2%
CLDX	F	0.2%
AMC	F	0.2%
TRIP	F	0.19%
AGL	F	0.19%
XMTR	D	0.18%
PD	F	0.18%
RAMP	F	0.18%
MYRG	F	0.17%
VCYT	C	0.17%
RUN	D	0.17%
TGTX	C	0.15%
CWAN	C	0.15%
RKT	B	0.15%
MGEE	A	0.14%
DNLI	C	0.14%
CLSK	F	0.14%
INTA	C	0.14%
IAS	F	0.13%
AWR	B	0.13%
KW	C	0.13%
BANC	C	0.13%
DOCN	C	0.13%
AMWD	C	0.13%
MTRN	F	0.12%
NEO	F	0.12%
ALG	D	0.12%
DBRG	D	0.12%
UEC	C	0.12%
JAMF	F	0.12%
BEAM	F	0.12%
PHR	F	0.12%
CNMD	D	0.12%
WINA	D	0.12%
RNG	F	0.12%
DRVN	C	0.12%
CTKB	F	0.11%
GTX	F	0.11%
UPWK	D	0.11%
PLAB	D	0.11%
RES	D	0.11%
EVTC	D	0.11%
ROCK	D	0.11%
LMND	F	0.11%
NARI	F	0.1%
WNC	F	0.1%
VC	F	0.1%
MCW	F	0.1%
CXM	F	0.09%
AI	F	0.09%
BASE	F	0.09%
PLAY	D	0.09%

FYC Underweight 89 Positions Relative to BBRE

Symbol	Grade	Weight
PLD	D	-9.53%
EQIX	B	-6.95%
WELL	B	-5.67%
PSA	C	-4.51%
SPG	A	-4.34%
O	A	-4.03%
DLR	C	-3.99%
EXR	C	-3.24%
IRM	B	-2.96%
AVB	C	-2.74%
VICI	C	-2.71%
EQR	C	-2.25%
VTR	B	-2.21%
INVH	D	-1.85%
ARE	D	-1.65%
ESS	C	-1.64%
MAA	C	-1.59%
SUI	C	-1.45%
DOC	B	-1.35%
KIM	C	-1.34%
UDR	C	-1.27%
WPC	C	-1.11%
GLPI	B	-1.11%
HST	D	-1.11%
ELS	D	-1.09%
CPT	C	-1.09%
AMH	D	-1.07%
CUBE	C	-1.03%
BXP	C	-1.03%
REG	B	-1.03%
OHI	C	-0.82%
REXR	D	-0.81%
NNN	A	-0.73%
FRT	B	-0.72%
BRX	B	-0.71%
EGP	D	-0.7%
COLD	D	-0.66%
FR	C	-0.63%
STAG	D	-0.6%
ADC	B	-0.57%
VNO	B	-0.55%
RHP	C	-0.5%
KRG	C	-0.5%
TRNO	D	-0.44%
EPRT	C	-0.42%
IRT	C	-0.4%
CUZ	C	-0.39%
PECO	C	-0.38%
KRC	C	-0.35%
MAC	B	-0.33%
EPR	C	-0.32%
MPW	C	-0.31%
HIW	C	-0.3%
BNL	B	-0.28%
APLE	D	-0.28%
DEI	A	-0.26%
LXP	D	-0.24%
EQC	D	-0.19%
ROIC	B	-0.17%
JBGS	C	-0.16%
GNL	D	-0.15%
XHR	C	-0.15%
RLJ	D	-0.14%
ALEX	D	-0.13%
AAT	C	-0.12%
GTY	B	-0.11%
PDM	C	-0.11%
CSR	D	-0.1%
DEA	D	-0.1%
NXRT	D	-0.09%
PGRE	D	-0.08%
BDN	A	-0.08%
INN	B	-0.07%
SVC	F	-0.07%
AHH	F	-0.07%
BFS	B	-0.06%
UHT	C	-0.06%
GMRE	C	-0.06%
WSR	B	-0.06%
GOOD	A	-0.06%
HPP	F	-0.06%
FPI	D	-0.05%
CHCT	F	-0.04%
CLDT	D	-0.04%
DHC	B	-0.04%
LAND	D	-0.04%
OLP	C	-0.04%
PKST	D	-0.03%
CBL	D	-0.03%