FXU vs. RFFC ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to RiverFront Dynamic US Flex-Cap ETF (RFFC)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.72

Average Daily Volume

69,982

Number of Holdings *

39

* may have additional holdings in another (foreign) market
RFFC

RiverFront Dynamic US Flex-Cap ETF

RFFC Description Seeks to provide capital appreciation. RiverFront Dynamic US Flex-Cap is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$57.27

Average Daily Volume

1,041

Number of Holdings *

55

* may have additional holdings in another (foreign) market
Performance
Period FXU RFFC
30 Days 7.18% 1.29%
60 Days 10.34% 7.50%
90 Days 18.34% 4.65%
12 Months 44.48% 36.06%
2 Overlapping Holdings
Symbol Grade Weight in FXU Weight in RFFC Overlap
PPL A 1.69% 1.44% 1.44%
WM D 0.69% 1.41% 0.69%
FXU Overweight 37 Positions Relative to RFFC
Symbol Grade Weight
VST A 4.87%
ETR A 4.36%
NRG A 4.17%
EVRG B 4.16%
EXC A 4.15%
NFG A 3.98%
CEG B 3.65%
AGR C 3.58%
AEE A 3.46%
XEL A 3.44%
ATO A 3.36%
ED A 3.31%
PNW A 3.29%
OGE A 3.25%
PCG B 3.23%
CWEN A 2.64%
NI A 2.55%
AEP B 2.48%
DUK B 2.47%
DTE A 2.45%
IDA B 2.36%
SRE A 2.34%
WTRG D 2.19%
WEC A 1.73%
EIX A 1.72%
LNT A 1.7%
CMS A 1.68%
D A 1.66%
FE A 1.64%
CNP B 1.34%
NEE A 0.85%
PEG A 0.85%
SO A 0.83%
AES B 0.81%
AWK C 0.8%
UGI C 0.77%
CLH C 0.75%
FXU Underweight 53 Positions Relative to RFFC
Symbol Grade Weight
AAPL C -6.08%
NVDA C -4.22%
MSFT C -3.71%
AMZN C -3.56%
JPM D -3.15%
GOOGL C -2.84%
TSM C -2.5%
UNH B -2.49%
WMT A -2.4%
META A -2.33%
HCA A -2.22%
CAT A -2.12%
AXP A -2.07%
COST C -2.03%
MA A -1.92%
COP D -1.9%
ICE A -1.88%
LMT A -1.79%
TMO C -1.77%
TT A -1.6%
T A -1.55%
AMGN D -1.54%
SNPS F -1.52%
IBM C -1.51%
LOW A -1.47%
ODFL D -1.41%
BSX A -1.4%
MCD A -1.39%
MSI A -1.34%
LIN B -1.29%
IQV F -1.22%
DE A -1.2%
GS D -1.2%
NKE D -1.16%
ELS D -1.16%
VRTX D -1.16%
CPB D -1.12%
MAR B -1.12%
DIS D -1.11%
BX C -1.09%
ORLY A -1.05%
TEL D -1.01%
CCL C -1.0%
WFC D -1.0%
PG C -0.96%
TXN C -0.88%
PLD D -0.86%
BKR B -0.82%
CRM C -0.81%
FCX B -0.72%
DELL D -0.71%
TGT C -0.71%
ADBE F -0.7%
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