FXO vs. SIXS ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to 6 Meridian Small Cap Equity ETF (SIXS)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.75

Average Daily Volume

54,386

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

SIXS

6 Meridian Small Cap Equity ETF

SIXS Description

The investment seeks to provide capital appreciation. Under normal circumstances, the fund invests at least 80% of its net assets (plus the amount of any borrowings for investment purposes) in small-capitalization equity securities. The Sub-Adviser considers small-capitalization companies to be the smallest 75% of stocks included in the Russell 3000 Index by market capitalization. Although it invests primarily in small-capitalization securities, the fund may invest in equity securities of companies of any capitalization. The equity securities in which it invests are mainly common stocks.

Grade (RS Rating)

Last Trade

$48.25

Average Daily Volume

2,302

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXO	SIXS
30 Days	-0.86%	-2.24%
60 Days	6.78%	0.04%
90 Days	10.43%	7.53%
12 Months	43.29%	16.65%

2 Overlapping Holdings

	Symbol	Grade	Weight in FXO	Weight in SIXS	Overlap
	AGO	B	1.55%	2.3%	1.55%
	VIRT	B	0.79%	1.11%	0.79%

FXO Overweight 99 Positions Relative to SIXS

Symbol	Grade	Weight
KKR	A	1.89%
JEF	A	1.85%
PGR	C	1.82%
RNR	A	1.81%
MTG	B	1.77%
CINF	A	1.73%
JHG	C	1.71%
AMG	B	1.7%
ACGL	A	1.69%
BRK.A	C	1.69%
GS	C	1.66%
NU	D	1.62%
APO	A	1.6%
EG	B	1.56%
COLB	C	1.5%
MKL	C	1.5%
GL	C	1.45%
TROW	D	1.43%
WTM	D	1.41%
ALL	B	1.35%
ALLY	F	1.33%
MTB	C	1.33%
BRO	A	1.32%
RYAN	A	1.31%
UNM	A	1.31%
BPOP	D	1.28%
HBAN	D	1.27%
TPG	B	1.26%
LPLA	D	1.24%
SEIC	B	1.23%
MS	B	1.23%
WAL	C	1.23%
WBS	D	1.22%
L	D	1.21%
EQH	C	1.18%
OZK	F	1.17%
LNC	D	1.16%
FNB	D	1.16%
AIG	F	1.13%
AFL	A	1.12%
OMF	F	1.11%
STT	C	1.08%
BEN	F	1.07%
HIG	A	1.05%
CMA	C	1.05%
TW	A	1.04%
CB	A	1.02%
AXS	A	1.01%
AGNC	C	1.0%
EWBC	D	1.0%
FCNCA	D	0.99%
AMP	A	0.99%
OWL	A	0.98%
ZION	D	0.97%
AJG	D	0.97%
CNA	D	0.96%
CRBG	C	0.9%
FHN	D	0.89%
C	B	0.88%
FAF	B	0.7%
BK	C	0.69%
AIZ	A	0.69%
PNFP	D	0.69%
HLI	C	0.67%
FITB	C	0.67%
ARES	A	0.67%
PNC	C	0.67%
ORI	B	0.66%
USB	C	0.66%
RF	C	0.66%
PB	D	0.66%
CFG	D	0.65%
BOKF	D	0.65%
FHB	D	0.63%
WTFC	D	0.62%
SLM	C	0.62%
BAC	D	0.57%
WFC	D	0.54%
COIN	F	0.49%
BX	C	0.36%
UWMC	D	0.35%
FNF	A	0.35%
CBOE	A	0.34%
TRV	C	0.33%
KEY	C	0.33%
VOYA	A	0.32%
MCO	D	0.32%
MORN	C	0.31%
NTRS	C	0.31%
WRB	B	0.31%
SNV	D	0.31%
CFR	D	0.31%
AFG	C	0.31%
STWD	C	0.31%
XP	F	0.3%
JPM	D	0.3%
RGA	C	0.3%
MMC	D	0.3%
SCHW	D	0.25%

FXO Underweight 77 Positions Relative to SIXS

Symbol	Grade	Weight
HCI	B	-2.47%
CALM	B	-2.41%
COLL	B	-2.31%
PRDO	D	-2.26%
INVA	B	-2.2%
AMR	F	-1.32%
HCC	B	-1.31%
PRGS	B	-1.28%
CEIX	B	-1.26%
PLAB	D	-1.22%
MHO	C	-1.19%
BRC	C	-1.19%
RES	D	-1.18%
REX	D	-1.18%
ATEN	B	-1.17%
ATGE	D	-1.16%
LRN	C	-1.16%
NABL	F	-1.16%
AMBC	F	-1.16%
MGEE	C	-1.16%
SMPL	D	-1.15%
MSGS	A	-1.15%
ANDE	D	-1.15%
TR	D	-1.15%
DNOW	F	-1.15%
FIZZ	D	-1.15%
HSII	C	-1.15%
RGR	F	-1.15%
VRTS	F	-1.15%
BKE	D	-1.15%
ZEUS	F	-1.15%
CVI	F	-1.14%
MCY	B	-1.14%
ENVA	D	-1.14%
JJSF	B	-1.14%
PMT	C	-1.14%
WNC	F	-1.13%
GDEN	D	-1.13%
MMSI	C	-1.13%
AWR	A	-1.13%
HMN	B	-1.13%
JBSS	F	-1.13%
SCSC	D	-1.13%
SPTN	B	-1.13%
LTC	D	-1.12%
PUMP	F	-1.12%
GTY	C	-1.12%
NPK	F	-1.12%
PFBC	D	-1.12%
EIG	B	-1.12%
SPNT	D	-1.12%
DVAX	D	-1.12%
THS	C	-1.11%
AMSF	B	-1.11%
BOX	C	-1.11%
GIII	C	-1.11%
HSTM	B	-1.1%
SAFT	D	-1.1%
WRLD	D	-1.1%
RDN	D	-1.1%
FDP	C	-1.1%
MOV	F	-1.09%
HP	F	-1.09%
LBRT	F	-1.09%
PINC	F	-1.09%
ENSG	D	-1.09%
RAMP	F	-1.09%
MTUS	F	-1.08%
DXC	D	-1.08%
AX	D	-1.07%
PBH	D	-1.07%
LPG	F	-1.07%
CLW	F	-1.06%
CUBI	F	-1.03%
SM	F	-1.03%
OGN	F	-1.01%
EZPW	D	-1.01%