FTXO vs. IYF ETF Comparison

Comparison of First Trust Nasdaq Bank ETF (FTXO) to iShares U.S. Financial ETF (IYF)

FTXO

First Trust Nasdaq Bank ETF

FTXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depository receipts that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and weighted based upon their cumulative score on three investing factors: volatility, value and growth. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$28.28

Average Daily Volume

18,301

Number of Holdings ^*

* may have additional holdings in another (foreign) market

IYF

iShares U.S. Financial ETF

IYF Description

The investment seeks to track the investment results of an index composed of U.S. equities in the financial sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Financials Index (the "underlying index"), which measures the performance of the financial sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$103.18

Average Daily Volume

236,902

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

Performance

Period	FTXO	IYF
30 Days	-4.55%	-1.43%
60 Days	4.08%	7.14%
90 Days	6.44%	8.56%
12 Months	47.12%	44.40%

28 Overlapping Holdings

Symbol	Grade	Weight in FTXO	Weight in IYF	Overlap
BAC	D	7.85%	4.39%	4.39%
BOKF	D	1.11%	0.04%	0.04%
BPOP	D	1.08%	0.14%	0.14%
C	B	7.97%	2.21%	2.21%
CBSH	D	0.6%	0.13%	0.13%
CFG	D	3.81%	0.34%	0.34%
CFR	D	0.77%	0.12%	0.12%
COLB	C	1.12%	0.1%	0.1%
EWBC	D	1.46%	0.21%	0.21%
FCNCA	D	3.74%	0.42%	0.42%
FHN	D	1.71%	0.16%	0.16%
FITB	C	3.73%	0.55%	0.55%
HBAN	D	3.59%	0.4%	0.4%
JPM	D	7.55%	9.37%	7.55%
KEY	C	2.56%	0.29%	0.29%
MTB	C	4.12%	0.54%	0.54%
OZK	F	1.01%	0.09%	0.09%
PB	D	1.5%	0.12%	0.12%
PNC	C	4.01%	1.35%	1.35%
PNFP	D	1.23%	0.14%	0.14%
RF	C	3.36%	0.39%	0.39%
SNV	D	0.95%	0.12%	0.12%
USB	C	7.76%	1.32%	1.32%
WAL	C	1.32%	0.17%	0.17%
WBS	D	1.78%	0.15%	0.15%
WFC	D	7.8%	3.64%	3.64%
WTFC	D	1.07%	0.13%	0.13%
ZION	D	1.04%	0.13%	0.13%

FTXO Overweight 22 Positions Relative to IYF

Symbol	Grade	Weight
SSB	C	1.18%
ONB	D	1.08%
UBSI	D	0.98%
HWC	D	0.79%
HOMB	D	0.79%
ABCB	C	0.74%
UMBF	C	0.68%
CATY	D	0.57%
FULT	D	0.52%
FFIN	D	0.52%
BKU	D	0.52%
FBP	D	0.51%
TBBK	C	0.51%
SFBS	D	0.5%
IBOC	D	0.5%
BANF	D	0.5%
PRK	D	0.49%
WSFS	D	0.49%
CBU	D	0.48%
WAFD	D	0.48%
FFBC	D	0.48%
AX	D	0.46%

FTXO Underweight 107 Positions Relative to IYF

Symbol	Grade	Weight
BRK.A	C	-12.65%
SPGI	C	-2.98%
GS	C	-2.92%
PGR	C	-2.73%
BLK	A	-2.6%
MS	B	-2.25%
CB	A	-2.18%
MMC	D	-2.06%
BX	C	-2.04%
SCHW	D	-1.79%
ICE	A	-1.68%
KKR	A	-1.65%
CME	A	-1.46%
MCO	D	-1.39%
AON	A	-1.27%
APO	A	-1.23%
AFL	A	-1.15%
AJG	D	-1.13%
TFC	D	-1.06%
TRV	C	-1.01%
BK	C	-0.99%
ALL	B	-0.92%
MET	A	-0.9%
AIG	F	-0.89%
AMP	A	-0.87%
MSCI	B	-0.82%
PRU	C	-0.81%
ACGL	A	-0.76%
COIN	F	-0.71%
DFS	C	-0.65%
HIG	A	-0.64%
NDAQ	C	-0.56%
WTW	B	-0.56%
ARES	A	-0.53%
STT	C	-0.5%
BRO	A	-0.46%
BR	B	-0.46%
TROW	D	-0.45%
RJF	B	-0.43%
CBOE	A	-0.4%
CINF	A	-0.39%
MKL	C	-0.38%
PFG	C	-0.37%
NTRS	C	-0.33%
FNF	A	-0.32%
EG	B	-0.32%
LPLA	D	-0.32%
FDS	C	-0.32%
WRB	B	-0.31%
HOOD	C	-0.3%
RGA	C	-0.27%
L	D	-0.27%
IBKR	A	-0.27%
RNR	A	-0.26%
TW	A	-0.26%
EQH	C	-0.22%
NLY	C	-0.2%
AIZ	A	-0.2%
JEF	A	-0.2%
KNSL	D	-0.19%
GL	C	-0.18%
SF	A	-0.18%
ALLY	F	-0.18%
CG	C	-0.18%
AFG	C	-0.18%
OWL	A	-0.18%
ORI	B	-0.17%
EVR	C	-0.17%
PRI	A	-0.17%
MKTX	C	-0.17%
MORN	C	-0.16%
UNM	A	-0.16%
VOYA	A	-0.15%
HLI	C	-0.15%
SOFI	C	-0.15%
CMA	C	-0.14%
AGNC	C	-0.14%
SEIC	B	-0.13%
RYAN	A	-0.13%
BEN	F	-0.12%
RLI	A	-0.12%
AXS	A	-0.12%
STWD	C	-0.12%
MTG	B	-0.12%
IVZ	A	-0.12%
FAF	B	-0.12%
LAZ	C	-0.11%
AMG	B	-0.11%
RITM	D	-0.11%
TPG	B	-0.1%
THG	C	-0.1%
FNB	D	-0.1%
JHG	C	-0.1%
OMF	F	-0.1%
SLM	C	-0.09%
LNC	D	-0.08%
AGO	B	-0.08%
WTM	D	-0.08%
KMPR	D	-0.07%
CACC	F	-0.06%
BHF	F	-0.06%
VIRT	B	-0.05%
RKT	C	-0.05%
FHB	D	-0.05%
UWMC	D	-0.02%
CNA	D	-0.02%
TFSL	F	-0.01%