FTA vs. LIVR ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Intelligent Livermore ETF (LIVR)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

LIVR

Intelligent Livermore ETF

LIVR Description

The fund uses Intelligent Alpha, LLC"s proprietary artificial intelligence-powered stock selection strategy to create an intelligent equal weight portfolio of global large cap stocks with over $1 billion in market capitalization. The securities selected will be based on the major trading trends inspired by the greatest traders in the world. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$25.46

Average Daily Volume

39,570

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	LIVR
30 Days	4.88%	-1.57%
60 Days	5.23%	-0.34%
90 Days	6.80%
12 Months	26.69%

10 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in LIVR	Overlap
CTRA	B	0.93%	0.64%	0.64%
CVX	A	0.96%	0.95%	0.95%
DVN	F	0.88%	2.18%	0.88%
EOG	A	0.97%	1.23%	0.97%
EQT	B	0.82%	2.19%	0.82%
FANG	D	0.74%	2.43%	0.74%
JNJ	D	0.33%	0.91%	0.33%
MPC	D	0.85%	1.0%	0.85%
SYY	B	0.49%	1.64%	0.49%
TGT	F	0.5%	0.86%	0.5%

FTA Overweight 176 Positions Relative to LIVR

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
DAL	C	1.12%
PCAR	B	1.02%
FOXA	B	0.98%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
DE	A	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
CARR	D	0.33%
PPG	F	0.33%
HSY	F	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
LMT	D	0.16%
DD	D	0.16%
CI	F	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 41 Positions Relative to LIVR

Symbol	Grade	Weight
NVDA	C	-5.34%
PDD	F	-4.83%
TSM	B	-4.64%
META	D	-4.57%
PG	A	-2.97%
GOOG	C	-2.91%
TSLA	B	-2.79%
MNST	C	-2.51%
UNH	C	-2.31%
UMC	F	-2.18%
LI	F	-1.97%
AMD	F	-1.91%
ONTO	D	-1.9%
EQNR	D	-1.82%
LLY	F	-1.71%
NTES	D	-1.7%
SCCO	F	-1.66%
VALE	F	-1.65%
MSFT	F	-1.47%
COST	B	-1.44%
APA	D	-1.42%
LW	C	-1.3%
WMT	A	-1.29%
PBR	C	-1.25%
RVTY	F	-1.07%
DXCM	D	-1.05%
AVGO	D	-1.04%
BIDU	F	-0.91%
NVO	D	-0.9%
CRM	B	-0.89%
FMX	F	-0.85%
NOW	A	-0.79%
ENPH	F	-0.78%
STZ	D	-0.75%
ARGX	A	-0.67%
CIB	B	-0.67%
HCA	F	-0.66%
IDXX	F	-0.66%
GGB	C	-0.59%
EC	D	-0.51%
ABBV	D	-0.39%