FTA vs. FXR ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to First Trust Industrials AlphaDEX (FXR)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	FTA	FXR
30 Days	4.88%	7.85%
60 Days	5.23%	9.12%
90 Days	6.80%	12.26%
12 Months	26.69%	40.52%

29 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in FXR	Overlap
BLDR	D	0.48%	0.84%	0.48%
CARR	D	0.33%	0.42%	0.33%
CMI	A	0.19%	0.51%	0.19%
COF	B	0.86%	0.86%	0.86%
CSX	B	0.36%	0.72%	0.36%
DE	A	0.48%	0.66%	0.48%
DOW	F	0.42%	0.37%	0.37%
EXPD	D	0.16%	0.21%	0.16%
FDX	B	0.75%	0.96%	0.75%
FTV	C	0.16%	0.43%	0.16%
GD	F	0.17%	0.44%	0.17%
IEX	B	0.18%	0.48%	0.18%
J	F	0.18%	0.48%	0.18%
JBHT	C	0.38%	0.75%	0.38%
KEYS	A	0.17%	0.22%	0.17%
LHX	C	0.18%	0.24%	0.18%
LMT	D	0.16%	1.08%	0.16%
MAS	D	0.16%	0.21%	0.16%
NDSN	B	0.17%	0.22%	0.17%
OC	A	0.78%	1.29%	0.78%
PCAR	B	1.02%	1.36%	1.02%
PKG	A	0.38%	0.77%	0.38%
PPG	F	0.33%	0.42%	0.33%
PYPL	B	0.19%	0.5%	0.19%
SNA	A	0.63%	1.44%	0.63%
SYF	B	1.14%	1.52%	1.14%
TDY	B	0.56%	0.76%	0.56%
TXT	D	0.5%	0.88%	0.5%
UPS	C	0.17%	0.44%	0.17%

FTA Overweight 157 Positions Relative to FXR

Symbol	Grade	Weight
UAL	A	1.4%
GM	B	1.13%
DAL	C	1.12%
FOXA	B	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	D	0.64%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	B	0.49%
DTE	C	0.48%
CE	F	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
HSY	F	0.33%
JNJ	D	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
ODFL	B	0.19%
ACN	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
PEP	F	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	D	0.16%
DD	D	0.16%
CI	F	0.16%
HOLX	D	0.16%
MDT	D	0.16%
NKE	D	0.15%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 108 Positions Relative to FXR

Symbol	Grade	Weight
AXON	A	-1.77%
WCC	B	-1.45%
AAON	B	-1.44%
FICO	B	-1.4%
MDU	D	-1.38%
G	B	-1.35%
EME	C	-1.35%
GPN	B	-1.33%
FIX	A	-1.32%
HWM	A	-1.32%
OSK	B	-1.3%
FOUR	B	-1.3%
AL	B	-1.27%
PWR	A	-1.27%
HEI	B	-1.24%
AXP	A	-1.24%
URI	B	-1.23%
TT	A	-1.23%
LPX	B	-1.22%
CNH	C	-1.12%
ALSN	B	-1.1%
SON	D	-1.08%
GTES	A	-1.07%
GNRC	B	-1.06%
FI	A	-1.06%
VNT	B	-1.04%
R	B	-1.03%
TTEK	F	-1.02%
MLM	B	-0.99%
SNDR	B	-0.97%
EXP	A	-0.96%
CTAS	B	-0.95%
ADTN	A	-0.93%
MSM	C	-0.9%
CSL	C	-0.9%
CXT	B	-0.89%
BERY	B	-0.88%
GPK	C	-0.87%
BC	C	-0.87%
MMM	D	-0.87%
VSTS	C	-0.86%
TRU	D	-0.86%
BAH	F	-0.86%
TDG	D	-0.85%
AGCO	D	-0.85%
GE	D	-0.85%
AYI	B	-0.84%
BWXT	B	-0.83%
AWI	A	-0.82%
ZBRA	B	-0.75%
NVT	B	-0.74%
DOV	A	-0.74%
KEX	C	-0.74%
KNX	B	-0.73%
DCI	B	-0.73%
LII	A	-0.72%
SLGN	A	-0.72%
EEFT	B	-0.72%
SHW	A	-0.71%
CAT	B	-0.69%
MIDD	C	-0.68%
HII	D	-0.67%
SSD	D	-0.67%
VLTO	D	-0.65%
SPR	D	-0.65%
EFX	F	-0.63%
BLD	D	-0.63%
WU	D	-0.62%
SAIA	B	-0.56%
SQ	B	-0.56%
ESAB	B	-0.54%
GXO	B	-0.52%
GWW	B	-0.51%
RHI	B	-0.5%
LECO	B	-0.49%
PNR	A	-0.49%
ATR	B	-0.49%
AZEK	A	-0.45%
SEE	C	-0.44%
CNM	D	-0.43%
TTC	D	-0.43%
AMCR	D	-0.41%
FCN	D	-0.39%
ATI	D	-0.38%
AOS	F	-0.37%
WMS	D	-0.37%
EMR	A	-0.27%
FLS	B	-0.26%
ADP	B	-0.25%
CW	B	-0.25%
PH	A	-0.25%
HON	B	-0.25%
AXTA	A	-0.25%
RPM	A	-0.25%
AME	A	-0.25%
VMC	B	-0.25%
WAB	B	-0.24%
WWD	B	-0.23%
ITT	A	-0.23%
GGG	B	-0.23%
UNP	C	-0.22%
ALLE	D	-0.22%
MSA	D	-0.22%
JKHY	D	-0.22%
LSTR	D	-0.22%
BALL	D	-0.21%
LFUS	F	-0.21%
FBIN	D	-0.19%