FTA vs. DGT ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to SPDR Global Dow ETF (based on The Global Dow) (DGT)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

DGT

SPDR Global Dow ETF (based on The Global Dow)

DGT Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of multinational blue-chip issuers. In seeking to track the performance of The Global Dow (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is made up of 150 constituents from around the world selected by an Averages Committee comprised of the managing editor of the Wall Street Journal. It is non-diversified.

Grade (RS Rating)

Last Trade

$136.93

Average Daily Volume

7,129

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	DGT
30 Days	4.88%	0.91%
60 Days	5.23%	0.58%
90 Days	6.80%	2.03%
12 Months	26.69%	23.47%

30 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in DGT	Overlap
ACN	C	0.18%	0.68%	0.18%
AIG	B	0.91%	0.68%	0.68%
BAC	A	0.59%	0.78%	0.59%
COP	C	0.94%	0.71%	0.71%
CSCO	B	0.38%	0.76%	0.38%
CVS	D	0.77%	0.62%	0.62%
CVX	A	0.96%	0.75%	0.75%
DD	D	0.16%	0.67%	0.16%
DE	A	0.48%	0.66%	0.48%
DIS	B	0.4%	0.79%	0.4%
DUK	C	0.49%	0.62%	0.49%
EBAY	D	0.49%	0.64%	0.49%
FDX	B	0.75%	0.67%	0.67%
HD	A	0.17%	0.71%	0.17%
HPQ	B	0.36%	0.72%	0.36%
INTC	D	0.75%	0.83%	0.75%
JNJ	D	0.33%	0.6%	0.33%
MDLZ	F	0.15%	0.57%	0.15%
MDT	D	0.16%	0.63%	0.16%
NKE	D	0.15%	0.63%	0.15%
PEP	F	0.17%	0.61%	0.17%
PYPL	B	0.19%	0.81%	0.19%
SBUX	A	0.17%	0.66%	0.17%
SLB	C	0.73%	0.71%	0.71%
T	A	0.89%	0.67%	0.67%
TRV	B	0.56%	0.71%	0.56%
UPS	C	0.17%	0.68%	0.17%
VZ	C	0.64%	0.6%	0.6%
WFC	A	0.9%	0.9%	0.9%
XOM	B	0.9%	0.71%	0.71%

FTA Overweight 156 Positions Relative to DGT

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
DAL	C	1.12%
PCAR	B	1.02%
FOXA	B	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
TGT	F	0.5%
HRL	D	0.49%
SYY	B	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
CARR	D	0.33%
PPG	F	0.33%
HSY	F	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
CMI	A	0.19%
ODFL	B	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
LMT	D	0.16%
CI	F	0.16%
MAS	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 63 Positions Relative to DGT

Symbol	Grade	Weight
CCL	B	-0.93%
TSLA	B	-0.89%
CRM	B	-0.86%
BKNG	A	-0.83%
NVDA	C	-0.81%
GS	A	-0.8%
NFLX	A	-0.79%
HWM	A	-0.78%
JPM	A	-0.78%
ORCL	B	-0.76%
AMZN	C	-0.75%
TSM	B	-0.75%
AXP	A	-0.74%
HON	B	-0.74%
BK	A	-0.74%
MFG	B	-0.74%
CAT	B	-0.74%
GILD	C	-0.73%
MUFG	B	-0.73%
MT	B	-0.72%
META	D	-0.72%
SPG	B	-0.71%
V	A	-0.71%
WMT	A	-0.69%
BRK.A	B	-0.69%
HSBH	B	-0.68%
PM	B	-0.67%
MCD	D	-0.67%
ABBV	D	-0.67%
AVGO	D	-0.67%
AAPL	C	-0.67%
RTX	C	-0.66%
GE	D	-0.66%
ADBE	C	-0.66%
UNH	C	-0.66%
ABT	B	-0.65%
SONY	B	-0.65%
MMM	D	-0.65%
MSFT	F	-0.65%
IBM	C	-0.64%
TM	D	-0.64%
QCOM	F	-0.64%
PG	A	-0.63%
INFY	B	-0.62%
UNP	C	-0.62%
AMD	F	-0.6%
NVS	D	-0.59%
BA	F	-0.58%
ABBV	D	-0.58%
PLD	D	-0.58%
NEE	D	-0.58%
PFE	D	-0.58%
AMGN	D	-0.58%
CL	D	-0.57%
KO	D	-0.57%
MRK	F	-0.56%
LLY	F	-0.56%
HMC	F	-0.53%
BAX	D	-0.52%
BABA	D	-0.5%
GOOGL	C	-0.4%
GOOG	C	-0.34%
BABA	D	-0.2%