FTA vs. CGCV ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Capital Group Conservative Equity ETF (CGCV)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.97

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

CGCV

Capital Group Conservative Equity ETF

CGCV Description

The fund seeks to invest primarily in common stocks of companies that are likely to participate in the growth of the American economy and whose dividends appear to be sustainable. Under normal market conditions, the fund will invest at least 80% of its net assets in common stocks and other equity-type securities. The fund invests primarily in the United States and Canada. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.49

Average Daily Volume

63,909

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	CGCV
30 Days	3.75%	0.04%
60 Days	4.76%	1.48%
90 Days	5.84%	3.42%
12 Months	25.55%

31 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in CGCV	Overlap
ACN	B	0.18%	1.8%	0.18%
APD	A	0.18%	0.56%	0.18%
CARR	C	0.33%	1.23%	0.33%
CB	C	0.7%	1.0%	0.7%
CMCSA	B	0.91%	0.62%	0.62%
CNP	A	0.72%	0.65%	0.65%
COF	C	0.86%	0.79%	0.79%
COP	C	0.94%	0.83%	0.83%
CVS	D	0.77%	0.46%	0.46%
DHI	F	0.6%	0.48%	0.48%
DTE	C	0.48%	1.2%	0.48%
EIX	B	0.33%	0.44%	0.33%
EOG	A	0.97%	0.48%	0.48%
FDX	B	0.75%	0.5%	0.5%
GD	D	0.17%	0.54%	0.17%
GIS	D	0.31%	0.87%	0.31%
HD	B	0.17%	1.84%	0.17%
HSY	F	0.33%	0.66%	0.33%
INTC	C	0.75%	0.25%	0.25%
IP	A	0.6%	0.82%	0.6%
MDLZ	F	0.15%	1.29%	0.15%
MDT	D	0.16%	0.74%	0.16%
MS	A	0.65%	0.99%	0.65%
PEP	F	0.17%	0.53%	0.17%
PFG	D	0.17%	0.37%	0.17%
PNC	B	0.39%	1.19%	0.39%
SBUX	A	0.17%	0.6%	0.17%
SRE	A	0.76%	1.25%	0.76%
STT	B	0.55%	0.37%	0.37%
WFC	A	0.9%	0.88%	0.88%
XOM	B	0.9%	1.7%	0.9%

FTA Overweight 155 Positions Relative to CGCV

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	C	1.13%
DAL	B	1.12%
PCAR	B	1.02%
FOXA	A	0.98%
TROW	B	0.97%
STLD	B	0.96%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	A	0.82%
CFG	B	0.8%
BG	D	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
ADM	D	0.77%
LYB	F	0.76%
VTRS	A	0.76%
C	A	0.76%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	C	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CF	A	0.7%
HIG	B	0.69%
APTV	F	0.66%
EXC	C	0.66%
ON	D	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	C	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	A	0.61%
MTB	A	0.61%
SWKS	F	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	B	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	A	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	C	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	D	0.49%
CE	F	0.48%
BLDR	D	0.48%
DE	B	0.48%
AEP	C	0.47%
STX	C	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	C	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	A	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	C	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	C	0.33%
PPG	F	0.33%
JNJ	C	0.33%
ARE	F	0.32%
FE	C	0.32%
GPC	D	0.31%
MOH	F	0.31%
KDP	F	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	C	0.19%
LHX	C	0.18%
WRB	A	0.18%
LH	B	0.18%
IEX	C	0.18%
J	D	0.18%
KEYS	A	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	C	0.17%
OMC	C	0.17%
CLX	A	0.17%
CPB	D	0.16%
WY	F	0.16%
EXPD	C	0.16%
LMT	D	0.16%
DD	C	0.16%
CI	D	0.16%
MAS	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%
NKE	F	0.15%
AWK	C	0.15%
CAG	F	0.14%

FTA Underweight 58 Positions Relative to CGCV

Symbol	Grade	Weight
MSFT	D	-5.78%
AAPL	C	-4.21%
ABBV	F	-3.99%
RTX	D	-3.75%
GE	D	-2.69%
UNH	B	-2.5%
JPM	A	-2.39%
AVGO	D	-1.98%
UNP	C	-1.84%
LIN	C	-1.81%
META	D	-1.8%
ABT	B	-1.79%
TXN	C	-1.58%
GILD	C	-1.42%
FIS	C	-1.31%
CEG	C	-1.29%
PM	B	-1.22%
LLY	F	-1.07%
MMC	B	-1.05%
PAYX	B	-0.98%
STZ	D	-0.98%
V	A	-0.96%
SPGI	C	-0.91%
TFC	A	-0.89%
WELL	A	-0.85%
AMGN	F	-0.83%
AZN	F	-0.83%
TSM	B	-0.74%
HON	C	-0.74%
ADP	A	-0.71%
ORCL	A	-0.66%
CRM	B	-0.65%
SO	C	-0.64%
MCD	D	-0.64%
BMY	B	-0.62%
BTI	B	-0.61%
ADI	D	-0.59%
NOC	D	-0.57%
BLK	B	-0.55%
PGR	A	-0.53%
HAS	D	-0.52%
KLAC	F	-0.51%
PSA	C	-0.5%
PNW	A	-0.49%
MA	B	-0.48%
TMO	F	-0.48%
BX	A	-0.47%
PG	C	-0.46%
EXR	C	-0.45%
DLR	B	-0.43%
DHR	F	-0.41%
PEG	A	-0.41%
ITW	B	-0.39%
APH	A	-0.38%
GEHC	D	-0.38%
EWBC	A	-0.35%
EFX	F	-0.31%
SWK	D	-0.26%