FDL vs. CDC ETF Comparison

Comparison of First Trust Morningstar ETF (FDL) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

FDL

First Trust Morningstar ETF

FDL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Morningstar(R) Dividend Leaders Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The objective of the index is to offer investors a benchmark for dividend portfolios as well as a means to invest in a portfolio of stocks that have a consistent record of growing dividends as well as the ability to sustain them. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.34

Average Daily Volume

362,157

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$66.93

Average Daily Volume

29,843

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	FDL	CDC
30 Days	2.77%	2.71%
60 Days	4.11%	4.04%
90 Days	6.49%	6.74%
12 Months	33.82%	24.06%

44 Overlapping Holdings

Symbol	Grade	Weight in FDL	Weight in CDC	Overlap
ABBV	D	6.79%	0.95%	0.95%
AEE	A	0.54%	1.15%	0.54%
AEP	D	1.21%	1.04%	1.04%
BBY	D	0.49%	0.56%	0.49%
CAG	D	0.41%	0.88%	0.41%
CFG	B	0.64%	0.76%	0.64%
CLX	B	0.43%	1.04%	0.43%
CVS	D	2.33%	0.64%	0.64%
CVX	A	9.22%	1.25%	1.25%
DOW	F	1.23%	0.94%	0.94%
DUK	C	2.18%	1.33%	1.33%
EIX	B	0.83%	1.09%	0.83%
ETR	B	0.82%	1.44%	0.82%
EVRG	A	0.44%	1.29%	0.44%
EXC	C	1.04%	0.97%	0.97%
F	C	1.78%	0.55%	0.55%
FANG	D	1.25%	0.8%	0.8%
FE	C	0.57%	1.2%	0.57%
FITB	A	0.78%	0.89%	0.78%
FNF	B	0.37%	0.92%	0.37%
GILD	C	3.11%	0.99%	0.99%
HBAN	A	0.78%	0.95%	0.78%
IBM	C	4.35%	0.97%	0.97%
IPG	D	0.33%	0.93%	0.33%
KEY	B	0.66%	0.73%	0.66%
KHC	F	0.91%	0.95%	0.91%
KMB	D	1.08%	1.04%	1.04%
KMI	A	2.06%	1.62%	1.62%
LNT	A	0.35%	1.21%	0.35%
LYB	F	0.87%	0.98%	0.87%
MO	A	4.96%	1.21%	1.21%
OKE	A	1.96%	1.39%	1.39%
PM	B	5.87%	1.37%	1.37%
PNC	B	2.12%	0.99%	0.99%
PRU	A	1.46%	1.0%	1.0%
RF	A	0.75%	0.9%	0.75%
SJM	D	0.31%	0.93%	0.31%
STT	A	0.67%	1.1%	0.67%
TROW	B	0.9%	1.04%	0.9%
UPS	C	3.49%	0.79%	0.79%
USB	A	2.44%	0.88%	0.88%
VZ	C	7.42%	1.01%	1.01%
WEC	A	0.76%	1.16%	0.76%
XEL	A	0.93%	1.04%	0.93%

FDL Overweight 56 Positions Relative to CDC

Symbol	Grade	Weight
PFE	D	5.94%
TFC	A	2.19%
ES	D	0.64%
OMF	A	0.42%
K	A	0.42%
CMA	A	0.33%
WHR	B	0.33%
CNH	C	0.32%
FHN	A	0.31%
SWK	D	0.31%
PNW	B	0.29%
BEN	C	0.28%
COLB	A	0.28%
LNC	B	0.26%
OGE	B	0.25%
MTN	C	0.24%
HAS	D	0.24%
ZION	B	0.23%
UGI	A	0.22%
SNV	B	0.21%
WU	D	0.2%
FMC	D	0.19%
JHG	A	0.19%
APAM	B	0.17%
VLY	B	0.17%
FAF	A	0.16%
UBSI	B	0.16%
OZK	B	0.15%
NXST	C	0.15%
POR	C	0.14%
FIBK	A	0.14%
SR	A	0.13%
WEN	D	0.13%
TNL	A	0.13%
FLO	D	0.13%
BKH	A	0.13%
ALE	A	0.12%
CC	C	0.12%
NJR	A	0.12%
ASB	B	0.12%
NWE	A	0.11%
PRGO	B	0.11%
PNM	F	0.11%
FHB	A	0.11%
MSM	C	0.11%
MAN	D	0.1%
OGS	A	0.1%
AVA	A	0.1%
CATY	B	0.09%
AGR	B	0.09%
SMG	D	0.09%
FHI	A	0.09%
LCII	C	0.08%
CRI	D	0.06%
SIRI	C	0.05%
GEF	A	0.01%

FDL Underweight 56 Positions Relative to CDC

Symbol	Grade	Weight
WMB	A	-1.46%
NI	A	-1.42%
PPL	B	-1.39%
CSCO	B	-1.34%
SRE	A	-1.33%
CME	A	-1.28%
PAYX	C	-1.26%
SO	D	-1.25%
CMS	C	-1.24%
JNJ	D	-1.24%
T	A	-1.23%
PEP	F	-1.22%
MS	A	-1.18%
XOM	B	-1.18%
ED	D	-1.18%
PFG	D	-1.18%
MET	A	-1.18%
MDT	D	-1.15%
CNP	B	-1.12%
CMCSA	B	-1.1%
DRI	B	-1.09%
TAP	C	-1.09%
OMC	C	-1.09%
NTRS	A	-1.08%
DTE	C	-1.08%
EOG	A	-1.06%
MTB	A	-1.01%
CTRA	B	-1.01%
GIS	D	-0.97%
EMN	D	-0.96%
C	A	-0.95%
HSY	F	-0.94%
D	C	-0.92%
CPB	D	-0.92%
OWL	A	-0.91%
GLW	B	-0.86%
IP	B	-0.84%
OVV	B	-0.82%
KVUE	A	-0.82%
DVN	F	-0.81%
GPC	D	-0.8%
PSX	C	-0.8%
BG	F	-0.77%
CRBG	B	-0.77%
AMGN	D	-0.74%
HRL	D	-0.72%
VLO	C	-0.71%
HPQ	A	-0.69%
TGT	F	-0.68%
STX	D	-0.67%
MMM	D	-0.57%
ALLY	C	-0.56%
ADM	D	-0.5%
AES	F	-0.49%
DG	F	-0.4%
EL	F	-0.39%