ETEC vs. FTXR ETF Comparison

Comparison of iShares Breakthrough Environmental Solutions ETF (ETEC) to First Trust Nasdaq Transportation ETF (FTXR)
ETEC

iShares Breakthrough Environmental Solutions ETF

ETEC Description

ETEC provides exposure to global equities categorized as emerging green technology. Selection begins with the initial index universe that then excludes companies involved in controversial issues against UNGC principles. Stocks are reviewed to meet revenue derived from eight sustainable themes: energy efficiency, green buildings and transportation, pollution prevention and reduction, renewable energy, resource efficiency technologies and services, water, and sustainable agriculture, food, and forestry. The fund excludes companies with total sustainable product revenue less than 25%. The remaining stocks are screened further to only include companies classified as green technologies. Stocks are scored within the Rogers innovation adoption curve to determine their position across the innovators-laggards spectrum, which contributes to an aggregate score. The top 50 companies with the highest aggregate scores are selected. The market cap-weighted index is reconstituted annually in December and rebalanced quarterly.

Grade (RS Rating)

Last Trade

$22.70

Average Daily Volume

337

Number of Holdings *

8

* may have additional holdings in another (foreign) market
FTXR

First Trust Nasdaq Transportation ETF

FTXR Description The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$31.67

Average Daily Volume

4,285

Number of Holdings *

40

* may have additional holdings in another (foreign) market
Performance
Period ETEC FTXR
30 Days 13.25% 2.53%
60 Days 20.62% 11.81%
90 Days 8.24% 2.23%
12 Months 9.16% 17.43%
2 Overlapping Holdings
Symbol Grade Weight in ETEC Weight in FTXR Overlap
BWA C 5.87% 1.82% 1.82%
TSLA C 3.67% 9.04% 3.67%
ETEC Overweight 6 Positions Relative to FTXR
Symbol Grade Weight
OLED B 5.5%
FSLR C 3.61%
ENPH F 3.55%
XYL C 2.63%
LCID F 1.45%
SEDG F 1.06%
ETEC Underweight 38 Positions Relative to FTXR
Symbol Grade Weight
UPS D -8.04%
UNP F -7.38%
F D -7.28%
GM D -7.0%
UAL A -4.92%
DAL C -4.43%
URI C -4.17%
PCAR D -3.96%
CSX D -3.87%
NSC C -3.75%
FDX F -3.47%
R C -2.75%
APTV D -2.71%
WAB A -2.23%
ODFL F -2.14%
AL D -1.97%
GPC D -1.93%
JBHT D -1.78%
HRI B -1.53%
LKQ F -1.33%
LUV B -1.14%
ALSN A -1.04%
SKYW B -0.98%
XPO F -0.93%
EXPD D -0.89%
KEX C -0.79%
MATX C -0.76%
INSW B -0.73%
GNTX D -0.62%
TRN C -0.57%
GATX F -0.57%
CHRW C -0.52%
LSTR F -0.5%
FSS D -0.49%
DORM C -0.48%
RXO D -0.47%
VC F -0.46%
OSK F -0.46%
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