EMOT vs. DFND ETF Comparison

Comparison of First Trust S&P 500 Economic Moat ETF (EMOT) to Realty Shares DIVCON Dividend Defender ETF (DFND)

EMOT

First Trust S&P 500 Economic Moat ETF

EMOT Description

Under normal conditions, the fund will invest at least 80% of its net assets in the securities that comprise the index. The index is designed to measure the performance of common stock of companies in the S&P 500® Index which are identified as having sustainable competitive advantages, or "an economic moat," as evidenced by their sustained high gross margins, sustained high return on invested capital and high market share. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$21.10

Average Daily Volume

3,404

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DFND

Realty Shares DIVCON Dividend Defender ETF

DFND Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Dividend Defender Index. The index is designed to select the companies for a long position that have the highest probability of increasing their dividend in a 12-month period and select the companies for a short position that have the highest probability of decreasing their dividend in a 12-month period. Under normal circumstances, at least 80% of the fund's assets (other than collateral held from securities lending, if any) will be invested in component securities of the benchmark index. It is non-diversified.

Grade (RS Rating)

Last Trade

$42.34

Average Daily Volume

765

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	EMOT	DFND
30 Days	-0.73%	4.44%
60 Days	1.58%	0.90%
90 Days	3.14%	11.92%
12 Months		12.30%

12 Overlapping Holdings

Symbol	Grade	Weight in EMOT	Weight in DFND	Overlap
AAPL	C	1.96%	0.94%	0.94%
ACN	C	2.34%	0.33%	0.33%
AMAT	F	1.49%	1.63%	1.49%
AVGO	C	2.26%	0.91%	0.91%
CSCO	B	2.38%	1.49%	1.49%
INTU	A	2.07%	0.76%	0.76%
KLAC	F	1.52%	2.56%	1.52%
LMT	D	2.26%	2.13%	2.13%
MA	A	2.2%	1.75%	1.75%
MCD	D	2.17%	2.19%	2.17%
MSFT	D	1.79%	0.98%	0.98%
PG	C	1.83%	2.26%	1.83%

EMOT Overweight 38 Positions Relative to DFND

Symbol	Grade	Weight
FTNT	A	2.51%
ORCL	A	2.43%
WMT	A	2.37%
BKNG	A	2.37%
ADP	B	2.33%
ORLY	A	2.3%
PM	A	2.29%
SBUX	A	2.28%
UNH	B	2.28%
NVDA	B	2.19%
LOW	A	2.19%
TPR	A	2.18%
BRK.A	A	2.16%
AZO	C	2.12%
HD	A	2.12%
META	C	2.11%
AMZN	B	2.09%
SPGI	C	2.09%
ADBE	F	2.06%
TXN	C	2.03%
VRSN	D	1.95%
CPRT	A	1.93%
HPQ	B	1.91%
KO	D	1.9%
PEP	F	1.89%
GOOG	B	1.87%
YUM	D	1.84%
KMB	C	1.83%
CL	D	1.82%
ZTS	D	1.82%
MTD	F	1.81%
CDNS	B	1.79%
MCK	A	1.77%
IDXX	F	1.55%
QCOM	F	1.51%
NKE	D	1.51%
LRCX	F	1.38%
EL	F	1.04%

EMOT Underweight 58 Positions Relative to DFND

Symbol	Grade	Weight
CTAS	B	-2.68%
V	A	-2.65%
SNA	A	-2.64%
VRSK	B	-2.41%
GWW	A	-2.28%
NDSN	B	-2.24%
SHW	B	-2.22%
BRO	B	-2.17%
FDS	A	-2.12%
MPC	D	-2.03%
CMI	A	-2.03%
PHM	D	-2.03%
MSI	A	-1.89%
MCO	C	-1.81%
PPG	F	-1.78%
ETN	A	-1.75%
MPWR	F	-1.72%
ITW	B	-1.7%
ROK	A	-1.55%
ALLE	D	-1.53%
AON	A	-1.53%
DHI	D	-1.5%
J	D	-1.46%
ADI	D	-1.44%
HON	A	-1.37%
CB	C	-1.35%
HSY	F	-1.33%
HUBB	B	-1.33%
MSCI	A	-1.29%
CBOE	D	-1.24%
CME	A	-1.24%
MMC	C	-1.22%
LIN	D	-1.21%
COST	B	-1.21%
CMCSA	B	-1.15%
FAST	B	-1.14%
LW	C	-1.13%
AOS	F	-1.11%
ALB	C	-0.98%
GL	B	-0.93%
ODFL	B	-0.89%
MLM	B	-0.84%
BR	A	-0.73%
MCHP	F	-0.09%
PARA	C	--0.32%
APA	F	--0.79%
DVN	F	--1.1%
VFC	B	--1.12%
INTC	C	--1.12%
NWS	A	--1.97%
FCX	F	--1.98%
LUV	A	--1.99%
T	A	--2.18%
SW	A	--2.22%
IP	A	--2.32%
F	C	--2.36%
CNP	A	--2.57%
D	C	--3.01%