DTEC vs. INNO ETF Comparison

Comparison of ALPS Disruptive Technologies ETF (DTEC) to Harbor Disruptive Innovation ETF (INNO)

DTEC

ALPS Disruptive Technologies ETF

DTEC Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of the Indxx Disruptive Technologies Index (the underlying index). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is designed to identify the companies using disruptive technologies in each of ten thematic areas: Healthcare Innovation, Internet of Things, Clean Energy and Smart Grid, Cloud Computing, Data and Analytics, FinTech, Robotics and Artificial Intelligence, Cybersecurity, 3D Printing, and Mobile Payments. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.70

Average Daily Volume

4,764

Number of Holdings ^*

74

* may have additional holdings in another (foreign) market

INNO

Harbor Disruptive Innovation ETF

INNO Description

INNO invests in stocks of any size with growth potential linked to disruptive innovation. The fund aims to achieve enhanced risk-adjusted investment outcome by utilizing an active multi-manager approach in which the advisor allocates assets among subadvisors. Each subadvisor represents a strategy that targets associated disruptive companies in technology, advanced therapies, analog-to-digital transition, structural changes and secular trends, and products or services with large demand. The advisor determines and adjusts allocations based on qualitative and quantitative assessments of each strategy, as well as in combination. The fund may invest up to 25% in foreign markets, including developing countries. INNO utilizes the same investment strategy and portfolio management team as its mutual fund counterpart, Harbor Disruptive Innovation Fund.

Grade (RS Rating)

Last Trade

$15.79

Average Daily Volume

9,879

Number of Holdings ^*

67

* may have additional holdings in another (foreign) market

Performance

Period	DTEC	INNO
30 Days	1.47%	1.62%
60 Days	9.28%	10.46%
90 Days	4.46%	0.25%
12 Months	24.27%	28.75%

18 Overlapping Holdings

	Symbol	Grade	Weight in DTEC	Weight in INNO	Overlap
	CDNS	D	0.98%	3.0%	0.98%
	CGNX	F	1.01%	1.27%	1.01%
	CRM	C	1.05%	0.6%	0.6%
	CRWD	D	1.05%	0.38%	0.38%
	DDOG	D	1.0%	1.09%	1.0%
	DT	C	1.0%	0.64%	0.64%
	DXCM	F	0.94%	0.31%	0.31%
	IOT	C	1.01%	2.21%	1.01%
	NFLX	C	1.0%	1.02%	1.0%
	NOW	C	0.96%	3.93%	0.96%
	OKTA	F	0.97%	0.54%	0.54%
	PANW	D	0.94%	0.72%	0.72%
	PODD	C	0.98%	0.56%	0.56%
	SAP	C	0.99%	0.89%	0.89%
	SNOW	F	0.96%	0.4%	0.4%
	SQ	D	1.01%	0.54%	0.54%
	TSLA	B	1.06%	0.4%	0.4%
	ZS	F	0.99%	0.69%	0.69%

DTEC Overweight 56 Positions Relative to INNO

	Symbol	Grade	Weight
	SEDG	F	1.15%
	SSYS	D	1.09%
	ALGM	F	1.09%
	PYPL	B	1.09%
	SLAB	D	1.06%
	ALGN	D	1.05%
	FSLR	C	1.04%
	TRU	C	1.03%
	ST	F	1.03%
	XRX	F	1.02%
	PTC	D	1.02%
	ADTN	C	1.02%
	AVAV	B	1.01%
	AXP	A	1.01%
	ADSK	C	1.01%
	SNPS	F	1.01%
	CYBR	C	1.01%
	ITRI	C	1.0%
	ZM	B	1.0%
	FTNT	C	1.0%
	OTEX	D	1.0%
	GWRE	A	1.0%
	TREE	C	0.99%
	HQY	B	0.99%
	ANSS	D	0.98%
	QLYS	F	0.98%
	CHKP	C	0.98%
	ALRM	F	0.97%
	GMED	D	0.97%
	SOUN	D	0.97%
	SSNC	C	0.97%
	EQIX	B	0.97%
	QRVO	F	0.96%
	PRLB	F	0.96%
	HOLX	D	0.96%
	SWKS	F	0.96%
	MA	A	0.96%
	CPAY	A	0.96%
	RELX	C	0.96%
	SNN	B	0.95%
	VRSK	D	0.95%
	ISRG	C	0.95%
	FIS	C	0.95%
	SPGI	C	0.95%
	PRCT	C	0.95%
	INTU	F	0.95%
	MCO	C	0.95%
	BSX	A	0.95%
	JKHY	A	0.95%
	PAGS	F	0.94%
	WDAY	D	0.94%
	RMD	C	0.93%
	V	C	0.92%
	GRMN	D	0.92%
	GPN	F	0.86%
	ADBE	F	0.84%

DTEC Underweight 49 Positions Relative to INNO

	Symbol	Grade	Weight
	LRCX	F	-4.13%
	NVDA	C	-3.81%
	MELI	C	-3.36%
	GOOG	C	-3.31%
	PGR	C	-3.1%
	DHR	B	-2.99%
	LIN	B	-2.87%
	SHOP	C	-2.87%
	AMZN	C	-2.85%
	URI	B	-2.81%
	DASH	B	-2.47%
	TXN	C	-2.46%
	MSFT	C	-2.07%
	META	A	-2.07%
	ASND	C	-1.99%
	GOOGL	C	-1.93%
	AMD	D	-1.72%
	CMG	C	-1.56%
	TEAM	D	-1.55%
	TOST	B	-1.44%
	NET	D	-1.12%
	PCOR	D	-1.09%
	HUBS	D	-0.89%
	MNDY	C	-0.86%
	MEDP	F	-0.85%
	GTLS	F	-0.84%
	SE	A	-0.81%
	S	D	-0.78%
	AMAT	D	-0.73%
	LSCC	D	-0.72%
	MTSI	C	-0.72%
	ICLR	F	-0.71%
	MRNA	F	-0.67%
	BSY	D	-0.65%
	LLY	D	-0.65%
	ROKU	D	-0.63%
	NU	D	-0.61%
	MDB	D	-0.61%
	TSM	C	-0.58%
	GEV	A	-0.57%
	DKNG	D	-0.52%
	LEGN	F	-0.51%
	HUBB	A	-0.45%
	RCKT	F	-0.43%
	GLBE	C	-0.37%
	SAIA	D	-0.37%
	TDG	A	-0.36%
	PCVX	B	-0.32%
	BCYC	D	-0.17%

DTEC: Top Represented Industries & Keywords

Industries: Software - Application Software - Infrastructure Business Services Medical Devices Credit Services Scientific & Technical Instruments Semiconductors Medical Instruments & Supplies Capital Markets Solar Aerospace & Defense Auto Manufacturers Communication Equipment Computer Systems Diagnostics & Research Health Information Services Information Technology Services Media - Diversified Publishing REIT - Diversified

Keywords: S&P 500 Nasdaq 100 Computing Medicine Cybersecurity Payment Systems Electronics Cloud Computing Cloud Infrastructure Computer Security E-Commerce Information Technology Management Mobile Devices Semiconductor Systems Integrator Telecommunications Transaction Processing Work From Home Application Software Credit Card

INNO: Top Represented Industries & Keywords

Industries: Software - Application Biotechnology Semiconductors Software - Infrastructure Diagnostics & Research Internet Content & Information Semiconductor Equipment & Materials Specialty Retail Aerospace & Defense Auto Manufacturers Banks - Diversified Drug Manufacturers - Major Electronic Components Electronic Gaming & Multimedia Gambling Insurance - Property & Casualty Internet Content & Information Internet Retail Media - Diversified Medical Devices

Keywords: S&P 500 Nasdaq 100 Computing IBD 50 Mobile Devices Work From Home Integrated Circuits Semiconductor Software As A Service Cloud Computing Biotechnology Cloud Infrastructure Computer Security E Commerce Hyperscale Life Sciences Medicine Smartphones Software Artificial Intelligence