DIV vs. SMHB ETF Comparison

Comparison of Global X Super Dividend ETF (DIV) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

DIV

Global X Super Dividend ETF

DIV Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the INDXX SuperDividendTM U.S. Low Volatility Index. The fund invests at least 80% of its total assets in the securities of the underlying index. It also invests at least 80% of its total assets in dividend yielding U.S. securities. The underlying index tracks the performance of 50 equally weighted common stocks, MLPs and REITs that rank among the highest dividend yielding equity securities in the United States, as defined by INDXX, LLC. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$18.99

Average Daily Volume

143,215

Number of Holdings ^*

48

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$5.58

Average Daily Volume

40,001

Number of Holdings ^*

90

* may have additional holdings in another (foreign) market

Performance

Period	DIV	SMHB
30 Days	2.74%	-9.80%
60 Days	3.82%	-10.51%
90 Days	5.03%	-1.80%
12 Months	23.45%	14.54%

8 Overlapping Holdings

	Symbol	Grade	Weight in DIV	Weight in SMHB	Overlap
	ALX	D	1.82%	0.45%	0.45%
	CCOI	B	1.92%	1.51%	1.51%
	DEA	D	2.04%	1.35%	1.35%
	EBF	F	1.99%	0.18%	0.18%
	LTC	B	2.29%	0.91%	0.91%
	NHI	D	2.75%	1.64%	1.64%
	UHT	D	1.92%	0.36%	0.36%
	UVV	B	2.01%	0.54%	0.54%

DIV Overweight 40 Positions Relative to SMHB

	Symbol	Grade	Weight
	VIRT	A	3.96%
	IP	A	3.01%
	KMI	A	2.95%
	SR	A	2.88%
	PM	B	2.68%
	MO	A	2.59%
	T	A	2.47%
	OHI	C	2.41%
	OGE	A	2.38%
	D	C	2.32%
	DUK	C	2.28%
	MPLX	A	2.23%
	CBL	B	2.21%
	AGR	A	2.14%
	NWE	C	2.11%
	NWN	A	2.1%
	IBM	C	2.09%
	AVA	B	2.09%
	TFSL	A	2.03%
	GLPI	C	2.02%
	GLP	A	1.98%
	CTRA	B	1.95%
	WEN	D	1.9%
	WLKP	A	1.89%
	VZ	C	1.89%
	ABBV	F	1.79%
	PFE	F	1.78%
	USAC	B	1.78%
	KHC	F	1.73%
	CAPL	C	1.73%
	SPH	C	1.63%
	LYB	F	1.59%
	WU	F	1.55%
	SFL	D	1.54%
	CHRD	D	1.52%
	DOW	F	1.52%
	CHCT	C	1.29%
	BRY	F	1.24%
	ARLP	A	1.16%
	FRO	D	0.7%

DIV Underweight 82 Positions Relative to SMHB

	Symbol	Grade	Weight
	SLG	B	-4.87%
	XRX	F	-4.09%
	DTM	A	-3.81%
	BXMT	C	-3.43%
	DSS	F	-2.87%
	TWO	F	-2.87%
	CIM	D	-2.62%
	BDN	C	-2.41%
	BGS	F	-2.41%
	SBRA	C	-2.38%
	EPR	C	-2.34%
	ABR	C	-2.21%
	APAM	B	-2.02%
	PAGP	A	-1.88%
	UNIT	B	-1.86%
	UWMC	D	-1.84%
	ARR	D	-1.65%
	ORC	B	-1.51%
	PSEC	D	-1.47%
	IVR	F	-1.43%
	PMT	C	-1.35%
	MFA	D	-1.27%
	RWT	D	-1.24%
	CTRE	C	-1.16%
	PETS	C	-1.13%
	MAIN	A	-1.09%
	HTGC	D	-1.03%
	ARI	C	-1.02%
	GNL	F	-1.01%
	FCPT	C	-1.0%
	EFC	C	-1.0%
	PDM	D	-0.99%
	GSBD	F	-0.94%
	NEWT	C	-0.94%
	NYMT	C	-0.93%
	DX	B	-0.89%
	KREF	C	-0.8%
	VGR	B	-0.79%
	NWBI	B	-0.77%
	GBDC	D	-0.73%
	CODI	B	-0.72%
	VNOM	A	-0.65%
	SCS	C	-0.65%
	RC	D	-0.65%
	ACRE	B	-0.64%
	LADR	B	-0.62%
	TSLX	C	-0.62%
	HESM	B	-0.59%
	OCSL	F	-0.54%
	AROC	A	-0.53%
	GMRE	F	-0.5%
	ILPT	F	-0.49%
	BRSP	C	-0.49%
	WSR	A	-0.46%
	GTY	A	-0.44%
	OPI	F	-0.4%
	RMR	F	-0.38%
	NMFC	D	-0.38%
	GPMT	C	-0.34%
	CSWC	D	-0.34%
	GOOD	B	-0.33%
	FSP	B	-0.29%
	TRTX	C	-0.29%
	TCPC	C	-0.27%
	AHH	D	-0.27%
	CGBD	C	-0.25%
	BCSF	C	-0.24%
	TPVG	B	-0.23%
	PFLT	D	-0.23%
	SLRC	A	-0.23%
	UVE	B	-0.22%
	BBDC	A	-0.22%
	KRO	C	-0.2%
	GAIN	B	-0.17%
	PNNT	C	-0.16%
	OLP	B	-0.16%
	FDUS	A	-0.16%
	GLAD	B	-0.15%
	BFS	C	-0.14%
	TRIN	A	-0.12%
	CCAP	A	-0.1%
	REPX	A	-0.07%

DIV: Top Represented Industries & Keywords

Industries: REIT - Healthcare Facilities Oil & Gas E&P Oil & Gas Midstream Telecom Services Tobacco Utilities - Diversified Utilities - Regulated Electric Utilities - Regulated Gas Chemicals Drug Manufacturers - Major REIT - Retail Shipping & Ports Banks - Regional - US Business Equipment Capital Markets Coal Credit Services Information Technology Services Oil & Gas Equipment & Services Oil & Gas Refining & Marketing

Keywords: S&P 500 Natural Gas Electricity Real Estate Investment Trust Crude Oil Natural Gas Storage Tobacco Products Assisted Living Broadband Chemical Substances Cigar Cigarette Dow Jones Component Fuel Gas Transmission Internet Access Natural Gas Transmission Petroleum Industry Propane Real Estate Investment

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail REIT - Residential Oil & Gas Midstream Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers

Keywords: Real Estate Investment Trust Private Equity Mortgage Loan Structured Finance Business Development Mortgage Backed Security Loan Mezzanine Capital Debt Real Estate Properties Residential Mortgage Backed Security Senior Debt Venture Capital Credit Real Estate Finance Real Estate Mortgage Investment Conduit Refinancing Subordinated Debt Banking Business Development Company