CTEC vs. NETZ ETF Comparison

Comparison of Global X CleanTech ETF (CTEC) to Engine No. 1 Transform Climate ETF (NETZ)

CTEC

Global X CleanTech ETF

CTEC Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes, in the securities of the index and in ADRs, GDRs based on the securities in the index. The index is designed to provide exposure to exchange-listed companies that are positioned to benefit from the increased adoption of technologies focused on improving the efficiency of renewable energy production and/or mitigating the adverse environmental effects of resource consumption. It is non-diversified.

Grade (RS Rating)

Last Trade

$8.11

Average Daily Volume

10,830

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NETZ

Engine No. 1 Transform Climate ETF

NETZ Description

Engine No. 1 Transform Climate ETF is an exchange traded fund launched and managed by Engine No.1 LLC. The fund invests in the public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund employs fundamental analysis with bottom-up and top-down stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Engine No. 1 Transform Climate ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$75.17

Average Daily Volume

18,790

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CTEC	NETZ
30 Days	6.57%	10.96%
60 Days	8.13%	17.12%
90 Days	-0.61%	8.34%
12 Months	-18.40%	50.44%

1 Overlapping Holdings

	Symbol	Grade	Weight in CTEC	Weight in NETZ	Overlap
	FSLR	C	6.2%	2.53%	2.53%

CTEC Overweight 12 Positions Relative to NETZ

Symbol	Grade	Weight
ENPH	F	6.15%
FLNC	C	4.39%
QS	F	4.18%
BE	F	3.78%
PLUG	D	2.89%
AMRC	C	2.13%
SEDG	F	1.97%
DQ	C	1.95%
JKS	C	1.8%
CSIQ	D	1.57%
ARRY	F	1.56%
SHLS	F	1.51%

CTEC Underweight 17 Positions Relative to NETZ

Symbol	Grade	Weight
GE	B	-9.17%
RSG	D	-9.06%
VRT	B	-8.2%
MSFT	D	-6.7%
XOM	A	-5.39%
VST	A	-5.18%
UNP	F	-4.93%
TT	A	-4.3%
GEV	A	-4.05%
FANG	D	-3.86%
WM	B	-3.5%
OXY	D	-3.13%
AMAT	C	-2.6%
HUBB	A	-2.11%
CEG	A	-1.9%
NVT	C	-0.97%
DE	C	-0.96%