ARKF vs. PFUT ETF Comparison

Comparison of ARK Fintech Innovation ETF (ARKF) to Putnam Sustainable Future ETF (PFUT)
ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$29.84

Average Daily Volume

324,495

Number of Holdings *

28

* may have additional holdings in another (foreign) market
PFUT

Putnam Sustainable Future ETF

PFUT Description The investment seeks long-term capital appreciation. The fund invests mainly in common stocks of U.S. companies of any size, with a focus on companies whose products and services provide solutions that directly contribute to sustainable social, environmental and economic development (Impact Companies). Under normal circumstances, the fund invests at least 80% of the value of its net assets in securities that meet Putnam Management?s sustainability criteria. In applying these criteria, Putnam Management will assign each company a proprietary environmental, social and/or corporate governance (ESG) rating ranging from 1 to 4.

Grade (RS Rating)

Last Trade

$25.06

Average Daily Volume

23,781

Number of Holdings *

75

* may have additional holdings in another (foreign) market
Performance
Period ARKF PFUT
30 Days 9.71% 5.15%
60 Days 22.40% 10.54%
90 Days 5.89% 2.50%
12 Months 58.30% 37.81%
2 Overlapping Holdings
Symbol Grade Weight in ARKF Weight in PFUT Overlap
COIN F 7.22% 0.97% 0.97%
PINS D 3.12% 1.53% 1.53%
ARKF Overweight 26 Positions Relative to PFUT
Symbol Grade Weight
SHOP B 9.39%
SQ D 5.96%
DKNG C 5.88%
HOOD B 4.71%
TOST B 4.37%
ROKU C 3.87%
MELI D 3.76%
RBLX D 3.72%
PLTR A 3.59%
SOFI C 3.46%
META A 2.86%
PATH D 2.63%
NU D 2.14%
SE B 2.03%
GLBE C 1.99%
SPOT C 1.73%
INTU F 1.7%
PYPL A 1.66%
NVDA B 1.41%
CRWD D 1.37%
ICE A 1.25%
Z C 1.16%
BILL D 1.09%
RDDT B 1.02%
IBTA C 0.59%
AMZN C 0.49%
ARKF Underweight 73 Positions Relative to PFUT
Symbol Grade Weight
ROP D -2.11%
TMO D -2.08%
IT A -2.06%
ISRG C -2.05%
DHR D -1.97%
REGN D -1.93%
FSS D -1.91%
MSCI B -1.87%
SFM A -1.86%
DDOG B -1.83%
CWST D -1.78%
XYL C -1.78%
ICLR F -1.75%
VRT B -1.74%
NEE C -1.72%
MA A -1.67%
HASI B -1.65%
EXAS C -1.63%
FICO C -1.61%
CEG A -1.61%
PWR A -1.57%
ADBE F -1.5%
NOW B -1.48%
RMD C -1.47%
MTN D -1.46%
LULU D -1.41%
CDNS D -1.39%
DAR F -1.37%
AMAT C -1.37%
COF A -1.34%
GPK D -1.33%
RRX B -1.31%
ASML F -1.3%
CPB D -1.27%
HUBS D -1.23%
TPG A -1.22%
STX C -1.21%
ADI B -1.2%
CTAS C -1.2%
IDXX D -1.17%
WY C -1.16%
PEN D -1.14%
ZTS C -1.14%
CMG C -1.14%
HQY B -1.1%
VERX B -1.06%
MTD C -1.05%
ONON A -1.03%
SUM F -1.03%
CNM F -1.01%
TRMB B -0.97%
SNPS F -0.97%
UBER C -0.95%
ALTR B -0.95%
HAE F -0.94%
LEVI C -0.93%
ZBRA B -0.92%
BMRN F -0.85%
FWRG F -0.83%
FSLR C -0.8%
VRRM D -0.79%
ECL C -0.78%
URI C -0.78%
ESTC F -0.76%
DXCM F -0.74%
PL D -0.65%
KKR A -0.61%
ARGX C -0.58%
ASND C -0.49%
GEV A -0.45%
TWST D -0.42%
RCKT F -0.31%
CMPS F -0.3%
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