AIRR vs. SMCP ETF Comparison

Comparison of First Trust RBA American Industrial Renaissance ETF (AIRR) to AlphaMark Actively Managed Small Cap ETF (SMCP)

AIRR

First Trust RBA American Industrial Renaissance ETF

AIRR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Richard Bernstein Advisors American Industrial Renaissance Index (the "index"). The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in U.S. equity securities that comprise the index. The index is designed to measure the performance of small and mid cap U.S. companies in the industrial and community banking sectors. It is non-diversified.

Grade (RS Rating)

Last Trade

$84.77

Average Daily Volume

363,225

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.66

Average Daily Volume

2,212

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AIRR	SMCP
30 Days	9.87%	6.32%
60 Days	12.82%	5.82%
90 Days	15.64%	6.73%
12 Months	64.56%	35.27%

5 Overlapping Holdings

Symbol	Grade	Weight in AIRR	Weight in SMCP	Overlap
ATKR	D	2.73%	0.85%	0.85%
FFBC	B	0.87%	1.06%	0.87%
FULT	A	0.94%	1.07%	0.94%
MWA	B	1.74%	1.1%	1.1%
STRL	A	1.71%	1.51%	1.51%

AIRR Overweight 47 Positions Relative to SMCP

Symbol	Grade	Weight
MLI	B	3.42%
AAON	B	3.32%
AIT	B	3.3%
GVA	A	3.25%
EME	A	3.09%
RBC	A	3.04%
BWXT	B	2.98%
KEX	B	2.96%
ZWS	B	2.93%
MDU	D	2.9%
MSM	C	2.87%
CHRW	B	2.82%
HRI	C	2.74%
DY	D	2.72%
CLH	C	2.71%
PRIM	A	2.63%
CNM	D	2.56%
MTZ	B	2.55%
FIX	A	2.52%
FSS	B	2.38%
WMS	F	2.33%
ROAD	B	2.16%
HII	F	2.08%
ACA	A	1.75%
FNB	A	1.72%
ASB	B	1.42%
WTFC	A	1.41%
ONB	C	1.38%
MRCY	C	1.28%
GBX	A	1.15%
HEES	C	1.12%
VSEC	C	1.06%
BLBD	D	0.96%
TGI	B	0.91%
POWL	C	0.91%
WNC	C	0.91%
DNOW	B	0.87%
LMB	B	0.83%
TPC	C	0.81%
PRLB	B	0.8%
XMTR	B	0.78%
PRK	B	0.78%
FRME	B	0.77%
FCF	B	0.67%
AMRC	F	0.62%
LKFN	C	0.57%
TRNS	D	0.53%

AIRR Underweight 91 Positions Relative to SMCP

Symbol	Grade	Weight
LUMN	C	-1.63%
CORT	B	-1.41%
RIOT	C	-1.36%
TCBI	C	-1.32%
SFM	A	-1.29%
HQY	A	-1.21%
MARA	B	-1.21%
CVBF	A	-1.2%
TGNA	B	-1.18%
SIG	B	-1.18%
JBT	B	-1.17%
HTLF	B	-1.16%
CADE	B	-1.15%
IDCC	B	-1.15%
UMBF	B	-1.15%
CEIX	A	-1.14%
CARG	B	-1.14%
KNF	B	-1.14%
AX	B	-1.13%
CATY	B	-1.12%
ARCH	B	-1.11%
MATX	C	-1.11%
PBH	A	-1.11%
MGEE	B	-1.1%
VCYT	B	-1.09%
HWC	B	-1.09%
JXN	C	-1.08%
CRC	A	-1.07%
QLYS	B	-1.07%
APAM	B	-1.07%
ACIW	B	-1.06%
BTU	B	-1.05%
WTS	B	-1.04%
WSFS	B	-1.03%
TMHC	C	-1.03%
SMPL	B	-1.02%
IOSP	C	-1.02%
CVLT	B	-1.01%
BMI	B	-1.01%
APLE	B	-1.0%
UFPI	C	-1.0%
COOP	B	-1.0%
CPRX	C	-0.99%
HNI	B	-0.99%
KFY	B	-0.99%
NPO	A	-0.98%
MMSI	A	-0.98%
BCC	B	-0.97%
CPK	A	-0.97%
WHD	B	-0.96%
ALKS	C	-0.96%
MHO	D	-0.96%
WD	D	-0.95%
CABO	B	-0.95%
FBP	C	-0.94%
BUR	C	-0.93%
TPH	D	-0.92%
NHI	D	-0.92%
RDN	D	-0.91%
ENSG	C	-0.91%
FCPT	C	-0.91%
ENS	F	-0.9%
POWI	F	-0.9%
YOU	D	-0.9%
IPAR	B	-0.9%
NMIH	C	-0.89%
MTH	D	-0.89%
ICFI	F	-0.88%
KBH	D	-0.87%
ASO	F	-0.87%
BNL	D	-0.87%
LANC	C	-0.86%
HP	C	-0.85%
LXP	D	-0.85%
ESNT	F	-0.84%
KRYS	C	-0.84%
HALO	F	-0.84%
AMR	C	-0.82%
PTEN	C	-0.81%
SPSC	D	-0.81%
FORM	D	-0.79%
IIPR	D	-0.79%
NEOG	F	-0.78%
DIOD	D	-0.76%
AEO	F	-0.76%
LBRT	D	-0.73%
LNTH	D	-0.73%
STNE	F	-0.67%
STNG	F	-0.65%
ACLS	F	-0.62%
PAGS	F	-0.55%