AFSM vs. SBIO ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to ALPS Medical Breakthroughs ETF (SBIO)
AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.10

Average Daily Volume

15,187

Number of Holdings *

296

* may have additional holdings in another (foreign) market
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$39.94

Average Daily Volume

7,438

Number of Holdings *

83

* may have additional holdings in another (foreign) market
Performance
Period AFSM SBIO
30 Days 3.82% 4.30%
60 Days 8.20% 5.87%
90 Days 9.64% 12.00%
12 Months 32.51% 59.83%
6 Overlapping Holdings
Symbol Grade Weight in AFSM Weight in SBIO Overlap
ALKS B 0.94% 2.84% 0.94%
CORT B 0.54% 3.7% 0.54%
KRYS B 0.08% 3.48% 0.08%
TARS C 0.19% 1.13% 0.19%
VNDA B 0.22% 0.18% 0.18%
YMAB D 0.45% 0.41% 0.41%
AFSM Overweight 290 Positions Relative to SBIO
Symbol Grade Weight
MLI B 1.31%
SKYW B 1.2%
NHC B 1.15%
IDCC B 1.13%
SFM B 1.0%
CPRX B 0.93%
ANF D 0.86%
CRS B 0.85%
PFBC B 0.82%
DAKT B 0.82%
MHO D 0.81%
EME B 0.77%
JXN B 0.75%
MTG C 0.75%
CALM B 0.75%
TMHC C 0.74%
FIX B 0.74%
BCC B 0.74%
STRL B 0.73%
CVLT A 0.73%
HALO B 0.72%
RDN C 0.71%
ZETA D 0.69%
UVE B 0.68%
SLG C 0.67%
TBBK B 0.64%
LNTH F 0.64%
SANM B 0.64%
SLVM C 0.64%
POWL B 0.63%
FDP B 0.63%
CEIX B 0.63%
COOP B 0.62%
UFPT C 0.62%
MCY B 0.62%
GMED B 0.61%
BMI B 0.61%
NTB B 0.6%
AROC B 0.6%
HSII B 0.6%
NMIH C 0.59%
CRVL B 0.58%
GMS B 0.58%
PLUS F 0.58%
SUPN B 0.57%
BTU B 0.57%
NHI D 0.57%
HWKN C 0.56%
DOLE C 0.56%
KBH D 0.55%
PRK B 0.55%
PI D 0.54%
BXC B 0.54%
OFG B 0.53%
BRBR A 0.53%
REZI A 0.53%
COKE C 0.53%
EGBN B 0.53%
CVNA B 0.53%
MUSA B 0.52%
BELFB C 0.52%
YOU D 0.52%
STBA B 0.51%
TGNA B 0.51%
AMWD B 0.51%
CHCO B 0.51%
ACT C 0.5%
APPF B 0.49%
PINC A 0.49%
WT B 0.49%
DDS C 0.48%
IIPR F 0.48%
HRB D 0.47%
TEX D 0.47%
CSWI B 0.45%
PRDO B 0.44%
DFIN D 0.44%
RMR F 0.44%
PLAB C 0.43%
ADUS D 0.42%
WFRD D 0.41%
BLBD F 0.41%
SPNS F 0.41%
LGND B 0.4%
BDC C 0.4%
HIMS B 0.4%
AMR C 0.39%
USLM B 0.39%
M D 0.39%
TILE B 0.38%
INMD B 0.38%
MATX A 0.38%
EVER D 0.38%
PRGS A 0.38%
RXST F 0.37%
IESC B 0.37%
VRNT D 0.37%
WNC C 0.37%
MD C 0.37%
ANIP C 0.37%
MTH D 0.37%
HIW D 0.37%
BPMC B 0.37%
SIG B 0.37%
LRN B 0.36%
HRMY D 0.36%
QTWO A 0.36%
ODP F 0.36%
CAL D 0.36%
APOG B 0.36%
LPG F 0.35%
ESNT D 0.35%
CNXN C 0.35%
PDM D 0.35%
CRAI B 0.35%
ATKR D 0.34%
GRBK D 0.33%
CASH B 0.33%
PBF F 0.32%
TRMK B 0.32%
CUZ C 0.32%
FBP B 0.32%
MOG.A B 0.32%
AKR C 0.31%
PRMW C 0.31%
CMC B 0.31%
RDNT B 0.31%
ASO F 0.31%
GEO B 0.31%
LOPE B 0.31%
CCRN F 0.3%
PFS B 0.3%
CNK B 0.3%
SBRA C 0.3%
SCS C 0.3%
ATGE B 0.3%
PSN B 0.29%
HURN B 0.29%
IBOC B 0.29%
BKE A 0.29%
BNL D 0.29%
DXC B 0.29%
TWI F 0.28%
HCC C 0.28%
CRDO B 0.28%
BHE C 0.28%
ITCI C 0.28%
HCI C 0.28%
BKH B 0.27%
THFF B 0.27%
GIII D 0.27%
HUBG A 0.27%
VRNS D 0.27%
AVNS F 0.27%
MEDP C 0.26%
MED C 0.26%
AZZ B 0.26%
PRM C 0.26%
PHIN B 0.26%
PRG B 0.26%
TCMD B 0.26%
VIRT B 0.26%
GNK D 0.25%
AGX B 0.25%
ADMA B 0.25%
ABG B 0.25%
SXC B 0.25%
DNOW B 0.25%
LMAT B 0.24%
BKU B 0.24%
HDSN F 0.24%
PIPR B 0.23%
INTA B 0.23%
ASC F 0.23%
NTCT B 0.23%
SMP B 0.23%
KELYA F 0.22%
IMKTA B 0.22%
SIGA D 0.22%
INSW F 0.22%
KN B 0.22%
SBH C 0.22%
MRVI F 0.21%
HLX D 0.21%
BLFS C 0.21%
TMDX F 0.21%
ENS D 0.21%
NX C 0.21%
AMKR F 0.21%
DHT D 0.2%
VCTR B 0.2%
HAE B 0.2%
SGBX F 0.2%
ONTO F 0.2%
WABC B 0.2%
CMPR D 0.2%
PK B 0.2%
KRC C 0.2%
EXTR B 0.2%
GOGL D 0.19%
NVST C 0.19%
UCTT F 0.19%
ASGN C 0.19%
NSSC F 0.19%
NUS D 0.19%
TNC F 0.18%
NAVI D 0.18%
HOV F 0.18%
AXSM B 0.18%
SD D 0.17%
STNG F 0.17%
VSH F 0.17%
HY F 0.17%
TPC C 0.17%
ADNT D 0.17%
GES F 0.16%
BRC A 0.16%
XRX F 0.16%
SCVL D 0.15%
TGTX B 0.15%
HROW B 0.15%
OSCR F 0.15%
SCSC B 0.14%
MOV C 0.14%
ALRM C 0.14%
PCRX D 0.14%
AYI B 0.14%
TWST F 0.13%
CSGS B 0.13%
NECB B 0.13%
CLW F 0.13%
ALKT B 0.13%
METC C 0.13%
CWCO D 0.13%
ASTH F 0.13%
INVA B 0.12%
EIG A 0.12%
AIT A 0.12%
YEXT A 0.11%
CGEM F 0.11%
CECO D 0.11%
CHRD F 0.11%
GFF A 0.1%
AMCX C 0.1%
RAMP C 0.09%
SPSC D 0.09%
MAX F 0.09%
MLKN D 0.08%
CTRE C 0.08%
KTB B 0.08%
KSS F 0.07%
PEBK B 0.07%
TPH D 0.07%
WGO B 0.07%
APAM B 0.06%
FTDR B 0.06%
AMPH C 0.06%
GRND C 0.06%
EOLS F 0.06%
AMN F 0.06%
JWN B 0.06%
ATLO D 0.06%
REVG B 0.05%
OTTR C 0.05%
SWX B 0.05%
ATEN B 0.05%
COLL F 0.05%
OGS A 0.05%
CTS B 0.05%
OMI F 0.05%
NSIT F 0.05%
SWI B 0.04%
LBRT F 0.04%
VITL F 0.04%
PHR D 0.04%
SEMR C 0.04%
TDC D 0.04%
FORM F 0.04%
ETD D 0.04%
ANDE D 0.04%
HE F 0.04%
PGNY F 0.03%
JBI F 0.03%
RYI B 0.03%
EMBC B 0.03%
ACLS F 0.02%
ACIW B 0.02%
MITK C 0.0%
MAIN A 0.0%
EPAC B 0.0%
AFSM Underweight 77 Positions Relative to SBIO
Symbol Grade Weight
ACLX B -3.29%
RNA B -3.21%
CRNX B -2.87%
IMVT D -2.7%
DNLI B -2.6%
MRUS C -2.27%
PTCT B -2.01%
XENE C -2.0%
AGIO B -1.98%
EWTX C -1.95%
FOLD D -1.94%
VRNA C -1.88%
ZLAB C -1.78%
ACAD C -1.75%
CGON D -1.68%
VERA B -1.66%
PTGX C -1.6%
IDYA D -1.58%
VCEL B -1.56%
GERN D -1.51%
KROS C -1.48%
AKRO C -1.42%
LBPH A -1.24%
MIRM B -1.22%
MNKD C -1.19%
IRON B -1.16%
SNDX D -1.13%
ARVN D -1.13%
GLPG D -1.05%
CLDX F -1.04%
IMCR C -1.04%
NTLA F -0.99%
BCRX C -0.96%
RCUS D -0.95%
SPRY C -0.94%
VRDN C -0.92%
XNCR B -0.89%
DAWN C -0.89%
KURA D -0.81%
PHVS D -0.75%
APLT C -0.74%
COGT D -0.7%
AUPH B -0.7%
ETNB D -0.66%
PRTA F -0.57%
PLRX C -0.56%
LQDA D -0.53%
ERAS C -0.53%
REPL C -0.51%
AVXL B -0.46%
IRWD D -0.45%
OLMA F -0.44%
MLYS D -0.42%
ANNX C -0.42%
ALLO D -0.42%
SVRA F -0.4%
CELC D -0.37%
ANAB F -0.36%
ALEC C -0.35%
FLGT F -0.35%
ALT C -0.33%
ARCT F -0.33%
FULC F -0.33%
URGN F -0.32%
AURA C -0.3%
GHRS C -0.26%
TBPH B -0.26%
FDMT F -0.25%
STRO C -0.22%
CMPS F -0.22%
ALDX D -0.2%
ACIU D -0.19%
ITOS F -0.19%
ZNTL D -0.17%
ENTA F -0.14%
INZY F -0.14%
HLVX D -0.06%
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