ACES vs. PUI ETF Comparison

Comparison of ALPS Clean Energy ETF (ACES) to PowerShares Dynamic Utilities (PUI)
ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.03

Average Daily Volume

179,482

Number of Holdings *

30

* may have additional holdings in another (foreign) market
PUI

PowerShares Dynamic Utilities

PUI Description The PowerShares Dynamic Utilities Portfolio (Fund) is based on the Dynamic Utilities IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US utilities companies. These companies are principally engaged in providing either energy, water, natural gas or telecommunications services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$34.75

Average Daily Volume

5,572

Number of Holdings *

33

* may have additional holdings in another (foreign) market
Performance
Period ACES PUI
30 Days -8.29% -2.01%
60 Days -0.55% 0.06%
90 Days 2.71% 4.61%
12 Months -34.34% 9.43%
0 Overlapping Holdings
Symbol Grade Weight in ACES Weight in PUI Overlap
ACES Overweight 30 Positions Relative to PUI
Symbol Grade Weight
RIVN C 6.4%
TSLA B 6.22%
DAR F 5.42%
ITRI C 5.12%
ORA C 4.74%
FSLR C 4.61%
ALB F 4.52%
ENPH F 4.22%
HASI D 3.8%
WOLF F 3.24%
NEP F 2.94%
RUN F 2.9%
LCID D 2.66%
CWEN D 2.29%
ASPN D 2.02%
PLUG F 1.95%
ANDE D 1.83%
ARRY F 1.69%
FLNC F 1.21%
SHLS F 1.2%
GPRE F 1.13%
AMRC F 1.05%
AMSC B 0.94%
REX F 0.8%
CHPT D 0.69%
NOVA D 0.68%
CLNE F 0.51%
SPWR F 0.29%
AMPS D 0.23%
PLL F 0.2%
ACES Underweight 33 Positions Relative to PUI
Symbol Grade Weight
VST C -4.87%
CEG B -4.35%
NRG D -4.09%
SO B -3.95%
OKE B -3.89%
DTE D -3.61%
SRE B -3.54%
NI B -3.52%
PCG D -3.47%
ATO D -3.47%
DUK C -3.41%
LNT B -3.32%
AWK B -3.29%
PNW C -3.17%
WEC D -2.99%
XEL D -2.94%
CMS D -2.85%
CNP B -2.7%
FYBR B -2.7%
EXC D -2.66%
PEG B -2.63%
IDA D -2.5%
T B -2.44%
AEP C -2.41%
NJR D -2.36%
EIX C -2.33%
OTTR D -2.33%
FE C -2.31%
ES C -2.3%
VZ B -2.27%
ED D -2.25%
AEE D -2.23%
NFG D -2.12%
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