or Try an Advanced Search...

    Financial Adviser Stocks List

    Symbol Grade Name % Change
    NML A Neuberger Berman Energy Infrastructure & Income Fund, Inc. 0.11
    SLF A Sun Life Financial Inc. -0.23
    DHIL A Diamond Hill Investment Group, Inc. -0.45
    LPLA A LPL Financial Holdings Inc. -0.24
    VOYA A ING U.S. Inc. -1.40
    SIEB A Siebert Financial Corp. 1.87
    OBDC A Blue Owl Capital Corporation 0.60
    OBDE B Blue Owl Capital Corporation III -0.20
    KBDC B Kayne Anderson BDC, Inc. 0.06
    AMK B AssetMark Financial Holdings, Inc. 0.00
    View As Page of Charts
    Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
    Related Stock Lists: Financial Advisors Business Development Company Disability Investment Management Wealth Management Custodial Services Direct Lending Insurance Insurance Products Investment Advisory Services Registered Investment Adviser Retirement Products Riversource U.S. Securities And Exchange Commission Actuarial Science Advisory And Related Services Advisory Services Annuities Asset Management Services Bank

    Related ETFs - A few ETFs which own one or more of the above listed Financial Adviser stocks.

    Symbol Grade Name Weight
    FFLS B The Future Fund Long/Short ETF 4.05
    FFND B The Future Fund Active ETF 3.49
    WBIF B WBI Large Cap Tactical Value Shares 3.23
    KMID F Virtus KAR Mid-Cap ETF 3.1
    MVFD B Monarch Volume Factor Dividend Tree Index ETF 2.95
    View all Financial Adviser ETFs...
    Compare ETFs
    Compare FFND to MVFD Compare WBIF to KMID Compare WBIF to MVFD

        Financial Adviser Stocks Recent News

        Date Stock Title
        Nov 19 SLF MEDIA ADVISORY - Sun Life and Tribal Wi-Chi-Way-Win Capital Corporation announce partnership to serve Canadians and create local jobs in Winnipeg
        Nov 18 LPLA LPL Made a $300 Million Bet on Serving Insurers. Prudential Is Its First Client.
        Nov 18 LPLA Prudential Financial Completes Integration with LPL Financial Platform, Delivering Experience Upgrade for its Retail Arm, Prudential Advisors
        Nov 15 SLF Sun Life Financial price target raised to C$92 from C$88 at BMO Capital
        Nov 14 LPLA LPL Financial Welcomes Prosperity Investment Management
        Nov 14 DHIL Here’s Why Huntington Ingalls Industries (HII) is one of the Best-Positioned Defense Companies
        Nov 14 DHIL Multiple Tailwinds Lifted Regal Rexnord Corporation (RRX) in Q3
        Nov 14 OBDC Implied Volatility Surging for Blue Owl Capital (OBDC) Stock Options
        Nov 14 DHIL Ciena Corporation (CIEN) Rose on Improved Demand
        Nov 14 DHIL CubeSmart (CUBE) Benefitted From Lower Interest Rate
        Nov 14 DHIL Several Headwinds Dragged Humana (HUM) in Q3
        Nov 14 DHIL Here’s What Weighed On The Results of Lancaster Colony Corporation (LANC)
        Nov 14 SLF On World Diabetes Day, Sun Life commits an additional $1.53 million towards the fight against diabetes
        Nov 14 DHIL Here’s What Affected Coterra Energy (CTRA)
        Nov 14 SLF Sun Life Survey Reveals Hidden Financial and Mental Health Impacts of Type 2 Diabetes
        Nov 13 LPLA LPL Financial Hosts Program Leadership Conference for Top Bank and Credit Union Program Executives
        Nov 13 DHIL Strength In Its Aerospace Business Lifted Parker-Hannifin Corporation (PH) in Q3
        Nov 13 LPLA LPL Financial Welcomes Financial Advisors Ryan Kirby, Michael Alvarez
        Nov 13 SLF Sun Life boosts medium-term target for underlying EPS growth
        Nov 13 SLF Sun Life hosts Investor Day 2024 in Toronto
        Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
        Related Stock Lists: Business Development Company Investment Management Disability Financial Advisors Consulting Firm Direct Lending Insurance Investment Advisory Services Investment Company Private Equity Registered Investment Adviser Retirement Products Riversource U.S. Securities And Exchange Commission Venture Capital Wealth Management Advisory And Related Services Advisory Services Affinity Groups Annuity Products
        Financial Adviser

        A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.

        More about Financial Adviser
        Browse All Tags