Financial Adviser Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
NML | A | Neuberger Berman Energy Infrastructure & Income Fund, Inc. | 0.37 | |
KBDC | B | Kayne Anderson BDC, Inc. | 1.36 | |
PTMN | B | Portman Ridge Finance Corporation | 1.71 | |
AMK | B | AssetMark Financial Holdings, Inc. | 0.15 | |
LPLA | B | LPL Financial Holdings Inc. | -0.93 | |
AEG | C | AEGON N.V. | 1.77 | |
OBDC | C | Blue Owl Capital Corporation | -0.19 | |
VOYA | D | ING U.S. Inc. | 0.74 | |
OBDE | D | Blue Owl Capital Corporation III | 0.27 | |
SLF | D | Sun Life Financial Inc. | 1.02 |
Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
Related Stock Lists:
Financial Advisors
Disability
Insurance
Insurance Products
Registered Investment Adviser
Retirement Products
Riversource
Asset Management Services
Business Development Company
Casualty Insurance
Consulting Firm
Critical Illness
Custodial Services
Direct Lending
Financial Products
Income Products
Insurance Agents
Investment Advisory Services
Investment Management
Life Insurance
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
PBDC | A | Putnam BDC Income ETF | 12.84 | |
VWI | B | Trust For Advised Portfolios Arch Indices VOI Absolute Income Fund | 8.57 | |
GK | A | AdvisorShares Gerber Kawasaki ETF | 4.41 | |
WBIF | D | WBI Large Cap Tactical Value Shares | 3.9 | |
MARB | D | First Trust Merger Arbitrage ETF | 3.42 |
Compare ETFs
Related Industries:
Asset Management
Capital Markets
Insurance - Diversified
Insurance - Life
Internet Software & Services
Related Stock Lists:
Financial Advisors
Disability
Insurance
Insurance Products
Registered Investment Adviser
Retirement Products
Riversource
Asset Management Services
Business Development Company
Casualty Insurance
Consulting Firm
Critical Illness
Custodial Services
Direct Lending
Financial Products
Income Products
Insurance Agents
Investment Advisory Services
Investment Management
Life Insurance
- Financial Adviser
A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.
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