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    Broker Dealer Stocks List

    Symbol Grade Name % Change
    MKTX D MarketAxess Holdings, Inc. 0.02
    FITBI C Fifth Third Bancorp - Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I -0.08
    ENV B Envestnet, Inc 0.08
    VIRT B Virtu Financial, Inc. -3.01
    SSB B South State Corporation 2.03
    SCHW B Charles Schwab Corporation (The) 0.57
    FITB A Fifth Third Bancorp 1.66
    KCE A SPDR S&P Capital Markets ETF 0.71
    View As Page of Charts
    Related Industries: Banks - Regional - US Capital Markets
    Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance

    Related ETFs - A few ETFs which own one or more of the above listed Broker Dealer stocks.

    Symbol Grade Name Weight
    DFNL A Davis Select Financial ETF 6.71
    IAI A iShares U.S. Broker-Dealers ETF 6.45
    TPMN A The Timothy Plan Timothy Plan Market Neutral ETF 6.3
    IAT A iShares U.S. Regional Banks ETF 6.21
    WBIL A WBI Large Cap Tactical Select Shares 5.19
    View all Broker Dealer ETFs...
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    Compare IAI to TPMN Compare IAI to WBIL Compare TPMN to IAT

        Broker Dealer Stocks Recent News

        Date Stock Title
        Nov 22 MKTX Robinhood's Gallagher Bows Out Of SEC Chair Consideration Under Incoming Trump Administration
        Nov 22 SCHW Schwab ‘Evaluating’ Fee Hike on Referral Program for Advisors
        Nov 22 SCHW Schwab Plans to Launch Spot Crypto Trading Post Regulation Ease
        Nov 22 SCHW The Charles Schwab Corporation (SCHW) Just Flashed Golden Cross Signal: Do You Buy?
        Nov 22 SCHW Charles Schwab Plans Direct Crypto Investment Offerings Amid Regulatory Changes
        Nov 21 SCHW Charles Schwab said to signal interest in spot crypto trading pending regulatory clarity
        Nov 21 SCHW Vanguard Launches 2 Active Muni ETFs. More Bond ETFs Could Be on the Way.
        Nov 21 SCHW Charles Schwab Wants to Directly Offer Crypto to Clients, Incoming CEO Says
        Nov 21 SCHW Charles Schwab Eyes Spot Crypto Trading Once Regulations Change
        Nov 21 VIRT SEC Chair Gensler Says He’ll Resign on Inauguration Day
        Nov 21 SCHW Stick to financial plans amid election noise: Strategist
        Nov 21 ENV Mastercard Expands in Senegal With New Prepaid Card Launch
        Nov 21 SCHW Charles Schwab incoming CEO talks bank's growth, crypto plans
        Nov 21 VIRT The Zacks Rank Explained: How to Find Strong Buy Finance Stocks
        Nov 21 SCHW 60% Of Americans Are Behind On Retirement Planning — Are You One?
        Nov 21 MKTX MarketAxess Holdings Inc. (MKTX): A Bear Case Theory
        Nov 20 SCHW Robinhood Takes Aim At One Of Charles Schwab's Remaining Bastions
        Nov 20 FITB Fifth Third Bank, National Association, Names Matt Nipper as Northern Ohio President
        Nov 20 FITBI Fifth Third Bank, National Association, Names Matt Nipper as Northern Ohio President
        Nov 20 ENV Visa, Dash Solutions & Zelis Unite to Transform Healthcare Payments
        Related Industries: Banks - Regional - US Capital Markets
        Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance
        Broker Dealer

        A broker-dealer is a financial services firm that trades securities either for its own account or on behalf of other firms and individuals. Broker-dealers are responsible for executing buy and sell orders for stocks, bonds, mutual funds, and other securities. They also provide advice and research to their clients, as well as other services such as underwriting new issues and providing market-making services.

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