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    Broker Dealer Services Stocks List

    Symbol Grade Name % Change
    BENF F Beneficient 7.95
    FITBI C Fifth Third Bancorp - Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I -0.08
    FITB A Fifth Third Bancorp 1.66
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    Related Industries: Banks - Regional - US
    Related Stock Lists: Banking Advisory Services Asset Management Services Bank Broker Dealer Capital Markets Services Cash Management Cash Management Services Commercial Banking Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Public Finance Real Estate Finance Retail Brokerage Retail Brokerage Services Service Banking Center

    Related ETFs - A few ETFs which own one or more of the above listed Broker Dealer Services stocks.

    Symbol Grade Name Weight
    DFNL A Davis Select Financial ETF 5.48
    IAT A iShares U.S. Regional Banks ETF 4.77
    KBWB A PowerShares KBW Bank Portfolio ETF 3.78
    FTXO A First Trust Nasdaq Bank ETF 3.54
    FOVL A iShares Focused Value Factor ETF 2.57
    View all Broker Dealer Services ETFs...
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    Compare DFNL to FOVL Compare IAT to KBWB Compare KBWB to FOVL

        Broker Dealer Services Stocks Recent News

        Date Stock Title
        Nov 22 BENF Beneficient Adds $35 Million In Permanent Equity, Aiming For Nasdaq Compliance
        Nov 22 BENF Beneficient surges after consummating equity increase transaction
        Nov 22 BENF Beneficient Consummates Transaction to Increase Permanent Equity by $35 Million
        Nov 22 BENF Beneficient Appoints Karen J. Wendel to Board of Directors
        Nov 21 BENF Beneficient Reports to Kansas Legislative Committee on Its Positive Developments and the Digital Transformation of the Alternative Asset Industry
        Nov 20 FITBI Fifth Third Bank, National Association, Names Matt Nipper as Northern Ohio President
        Nov 20 FITB Fifth Third Bank, National Association, Names Matt Nipper as Northern Ohio President
        Nov 20 FITBI Fifth Third Kicks Off Second Annual ‘Swap, Snap, Share’ Small Business Appreciation Campaign
        Nov 20 FITB Fifth Third Kicks Off Second Annual ‘Swap, Snap, Share’ Small Business Appreciation Campaign
        Nov 19 FITB Fifth Third Empowers Next Generation with Financial Literacy Solutions
        Nov 19 FITBI Fifth Third Empowers Next Generation with Financial Literacy Solutions
        Nov 18 BENF Beneficient to Present at November 21st Virtual Investor Summit Microcap Event
        Nov 18 FITBI Fifth Third Wealth Advisors® Adds Team, Office in Winston-Salem, North Carolina
        Nov 18 FITB Fifth Third Wealth Advisors® Adds Team, Office in Winston-Salem, North Carolina
        Nov 17 BENF Beneficient Second Quarter 2025 Earnings: Beats Expectations
        Related Industries: Banks - Regional - US
        Related Stock Lists: Banking Advisory Services Asset Management Services Bank Broker Dealer Capital Markets Services Cash Management Cash Management Services Commercial Banking Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Public Finance Real Estate Finance Retail Brokerage Retail Brokerage Services Service Banking Center
        Broker Dealer Services

        Broker Dealer Services are services provided by a broker-dealer firm to its clients. These services include trading, underwriting, market making, research, and other services related to the buying and selling of securities. Broker-dealers are regulated by the Financial Industry Regulatory Authority (FINRA) and must adhere to certain rules and regulations.

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