YLDE vs. ARKX ETF Comparison

Comparison of ClearBridge Dividend Strategy ESG ETF (YLDE) to ARK Space Exploration & Innovation ETF (ARKX)

YLDE

ClearBridge Dividend Strategy ESG ETF

YLDE Description

The investment seeks dividend income, growth of dividend income and long-term capital appreciation. Under normal circumstances, the fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in dividend-paying stocks or other instruments with similar economic characteristics that offer the potential for income growth and capital appreciation over time and that meet its financial and environmental, social and governance (ESG) criteria. The fund may also invest in companies that the subadviser believes are making substantial progress toward becoming a leader in ESG policies.

Grade (RS Rating)

Last Trade

$50.11

Average Daily Volume

2,979

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$15.54

Average Daily Volume

41,448

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	YLDE	ARKX
30 Days	3.49%	2.10%
60 Days	3.77%	0.32%
90 Days	5.77%	4.23%
12 Months	22.37%	13.43%

1 Overlapping Holdings

	Symbol	Grade	Weight in YLDE	Weight in ARKX	Overlap
	HON	D	1.5%	1.51%	1.5%

YLDE Overweight 51 Positions Relative to ARKX

Symbol	Grade	Weight
WMB	B	3.98%
MSFT	C	3.87%
SRE	B	3.31%
JPM	D	3.24%
CMCSA	D	2.95%
BDX	F	2.83%
TRV	B	2.76%
V	C	2.76%
LIN	B	2.69%
APO	B	2.61%
TMUS	C	2.55%
AVGO	C	2.38%
KO	B	2.25%
AAPL	C	2.17%
ORCL	B	2.15%
AMT	C	2.14%
KMI	A	2.03%
VMC	D	2.03%
AVB	C	2.02%
MRK	D	2.0%
UNP	C	1.9%
SAP	A	1.87%
PG	C	1.77%
UNH	C	1.74%
HD	A	1.62%
COF	A	1.61%
WM	D	1.59%
GOOGL	D	1.56%
JNJ	C	1.48%
MET	A	1.47%
HLN	B	1.47%
APD	B	1.3%
AZN	D	1.26%
PNC	A	1.25%
PSA	B	1.24%
EIX	C	1.22%
SBUX	C	1.14%
DTE	B	1.08%
CSCO	B	1.05%
GILD	B	1.04%
PPG	D	0.98%
EQT	D	0.97%
FCX	D	0.95%
AIG	D	0.91%
NUE	F	0.86%
KVUE	C	0.78%
DIS	D	0.72%
TXN	C	0.71%
GM	B	0.7%
UPS	F	0.48%
MDLZ	C	0.15%

YLDE Underweight 25 Positions Relative to ARKX

Symbol	Grade	Weight
IRDM	D	-9.38%
KTOS	C	-9.31%
AVAV	C	-7.59%
TER	D	-7.48%
TRMB	C	-6.29%
LHX	C	-5.64%
RKLB	B	-4.55%
AMZN	C	-4.0%
ACHR	F	-3.02%
BLDE	D	-2.95%
GRMN	D	-2.9%
PLTR	A	-2.82%
DE	B	-2.78%
JOBY	F	-2.27%
GOOG	D	-2.19%
PRNT	D	-2.17%
HEI	A	-1.76%
LMT	B	-1.71%
TDY	C	-1.45%
PATH	D	-1.35%
SNPS	D	-1.26%
ANSS	D	-1.12%
DDD	F	-0.28%
OSPN	B	-0.24%
MYNA	F	-0.11%