XTN vs. FTA ETF Comparison

Comparison of SPDR S&P Transportation ETF (XTN) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

XTN

SPDR S&P Transportation ETF

XTN Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the transportation segment of a U.S. total market composite index. In seeking to track the performance of the S&P Transportation Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the transportation industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$80.88

Average Daily Volume

12,929

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.82

Average Daily Volume

34,942

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	XTN	FTA
30 Days	3.52%	0.60%
60 Days	7.41%	5.41%
90 Days	3.77%	8.33%
12 Months	11.93%	27.06%

7 Overlapping Holdings

Symbol	Grade	Weight in XTN	Weight in FTA	Overlap
EXPD	C	2.73%	0.17%	0.17%
FDX	D	2.4%	0.44%	0.44%
JBHT	D	2.63%	0.53%	0.53%
LUV	B	2.7%	0.5%	0.5%
UAL	B	3.03%	0.99%	0.99%
UHAL	A	0.82%	0.8%	0.8%
UPS	D	2.71%	0.33%	0.33%

XTN Overweight 35 Positions Relative to FTA

Symbol	Grade	Weight
LYFT	D	3.02%
DAL	C	2.96%
CAR	D	2.9%
AAL	D	2.85%
JBLU	B	2.8%
CHRW	A	2.78%
SKYW	B	2.77%
ALK	B	2.76%
MATX	C	2.76%
UBER	C	2.74%
RXO	D	2.74%
R	C	2.71%
ARCB	D	2.68%
KEX	C	2.67%
GXO	D	2.63%
XPO	F	2.63%
LSTR	D	2.62%
ODFL	D	2.62%
CSX	D	2.61%
WERN	D	2.59%
SAIA	D	2.58%
KNX	D	2.58%
NSC	C	2.57%
SNDR	C	2.55%
UNP	D	2.52%
JOBY	D	2.43%
HUBG	D	2.26%
ALGT	D	1.57%
GNK	B	1.47%
FWRD	D	1.31%
SNCY	D	0.92%
MRTN	F	0.89%
HTZ	F	0.85%
ATSG	B	0.84%
HTLD	F	0.54%

XTN Underweight 179 Positions Relative to FTA

Symbol	Grade	Weight
DHI	C	-1.13%
LEN	B	-1.04%
FOXA	A	-1.03%
ETR	A	-1.02%
EXC	A	-0.97%
T	A	-0.96%
CINF	A	-0.96%
CF	A	-0.96%
ACGL	A	-0.94%
BRK.A	C	-0.94%
CMCSA	B	-0.89%
SYF	B	-0.88%
APTV	D	-0.88%
EG	B	-0.87%
CVS	D	-0.87%
GPN	F	-0.87%
CE	D	-0.86%
GM	D	-0.84%
ADM	D	-0.83%
MKL	C	-0.83%
EQT	B	-0.82%
XEL	A	-0.81%
EOG	B	-0.81%
STLD	B	-0.81%
AEE	A	-0.81%
EBAY	A	-0.8%
MPC	F	-0.79%
ATO	A	-0.79%
NUE	D	-0.79%
HPE	B	-0.79%
AEP	C	-0.78%
HIG	A	-0.78%
CVX	B	-0.78%
ED	A	-0.78%
MTB	C	-0.77%
PSX	D	-0.77%
CTSH	B	-0.76%
CFG	D	-0.76%
PCG	B	-0.76%
CB	A	-0.76%
CAG	D	-0.76%
BG	F	-0.76%
COP	D	-0.76%
CNC	F	-0.75%
WBD	D	-0.75%
SNA	A	-0.74%
HBAN	D	-0.74%
SJM	C	-0.74%
CTRA	D	-0.74%
VTRS	D	-0.73%
IPG	C	-0.73%
VZ	A	-0.73%
KMI	A	-0.73%
KHC	D	-0.73%
F	D	-0.72%
COF	C	-0.72%
VLO	F	-0.72%
FANG	D	-0.71%
L	D	-0.7%
DVN	F	-0.69%
LNG	A	-0.69%
OXY	F	-0.68%
RS	D	-0.68%
OC	C	-0.67%
XOM	A	-0.67%
LYB	D	-0.67%
AIG	F	-0.66%
LKQ	F	-0.65%
WFC	D	-0.63%
TROW	D	-0.63%
BEN	F	-0.62%
AFL	A	-0.6%
EIX	A	-0.59%
BBY	B	-0.59%
WEC	A	-0.59%
CMS	A	-0.58%
STT	C	-0.58%
HAL	F	-0.57%
D	A	-0.57%
ZM	C	-0.57%
GIS	C	-0.57%
FITB	C	-0.57%
WPC	C	-0.56%
USB	C	-0.56%
DTE	A	-0.56%
RF	C	-0.56%
FE	B	-0.56%
DUK	A	-0.56%
DE	A	-0.55%
TDY	A	-0.55%
JBL	D	-0.55%
DGX	B	-0.55%
KR	C	-0.55%
INCY	B	-0.53%
CHTR	D	-0.53%
SRE	A	-0.53%
EQR	C	-0.52%
TXT	F	-0.5%
BKR	B	-0.5%
ZBH	F	-0.49%
TEL	D	-0.49%
C	B	-0.48%
BAC	D	-0.48%
CRBG	C	-0.48%
CNP	B	-0.46%
PYPL	C	-0.45%
SWKS	F	-0.45%
LMT	A	-0.42%
HCA	B	-0.42%
FNF	A	-0.41%
WY	B	-0.4%
NEE	A	-0.4%
PEG	A	-0.4%
LOW	A	-0.4%
TRV	C	-0.39%
APD	C	-0.39%
KEY	C	-0.39%
PNC	C	-0.39%
SSNC	C	-0.39%
KIM	C	-0.39%
PKG	C	-0.39%
INTC	D	-0.38%
MDT	B	-0.38%
OMC	C	-0.38%
MOH	D	-0.38%
GS	C	-0.37%
JNJ	D	-0.37%
OKE	B	-0.37%
CSCO	A	-0.37%
KDP	C	-0.37%
DOV	C	-0.36%
PPG	D	-0.36%
MS	B	-0.36%
WRB	B	-0.36%
CPB	D	-0.36%
ARE	D	-0.35%
DOW	B	-0.35%
HRL	F	-0.35%
TGT	C	-0.35%
HSY	D	-0.35%
EPAM	F	-0.35%
HPQ	C	-0.34%
GPC	D	-0.34%
K	B	-0.23%
CBRE	A	-0.22%
KVUE	C	-0.21%
BLK	A	-0.2%
POOL	B	-0.2%
VTR	C	-0.2%
TRGP	B	-0.19%
JCI	B	-0.19%
MKC	C	-0.19%
WMT	A	-0.19%
CMI	B	-0.19%
NKE	D	-0.19%
ABT	B	-0.18%
CTVA	A	-0.18%
SYY	B	-0.18%
PFG	C	-0.18%
MAA	C	-0.18%
DD	B	-0.18%
J	D	-0.18%
AWK	B	-0.18%
MDLZ	C	-0.18%
PRU	C	-0.17%
KMB	B	-0.17%
GD	A	-0.17%
WLK	C	-0.17%
TSN	D	-0.17%
LHX	A	-0.17%
CI	D	-0.17%
TSCO	A	-0.17%
ELV	F	-0.16%
RJF	B	-0.16%
REGN	D	-0.16%
BIIB	F	-0.14%
QCOM	D	-0.14%
HUM	F	-0.14%
DG	F	-0.11%