VCLN vs. CTEC ETF Comparison

Comparison of Virtus Duff & Phelps Clean Energy ETF (VCLN) to Global X CleanTech ETF (CTEC)

VCLN

Virtus Duff & Phelps Clean Energy ETF

VCLN Description

The investment seeks capital appreciation. Under normal market conditions, the fund will invest not less than 80% of its net assets (plus the amount of any borrowings for investment purposes) in equity securities of clean energy companies. The sub-adviser defines clean energy companies as those that derive at least 50% of their value from one or more of the following clean energy businesses: (a) the production of clean energy; (b) the provision of clean energy technology and equipment; or (c) the transmission and distribution of clean energy. It is non-diversified.

Grade (RS Rating)

Last Trade

$17.69

Average Daily Volume

584

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CTEC

Global X CleanTech ETF

CTEC Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes, in the securities of the index and in ADRs, GDRs based on the securities in the index. The index is designed to provide exposure to exchange-listed companies that are positioned to benefit from the increased adoption of technologies focused on improving the efficiency of renewable energy production and/or mitigating the adverse environmental effects of resource consumption. It is non-diversified.

Grade (RS Rating)

Last Trade

$7.04

Average Daily Volume

14,199

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	VCLN	CTEC
30 Days	-3.99%	-5.09%
60 Days	-8.76%	-10.78%
90 Days	-6.90%	-12.29%
12 Months	6.63%	-27.52%

5 Overlapping Holdings

Symbol	Grade	Weight in VCLN	Weight in CTEC	Overlap
BE	B	2.28%	5.89%	2.28%
ENPH	F	3.94%	3.9%	3.9%
FLNC	D	1.63%	4.78%	1.63%
FSLR	F	7.72%	5.28%	5.28%
PLUG	F	0.52%	3.3%	0.52%

VCLN Overweight 15 Positions Relative to CTEC

Symbol	Grade	Weight
CWEN	C	2.56%
NEE	C	2.47%
DTM	A	2.1%
XYL	D	1.75%
GEV	B	1.75%
SO	C	1.71%
AGX	B	1.66%
ABBV	F	1.55%
AES	F	1.33%
MP	C	1.33%
LNG	A	1.06%
RUN	F	0.92%
NVT	B	0.91%
CEG	C	0.89%
HUBB	B	0.86%

VCLN Underweight 8 Positions Relative to CTEC

Symbol	Grade	Weight
QS	F	-4.2%
DQ	F	-2.6%
JKS	F	-2.18%
ARRY	F	-1.95%
AMRC	F	-1.72%
SHLS	F	-1.57%
CSIQ	F	-1.5%
SEDG	F	-1.32%