UYG vs. FXO ETF Comparison

Comparison of ProShares Ultra Financials (UYG) to First Trust Financials AlphaDEX (FXO)

UYG

ProShares Ultra Financials

UYG Description

The investment seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Dow Jones U.S. FinancialsSM Index. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index measures the performance of the financial services sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$75.80

Average Daily Volume

29,100

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.97

Average Daily Volume

59,595

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	UYG	FXO
30 Days	4.80%	2.41%
60 Days	9.28%	4.53%
90 Days	17.03%	11.04%
12 Months	58.86%	32.90%

43 Overlapping Holdings

Symbol	Grade	Weight in UYG	Weight in FXO	Overlap
ACGL	B	0.4%	1.71%	0.4%
AFL	B	0.54%	1.14%	0.54%
AIG	D	0.47%	1.18%	0.47%
AIZ	B	0.1%	0.69%	0.1%
AJG	C	0.63%	1.08%	0.63%
ALL	A	0.48%	1.39%	0.48%
AMP	B	0.42%	0.96%	0.42%
BAC	D	2.56%	0.58%	0.58%
BEN	F	0.06%	1.05%	0.06%
BK	A	0.5%	0.69%	0.5%
BRK.A	C	7.93%	1.74%	1.74%
BRO	C	0.23%	1.37%	0.23%
BX	B	1.02%	0.35%	0.35%
C	D	1.06%	0.85%	0.85%
CB	B	1.14%	1.06%	1.06%
CBOE	C	0.21%	0.37%	0.21%
CFG	D	0.18%	0.66%	0.18%
CINF	B	0.21%	1.79%	0.21%
EG	B	0.16%	1.56%	0.16%
FITB	B	0.27%	0.67%	0.27%
GL	C	0.08%	1.49%	0.08%
GS	D	1.48%	1.64%	1.48%
HBAN	B	0.2%	1.29%	0.2%
HIG	A	0.33%	1.08%	0.33%
JPM	D	5.76%	0.3%	0.3%
KEY	B	0.15%	0.34%	0.15%
KKR	B	0.78%	1.79%	0.78%
L	B	0.14%	1.25%	0.14%
MCO	A	0.73%	0.34%	0.34%
MMC	C	1.1%	0.33%	0.33%
MS	D	1.17%	1.19%	1.17%
MTB	B	0.27%	1.31%	0.27%
NTRS	B	0.17%	0.31%	0.17%
PGR	A	1.42%	1.88%	1.42%
PNC	B	0.69%	0.68%	0.68%
RF	B	0.2%	0.65%	0.2%
SCHW	D	0.9%	0.25%	0.25%
STT	A	0.24%	1.05%	0.24%
TROW	D	0.23%	1.43%	0.23%
TRV	B	0.52%	0.34%	0.34%
USB	B	0.66%	0.66%	0.66%
WFC	D	1.75%	0.52%	0.52%
WRB	C	0.17%	0.33%	0.17%

UYG Overweight 27 Positions Relative to FXO

Symbol	Grade	Weight
V	B	4.36%
MA	B	3.92%
SPGI	B	1.62%
AXP	B	1.41%
BLK	A	1.2%
ICE	B	0.9%
CME	C	0.76%
AON	B	0.74%
PYPL	B	0.72%
TFC	D	0.54%
COF	C	0.51%
FIS	B	0.46%
MET	A	0.44%
MSCI	C	0.43%
PRU	C	0.4%
DFS	C	0.31%
WTW	B	0.29%
NDAQ	B	0.29%
GPN	D	0.27%
CPAY	B	0.21%
RJF	C	0.21%
SYF	C	0.18%
PFG	B	0.17%
FDS	C	0.16%
JKHY	B	0.12%
MKTX	C	0.09%
IVZ	C	0.07%

UYG Underweight 58 Positions Relative to FXO

Symbol	Grade	Weight
JEF	B	-1.81%
MTG	B	-1.79%
RNR	B	-1.78%
NU	B	-1.77%
AMG	C	-1.68%
JHG	B	-1.67%
AGO	C	-1.57%
MKL	C	-1.53%
APO	C	-1.49%
WTM	F	-1.48%
COLB	B	-1.42%
BPOP	C	-1.31%
RYAN	C	-1.31%
ALLY	F	-1.3%
UNM	B	-1.27%
TPG	B	-1.23%
SEIC	B	-1.23%
FNB	D	-1.2%
WBS	C	-1.2%
WAL	B	-1.18%
LPLA	D	-1.16%
OZK	D	-1.16%
EQH	C	-1.15%
LNC	D	-1.13%
OMF	C	-1.09%
CMA	B	-1.05%
TW	A	-1.03%
AXS	B	-1.02%
FCNCA	D	-1.02%
CNA	C	-1.02%
AGNC	A	-1.01%
EWBC	C	-1.0%
ZION	D	-0.98%
FHN	D	-0.92%
OWL	C	-0.91%
CRBG	D	-0.89%
VIRT	B	-0.83%
FAF	B	-0.72%
PB	B	-0.7%
PNFP	B	-0.69%
ORI	A	-0.67%
HLI	B	-0.67%
BOKF	B	-0.66%
FHB	C	-0.65%
ARES	B	-0.64%
WTFC	B	-0.62%
SLM	C	-0.6%
COIN	F	-0.44%
UWMC	C	-0.38%
FNF	A	-0.36%
XP	D	-0.32%
VOYA	A	-0.32%
AFG	B	-0.32%
SNV	C	-0.32%
RGA	B	-0.31%
MORN	C	-0.31%
CFR	C	-0.31%
STWD	A	-0.31%