SOLR vs. CTEC ETF Comparison

Comparison of SmartETFs Sustainable Energy II ETF (SOLR) to Global X CleanTech ETF (CTEC)

SOLR

SmartETFs Sustainable Energy II ETF

SOLR Description

SmartETFs Sustainable Energy II ETF is an exchange traded fund launched and managed by Guinness Atkinson Asset Management, Inc. The fund is co-managed by Penserra Capital Management, LLC. The fund invests in public equity markets of global region. The fund invests in stocks of companies operating across energy and sustainable energy companies sectors. It invests in growth and value stocks of companies across diversified market capitalization. The fund invests in stocks of companies that directly promote environmental responsibility. The fund employs fundamental analysis to create its portfolio. It employs proprietary research to create its portfolio. SmartETFs Sustainable Energy II ETF was formed on November 11, 2020 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$28.77

Average Daily Volume

248

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CTEC

Global X CleanTech ETF

CTEC Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes, in the securities of the index and in ADRs, GDRs based on the securities in the index. The index is designed to provide exposure to exchange-listed companies that are positioned to benefit from the increased adoption of technologies focused on improving the efficiency of renewable energy production and/or mitigating the adverse environmental effects of resource consumption. It is non-diversified.

Grade (RS Rating)

Last Trade

$8.11

Average Daily Volume

10,830

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SOLR	CTEC
30 Days	5.76%	6.57%
60 Days	7.21%	8.13%
90 Days	4.11%	-0.61%
12 Months	15.74%	-18.40%

5 Overlapping Holdings

Symbol	Grade	Weight in SOLR	Weight in CTEC	Overlap
AMRC	C	2.08%	2.13%	2.08%
CSIQ	D	1.68%	1.57%	1.57%
ENPH	F	1.65%	6.15%	1.65%
FSLR	C	3.59%	6.2%	3.59%
SEDG	F	0.24%	1.97%	0.24%

SOLR Overweight 14 Positions Relative to CTEC

Symbol	Grade	Weight
TT	A	4.88%
NEE	C	4.67%
HUBB	A	4.45%
ETN	B	4.07%
IBP	C	3.27%
ITRI	C	3.23%
OC	C	3.21%
ORA	C	3.19%
ON	F	3.06%
NXPI	F	2.87%
APTV	D	2.86%
ST	F	2.74%
THRM	F	1.86%
TPIC	C	0.21%

SOLR Underweight 8 Positions Relative to CTEC

Symbol	Grade	Weight
FLNC	C	-4.39%
QS	F	-4.18%
BE	F	-3.78%
PLUG	D	-2.89%
DQ	C	-1.95%
JKS	C	-1.8%
ARRY	F	-1.56%
SHLS	F	-1.51%