SMLL vs. FINX ETF Comparison

Comparison of Harbor Active Small Cap ETF (SMLL) to Global X FinTech Thematic ETF (FINX)
SMLL

Harbor Active Small Cap ETF

SMLL Description

The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.04

Average Daily Volume

3,453

Number of Holdings *

40

* may have additional holdings in another (foreign) market
FINX

Global X FinTech Thematic ETF

FINX Description The Global X FinTech Thematic ETF (FINX) seeks to invest in companies on the leading edge of the emerging financial technology sector, which encompasses a range of innovations helping to transform established industries like insurance, investing, fundraising, and third-party lending through unique mobile and digital solutions

Grade (RS Rating)

Last Trade

$33.55

Average Daily Volume

66,793

Number of Holdings *

42

* may have additional holdings in another (foreign) market
Performance
Period SMLL FINX
30 Days 6.73% 11.59%
60 Days 12.05% 17.73%
90 Days 23.52%
12 Months 56.22%
2 Overlapping Holdings
Symbol Grade Weight in SMLL Weight in FINX Overlap
FOUR A 3.08% 1.33% 1.33%
SSNC C 4.74% 4.33% 4.33%
SMLL Overweight 38 Positions Relative to FINX
Symbol Grade Weight
LBRT F 6.17%
KNSL B 4.97%
JBI F 4.68%
DOCS C 3.71%
PCTY B 3.66%
RS B 3.43%
ZG A 3.13%
WTFC B 3.01%
LYFT C 2.71%
FRSH C 2.63%
APAM B 2.61%
RLJ C 2.42%
ATR B 2.37%
WRBY A 2.04%
OSCR D 1.95%
LSTR D 1.85%
PLOW F 1.79%
USPH B 1.77%
HAYW B 1.76%
PECO B 1.56%
MC B 1.51%
MCRI A 1.51%
MORN B 1.49%
SAM C 1.32%
NNN C 1.3%
CHWY B 1.26%
QTWO A 1.26%
WSC F 1.2%
NWE C 1.09%
RBC A 1.08%
BECN B 1.08%
FBIN D 1.07%
RL C 1.06%
EWCZ F 1.01%
TRUE C 0.95%
TMCI C 0.91%
CMS C 0.88%
REYN D 0.74%
SMLL Underweight 40 Positions Relative to FINX
Symbol Grade Weight
PYPL B -7.2%
FI A -7.15%
FIS C -6.47%
INTU B -5.35%
SQ A -5.31%
COIN B -5.2%
TOST A -4.08%
XRX F -3.95%
GWRE A -3.77%
GPN C -3.4%
AFRM A -3.26%
SOFI A -3.09%
JKHY D -2.96%
BILL A -2.14%
HQY A -1.94%
ACIW B -1.41%
UPST B -1.37%
NCNO B -1.09%
MARA B -1.08%
PAYO A -0.88%
ENV B -0.81%
VIRT A -0.74%
VERX A -0.69%
STNE F -0.65%
FLYW B -0.61%
RIOT C -0.57%
LMND A -0.52%
MLNK C -0.41%
DLO C -0.39%
LC B -0.39%
PAGS F -0.38%
CIFR C -0.38%
SPNS F -0.37%
BLND A -0.24%
LPRO C -0.18%
PAY A -0.16%
CTLP B -0.15%
IIIV B -0.14%
TREE F -0.14%
MITK D -0.1%
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