SMIZ vs. IQSM ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to IQ Candriam ESG U.S. Mid Cap Equity ETF (IQSM)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$34.97

Average Daily Volume

15,145

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

IQSM

IQ Candriam ESG U.S. Mid Cap Equity ETF

IQSM Description

IQ Candriam ESG U.S. Mid Cap Equity ETF is an exchange traded fund launched by New York Life Investment Management LLC. The fund is managed by IndexIQ Advisors LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of mid-cap companies. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the IQ Candriam ESG U.S. Mid Cap Equity Index, by using full replication technique. IQ Candriam ESG U.S. Mid Cap Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.47

Average Daily Volume

13,831

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	IQSM
30 Days	2.38%	-0.02%
60 Days	8.10%	4.20%
90 Days	10.68%	7.20%
12 Months	35.43%	26.72%

31 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in IQSM	Overlap
AGNC	C	0.37%	0.33%	0.33%
AIZ	A	0.21%	0.54%	0.21%
ALTR	B	0.5%	0.27%	0.27%
ANF	C	0.54%	0.34%	0.34%
AXS	A	0.17%	0.31%	0.17%
AXTA	A	0.73%	0.43%	0.43%
AYI	A	0.71%	0.48%	0.48%
AZEK	B	0.24%	0.32%	0.24%
BRBR	A	1.19%	0.45%	0.45%
CHRW	A	0.43%	0.62%	0.43%
DOCU	A	0.33%	0.77%	0.33%
EME	B	1.73%	1.12%	1.12%
EXAS	F	0.19%	0.45%	0.19%
FIX	A	0.6%	0.74%	0.6%
GAP	C	0.35%	0.21%	0.21%
GWRE	B	0.79%	0.72%	0.72%
HRB	D	0.27%	0.39%	0.27%
ITT	A	0.43%	0.6%	0.43%
MEDP	D	0.71%	0.37%	0.37%
NCLH	B	0.56%	0.54%	0.54%
NYT	D	0.23%	0.39%	0.23%
OHI	C	0.6%	0.47%	0.47%
PCVX	D	0.26%	0.46%	0.26%
POST	D	0.19%	0.25%	0.19%
PRI	A	0.48%	0.5%	0.48%
RYAN	A	0.88%	0.33%	0.33%
TOL	B	0.76%	0.76%	0.76%
TWLO	A	0.57%	0.76%	0.57%
UNM	A	0.49%	0.65%	0.49%
WMS	F	0.26%	0.42%	0.26%
WTS	A	0.59%	0.27%	0.27%

SMIZ Overweight 158 Positions Relative to IQSM

Symbol	Grade	Weight
PRA	A	1.12%
MCY	A	1.06%
PODD	A	1.05%
ADMA	C	1.05%
NTRS	A	1.04%
ENR	A	1.01%
SLVM	B	1.01%
CBSH	A	0.96%
SNV	A	0.96%
COFS	A	0.95%
MUSA	A	0.94%
KW	C	0.92%
FISI	A	0.92%
ANET	C	0.91%
NTAP	D	0.9%
DDOG	B	0.9%
FULT	A	0.89%
FLS	A	0.86%
LRN	A	0.84%
MCK	A	0.84%
LNG	A	0.84%
TROW	A	0.81%
NPAB	F	0.8%
PRM	C	0.79%
ALX	D	0.79%
WMB	A	0.78%
ICUI	D	0.76%
CBAN	A	0.76%
NRIM	A	0.74%
RMBS	C	0.72%
TMHC	B	0.71%
PK	C	0.69%
IBKR	A	0.69%
HHH	B	0.69%
CEG	D	0.68%
ZUO	A	0.68%
NI	A	0.67%
CHCO	A	0.65%
RCL	A	0.65%
BMI	B	0.65%
YEXT	A	0.64%
BSRR	B	0.63%
IR	A	0.62%
SOFI	A	0.62%
VMI	B	0.61%
CINF	A	0.61%
TTWO	A	0.59%
VECO	F	0.58%
GLW	B	0.57%
HQY	A	0.57%
HUBB	B	0.57%
HIG	C	0.57%
VST	A	0.57%
BMRC	A	0.57%
ALRS	D	0.55%
JHG	A	0.55%
ARVN	D	0.55%
EIX	C	0.54%
KREF	D	0.54%
MATX	B	0.54%
APH	B	0.54%
UAL	A	0.53%
PHM	D	0.51%
ICFI	F	0.5%
LDOS	C	0.5%
WING	F	0.5%
MASI	A	0.49%
IRDM	C	0.49%
COIN	A	0.49%
ZBRA	B	0.49%
FLR	B	0.48%
BAH	D	0.47%
WEAV	B	0.47%
CMTG	D	0.46%
SPT	C	0.46%
ALKS	B	0.46%
RMD	C	0.45%
SIRI	C	0.44%
JANX	C	0.44%
MHO	D	0.44%
UIS	B	0.43%
NWPX	A	0.43%
TAP	A	0.43%
WAB	B	0.43%
DUOL	B	0.42%
TXT	D	0.41%
HCAT	C	0.41%
CSL	B	0.4%
GTLB	B	0.4%
POWL	C	0.4%
BTU	B	0.39%
TSN	A	0.38%
EXPD	D	0.38%
ILMN	C	0.38%
CARG	A	0.38%
KRYS	D	0.38%
APPF	C	0.37%
SPSC	D	0.36%
KBH	D	0.36%
THC	C	0.36%
DRI	B	0.36%
HY	F	0.36%
VCYT	B	0.36%
CRS	A	0.36%
HOLX	D	0.36%
FTNT	A	0.35%
URBN	C	0.35%
AOSL	F	0.35%
QLYS	C	0.34%
OKTA	D	0.34%
GRBK	D	0.34%
KKR	A	0.34%
CBOE	D	0.33%
ROST	D	0.32%
UI	A	0.32%
RDFN	D	0.32%
ACGL	C	0.32%
OMC	C	0.32%
RIOT	B	0.31%
HAE	A	0.31%
LHX	B	0.3%
HSTM	B	0.3%
CCS	F	0.3%
COOP	B	0.29%
ALLO	D	0.29%
UHS	D	0.28%
FSLY	D	0.28%
RBB	A	0.28%
MGM	D	0.27%
EPC	F	0.26%
MTG	C	0.26%
EVTC	C	0.25%
GNTY	A	0.24%
INSP	F	0.24%
WASH	A	0.23%
EVER	F	0.23%
IRM	D	0.22%
KMPR	A	0.22%
ZM	B	0.22%
OPCH	F	0.21%
BRO	B	0.21%
PARR	D	0.21%
SN	C	0.2%
HL	D	0.2%
CPF	A	0.19%
PHR	F	0.19%
TMDX	F	0.19%
STNE	F	0.19%
DFH	F	0.17%
CWCO	C	0.16%
BMRN	F	0.16%
AFL	C	0.14%
AEO	F	0.13%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.08%
SPCE	D	0.04%

SMIZ Underweight 183 Positions Relative to IQSM

Symbol	Grade	Weight
PKG	B	-1.0%
YUMC	B	-0.86%
KEY	A	-0.85%
PNR	A	-0.84%
BURL	C	-0.84%
NTNX	A	-0.83%
RPM	A	-0.83%
MANH	D	-0.82%
MAS	D	-0.82%
OC	A	-0.81%
XPO	B	-0.81%
GEN	B	-0.79%
KIM	A	-0.78%
EQH	B	-0.75%
UTHR	B	-0.75%
FLEX	B	-0.72%
USFD	B	-0.72%
RGA	A	-0.72%
GGG	A	-0.71%
ACM	B	-0.7%
SAIA	C	-0.69%
EWBC	A	-0.69%
FFIV	B	-0.68%
DT	C	-0.68%
SFM	A	-0.68%
POOL	D	-0.66%
EPAM	B	-0.66%
UDR	C	-0.65%
RNR	D	-0.64%
TPR	A	-0.63%
CPT	D	-0.61%
ELS	B	-0.61%
JLL	C	-0.6%
AMH	C	-0.6%
JKHY	D	-0.6%
REG	A	-0.59%
NBIX	D	-0.59%
HST	D	-0.59%
KMX	B	-0.59%
JNPR	D	-0.58%
NVT	B	-0.58%
FTI	A	-0.58%
ALB	C	-0.57%
WPC	D	-0.57%
PAYC	B	-0.56%
RRX	B	-0.55%
SJM	F	-0.55%
DAY	B	-0.55%
BLD	F	-0.55%
BJ	B	-0.55%
Z	A	-0.55%
LW	C	-0.55%
DKS	D	-0.54%
CG	B	-0.54%
TECH	D	-0.54%
INSM	D	-0.54%
ATR	B	-0.54%
SF	A	-0.54%
NWSA	B	-0.53%
IPG	F	-0.53%
TTEK	D	-0.52%
CTLT	C	-0.51%
FND	F	-0.51%
CUBE	C	-0.51%
WTRG	C	-0.5%
CRL	D	-0.48%
EHC	B	-0.48%
LAD	A	-0.48%
GL	B	-0.47%
ALLY	C	-0.47%
LKQ	D	-0.47%
INGR	B	-0.47%
MKTX	C	-0.47%
WAL	A	-0.47%
SRPT	F	-0.46%
ARMK	C	-0.46%
QGEN	D	-0.46%
WCC	A	-0.46%
GLOB	C	-0.46%
DTM	A	-0.46%
ORI	A	-0.45%
FBIN	D	-0.45%
FN	C	-0.44%
DCI	B	-0.44%
ROKU	D	-0.44%
TFX	F	-0.43%
PCTY	B	-0.43%
REXR	F	-0.43%
EXEL	B	-0.43%
SNX	D	-0.42%
KNX	B	-0.42%
AOS	F	-0.42%
RVMD	B	-0.42%
RL	B	-0.41%
TTC	D	-0.41%
ITCI	B	-0.41%
PEN	B	-0.41%
BRX	A	-0.41%
GPK	D	-0.41%
MTZ	B	-0.41%
CHE	D	-0.4%
FRT	B	-0.4%
PLNT	A	-0.4%
MOS	D	-0.4%
DVA	C	-0.4%
X	D	-0.39%
HAS	D	-0.39%
VOYA	A	-0.39%
ONTO	F	-0.38%
WH	A	-0.37%
TREX	C	-0.37%
HSIC	D	-0.37%
RHI	B	-0.37%
ADC	A	-0.36%
JAZZ	A	-0.36%
ESTC	C	-0.36%
KEX	A	-0.36%
AA	A	-0.35%
OLED	F	-0.35%
RIVN	F	-0.35%
APG	C	-0.35%
G	A	-0.35%
MHK	D	-0.35%
RGEN	D	-0.35%
GNTX	C	-0.34%
WEX	F	-0.34%
GTLS	A	-0.34%
ALV	C	-0.34%
BPOP	C	-0.33%
BEN	C	-0.33%
H	B	-0.33%
CMC	B	-0.33%
FR	D	-0.33%
LSCC	D	-0.33%
CGNX	D	-0.33%
GXO	B	-0.33%
MKSI	D	-0.33%
DINO	D	-0.32%
LSTR	D	-0.32%
PARA	C	-0.32%
FCN	F	-0.32%
HLNE	A	-0.32%
HALO	D	-0.32%
FAF	C	-0.31%
CFLT	C	-0.31%
DAR	B	-0.31%
STAG	D	-0.31%
MTN	C	-0.31%
ARW	D	-0.3%
WBA	F	-0.3%
ESI	B	-0.3%
NOV	D	-0.3%
MSA	D	-0.3%
LFUS	D	-0.29%
PVH	C	-0.28%
AGCO	D	-0.28%
SUM	B	-0.28%
STWD	D	-0.28%
CHX	C	-0.28%
WFRD	F	-0.28%
CROX	F	-0.28%
SIGI	A	-0.28%
ETSY	D	-0.28%
BPMC	D	-0.28%
VKTX	F	-0.27%
CLF	F	-0.26%
LEA	F	-0.26%
CRUS	F	-0.26%
PATH	D	-0.26%
AM	A	-0.24%
TKR	F	-0.23%
FIVE	F	-0.23%
ST	F	-0.23%
IBP	F	-0.23%
DLB	D	-0.21%
AN	D	-0.21%
ACHC	F	-0.17%
ZG	A	-0.16%
COTY	F	-0.13%
CACC	D	-0.13%
NWS	A	-0.11%
LEVI	F	-0.08%
LCID	F	-0.08%